Rule 15c2-12 Disclosure
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1 Issuer: Sunshine State Governmental Financing Commission Municipal Secondary Market Disclosure Municipal Securies Rulemaking Board Electronic Municipal Market Access 1300 I Street NW, Suite 1000 Washington, DC (Electronic Filing Only) Bond Issues: Coral Gables Program - Revenue Bonds, Series 2011C, Series 2012, Series 2013A, Series 2013B, Series 2014, Series 2015B, Series 2016A, Series 2016B, Series 2016C Series 2018A and Series 2018B Issuer's Filing Reference Number: Filing Date: May 24, 2018 Information Available on Issuer's Web Site at Issuer Contact Information: Richard C. Dowdy, Program Administrator Sunshine State Governmental Financing Commission 2308 Tour Eiffel Drive Tallahassee, FL (850) ssgfc@embarqmail.com Borrower/Obligor Contact Information: Not Applicable FINANCIAL/OPERATING DATA DISCLOSURES Includes annual financial information under SEC Rule 15c2-12(b)(5)(i)(A) and (d)(2)(ii)(a), audited financial statements under Rule 15c2-12(b)(5)(i)(B), notice of failure to provide annual financial information under Rule 15c2-12(b)(5)(i)(D), and other financial or operating information. Rule 15c2-12 Disclosure Annual Financial Information and Operating Data (Rule 15c2-12) Audited Financial Statements or CAFR (Rule 15c2-12) Failure to Provide Annual Financial Information as Required Additional / Voluntary Disclosure Quarterly / Monthly Financial Information Change in Fiscal Year / Timing of Annual Disclosure Change in Accounting Standard Interim / Additional Financial Information / Operating Data Budget Investment / Debt / Financial Policy Information Provided to Rating Agency, Credit / Liquidity Provider or Other Third Party Consultant Reports Other Financial / Operating Data
2 EVENT FILING Document Dated: Notice of a event specified under SEC Rule 15c2-12(b)(5)(C) and (d)(2)(ii)(b), and any other voluntary notice or disclosure with respect to municipal securities. Rule 15c2-12 Disclosure Principal / Interest Payment Delinquency Non-payment Related Default Unscheduled Draw on Debt Service Reserve Reflecting Financial Difficulties Unscheduled Draw on Credit Enhancement Reflecting Financial Difficulties Substitution of Credit or Liquidity Provider, or Its Failure to Perform Adverse Tax Opinion or Event Affecting the Tax-exempt Status of the Security Modification to the Rights of Security Holders Bond Call Defeasance Release, Substitution or Sale of Property Securing Repayment of the Security Rating Change Failure to Provide Event Filing Information as Required Tender Offer / Secondary Market Purchases Merger / Consolidation / Acquisition and Sale of All or Substantially All Assets Bankruptcy, Insolvency, Receivership or Similar Event Successor, Additional or Change in Trustee Additional / Voluntary Disclosure Amendment to Continue Disclosure Undertaking Change in Obligated Person Notice to Investor Pursuant to Bond Documents Communication From the Internal Revenue Service Bid For Auction Rate or Other Securities Capital or Other Financing Plan Litigation / Enforcement Action Change of Tender Agent, Remarketing Agent or Other On-going Party
3 Additional / Voluntary Disclosure, continued Derivative or Other Similar Transaction X Other Event-based Disclosures Description: [Official Statement, dated May 16, 2018 Capital Improvement Revenue Bonds, Series 2018A; Capital Improvement Revenue Refunding Bonds, Series 2018B (Coral Gables Program)] Associate Issues/Securities to the Disclosure CUSIP LISTING Coral Gables Program Private Placement Bonds No CUSIPs Series 2018A Series 2018B Series 2016A Series 2016B 86804BBS BCU BAA BAW BBT BCV BAB BAX BBU BCW BAC BAY BBV BCX BAD BAZ BBW BCY BAE BBA BBX BCZ BAF BBB BBY BDA BAG BBC BBZ BDB BAH BBD BCA BDC BAJ BBE BCB BDD BAK BBF BCC BDE BAL BBG BCD BDF BAM BBH BCE BDG BAN BBJ BCF BDH BAP BBK BCG BAQ BBL BCH BAR BBM BCJ BAS BBN BCK BAT BBP BCL BAU BBQ BCM BAV BBR BCN BCP BCQ BCR BCS BCT7 Continuing Disclosure PDF Document Name: Continuing Disclosure Filing No Total Number of PDF Pages including cover pages: 162 Pages Submitter's Contact Information: Richard C. Dowdy, Disclosure/Dissemination Agent For the Program Administrator - The GAMS Group, Inc Tour Eiffel Drive Tallahassee, FL (850) gamsgrp@embarqmail.com
