KOL VanEck Vectors Coal ETF

Transcription

1 VanEck Vectors Coal ETF ETF.com segment: Equity: Global Coal Competing ETFs: N/A Related ETF Channels: Coal, Energy, Vanilla, Global, Equity, Sectors Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. D 25 FUND DESCRIPTION tracks a market-cap-weighted index of global coal transportation, equipment manufacturing, and clean coal production firms. FACTSET ANALYTICS INSIGHT is the only choice when it comes to global equity exposure to coal companies; however, it's not a pure play on coal mining. It also includes coal-related equipment and transportation firms. This distinction makes it a poor Fit to the market, as big positions in equipment manufacturers like Joy Global take it beyond the scope of our benchmark. Despite its broader scope, 's portfolio holds fewer securities than our benchmark, and these omissions lead to very different geographical exposure. The portfolio's large stake in US firms significantly exceeds that of our benchmark. While it doesn't quite fit our strict definition of the market, provides solid exposure to an otherwise unserved segment, earning it a spot on our Analyst Pick list. MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of January 9, 2019 the VanEck Vectors Coal ETF MSCI ESG Fund Quality Score is 4.59 out of 10. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 48th percentile within its peer group and in the 20th percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. SUMMARY DATA Issuer Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Distribution Yield Next Ex-Dividend Date Number of Holdings INDEX DATA Index Tracked Index Weighting Methodology Index Selection Methodology VanEck 01/10/08 Open-Ended Fund 0.60% $55.35M $370.66K 0.27% $9.40B % 12/26/18 27 MVIS Global Coal Index Market Cap Market Cap Thomson Reuters Global Coal

2 1 Year Daily Price ($) Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec ` k PERFORMANCE [as of 01/09/19] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS 3.60% -6.23% 7.09% % 38.12% -2.39% 1.05% (NAV) 2.37% -6.75% 5.74% % 37.28% -2.56% 1.04% MVIS Global Coal Index % Thomson Reuters Global Coal 3.52% % 3.42% % -3.51% 1.70% All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES Hong Kong 19.48% Thailand 5.80% Australia 19.43% South Africa 4.85% Indonesia 18.53% Poland 4.05% United States 13.92% Philippines 2.83% Canada 11.12% Singapore -- TOP 10 SECTORS Coal Integrated Mining Ground Freight & Logistics Steel Marine Port Services 69.54% 8.25% 8.10% 2.92% 2.86% TOP 10 HOLDINGS Teck Resources Limited C 8.06% Banpu Public Co. Ltd. NVD 5.26% China Shenhua Energy Co 7.87% PT Adaro Energy Tbk 5.10% Aurizon Holdings Ltd. 6.74% Washington H. Soul Pattin 4.85% PT United Tractors Tbk 6.35% Exxaro Resources Limited 4.81% Whitehaven Coal Limited 6.01% Peabody Energy Corporat 4.45% Total Top 10 Weighting 59.5%

3 PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.60% -0.60% 0.22% -3.04% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K % / 39.60% -- Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No Yes 100% / 0% N/A ETN Counterparty Risk N/A Fund Closure Risk Medium Portfolio Disclosure Daily

4 Daily Spread 0.5% FACTSET ANALYTICS BLOCK LIQUIDITY As of 01/10/19 0.4% 0.3% 0.2% 0.1% 0% This measurement shows how easy it is to trade a $1 million USD block of. is rated a 2 out of 5. Premium/Discount 2.0% 1.0% TRADABILITY Avg. Daily Share 27, % Average Daily $ $370.66K -1.0% Median Daily Share 21, % 1 500k 1 000k 500k Median Daily ($) Average Spread (%) Average Spread ($) $296.44K 0.27% $0.04 Feb Apr Jun Aug Oct Nov `19 Median Premium / Discount (12 Mo) -0.31% Max. Premium / Discount (12 Mo) 0.97% / -1.74% Impediment to Creations None Market Hours Overlap 26.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 0.42 Creation Unit Cost (%) 0.15% Underlying / Unit 0.45% Open Interest on ETF Options 3,218 Net Asset Value (Yesterday) $13.39 ETF.com Implied Liquidity 2

5 SECTOR/INDUSTRY BREAKDOWN TOP 10 HOLDINGS PERFORMANCE STATISTICS Coal 69.54% 90.19% Integrated Mining 8.25% 0.12% Teck Resources Limited Class B China Shenhua Energy Co. Ltd. Class H Aurizon Holdings Ltd. 8.06% 7.87% 6.74% Goodness of Fit (R2) Beta Up Beta Down Beta Ground Freight & Logistics 8.10% -- Steel 2.92% -- Marine Port Services 2.86% -- PT United Tractors Tbk Whitehaven Coal Limited Banpu Public Co. Ltd. NVDR PT Adaro Energy Tbk 6.35% 6.01% 5.26% 5.10% Downside Standard Deviation MSCI ESG RATINGS 1.06% Thomson Reuters Global Coal Washington H. Soul Pattinson and Co. Ltd. Exxaro Resources Limited 4.85% 4.81% MSCI ESG Quality Score Peer Group Percentile Rank Global Percentile Rank 4.59 / Peabody Energy Corporation Total Top 10 Weighting 4.45% 59.5% SRI Screening Criteria Exposure -- COUNTRIES Hong Kong 19.48% 13.44% Exposure to Sustainable Impact Solutions Weighted Average Carbon Intensity (t CO2e/$M Sales) 0.03% 1, Australia 19.43% 7.57% Indonesia 18.53% 8.11% United States 13.92% 10.21% Canada 11.12% -- Thailand 5.80% 3.13% South Africa 4.85% 2.55% Poland 4.05% 1.25% Philippines 2.83% 0.77% Singapore % BENCHMARK COMPARISON HOLDINGS Number of Holdings Constituents Shared Holdings Shared Holdings Weight BENCHMARK COMPARISON SUMMARY % REGIONS Number of Holdings Asia-Pacific 66.07% 33.63% North America 25.03% 10.21% Middle East & Africa 4.85% 2.55% Europe 4.05% 53.61% ECONOMIC DEVELOPMENT Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio $9.40B $34.22B Developed Countries 63.94% 83.79% Emerging Countries 36.06% 16.21% Dividend Yield 4.88% 4.66% Concentration High High

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