4 CERTIFICATE OF COMPLIANCE SUNSHINE STATE GOVERNMENTAL FINANCING COMMISSION This Compliance Certificate is given pursuant to the continuing disclosure policies of the Sunshine State Governmental Financing Commission (the Issuer ) originally adopted March 22, 2002 and subsequently amended, for its Governmental Financing Program (collectively, the Coral Gables Program, the Miami-Dade County Program, and the Orlando Program) and is executed and delivered in connection therewith by the Program Administrator of the Sunshine State Governmental Financing Commission as the duly authorized Dissemination Agent for the Issuer. The following disclosure items have been submitted electronically to the Municipal Securities Rulemaking Board s Electronic Municipal Market Access (EMMA) repository and are available on the Issuer s web site at under the investor relations continuing disclosure section. Enclosed Submission Item Cover Page Secondary Market Disclosure Sunshine State Governmental Financing Commission; Capital Improvement Revenue Bonds, Series 2018A, Capital Improvement Revenue Refunding Bonds, Series 2018B (Coral Gables Program) Exhibit A Official Statement, dated May 16, 2018 I, Richard C. Dowdy, the undersigned Program Administrator and Dissemination Agent of the Sunshine State Governmental Financing Commission, DO HEREBY CERTIFY that the information referenced above including the attached exhibits, is hereby electronically submitted to the Municipal Securities Rulemaking Board s Electronic Municipal Market Access (EMMA) repository and other interested parties on May 24, 2018, as referenced in Exhibit A, attached to this Certificate IN WITNESS WHEREOF, I have hereunto set my hand and the Commission s seal this 24 th day of May, SUNSHINE STATE GOVERNMENTAL FINANCING COMMISSION Richard C. Dowdy Dissemination Agent and Program Administrator
5 EXHIBIT A OFFICIAL STATEMENT, DATED MAY 16, 2018 SUNSHINE STATE GOVERNMENTAL FINANCING COMMISSION CAPITAL IMPROVEMENT REVENUE BONDS, SERIES 2018A CAPITAL IMPROVEMENT REVENUE REFUNDING BONDS, SERIES 2018B (CORAL GABLES PROGRAM) [SEE SEPARATE ATTACHMENT ]
6 EXHIBIT B Municipal Securities Rulemaking Board Electronic Municipal Market Access (Electronic Filing Only) 1900 Duke Street Suite 600 Alexandria, VA Other Noticed Parties Participating Borrower/Obligor City of Coral Gables, Florida Attn: Diana Gomez, Finance Director 405 Biltmore Way Coral Gables, Florida dgomez@coralgables.com Rating Agency Standard & Poor s 55 Water Street New York, New York pubfin_statelocalgovt@standardandpoors.com Pinnacle Public Finance, Inc E. Hartford Drive, Suite 115 Scottsdale, AZ BSwain@ppf-inc.com Rating Agency Moody s Investors Service 99 Church Street New York, New York Gregory.lipitz@moodys.com SunTrust Bank 8699 N.W. 36 Street Doral, FL steve.leth@suntrust.com JPMorgan Chase Bank, N.A. 420 South Orange Avenue Orlando, FL leif.g.chase@chase.com, ralph.hildevert@jpmorgan.com, justin.back@jpmorgan.com TD Bank 255 Alhambra Circle, 2nd Floor Coral Gables, FL Delleperche.joseph@td.com U.S. Bancorp Government Leasing and Finance, Inc SW 68 th Parkway, Suite 100 Portland, OR regina.eckendorf@usbank.com May 24, 2018
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