% 38, % 40, % 2,611 2,

Transcription

1 3 DECEMBER 6 OPEN ENDED Number of Net Value of Number of Total Value Total Value Net New Date Authorised/Registered Schemes Registered of Sales of Repurchases Investment Schemes ( mn) Holders ( mn) ( mn) ( mn) 3-Dec-5 3-Mar-6 3-Jun % 38,7 -.,3 -.8%,6,6 585, , ,6.%,8,56-73, ,36 +.3%, -.,56 3, -,58 55, 3-Sep , ,8-6.%,38,55 3 6,6 3-Dec %, ,76 -.5%,7,7-5,73 Constitution Other Information Of which: Investment Protected Unit Incorporated Limited Total Single class Umbrella Cell Trust Cell Partnership Schemes Schemes % 5% % 3 NUMBER OF CELLS OF UMBRELLA,8 Type Authorised Registered CLASS A Total % Class A Class B Class Q Listed Balanced 8 5% 8 Commodities/Resources % Debt 5 % CLASS B 6 Derivatives Emerging Markets 7 7 CLASS Q Equity / Securities Feeder Fund 5 3% 7 Fund of Hedge Fund Infrastructure 8 8% % 3 7 Hedge Fund Insurance Related REGISTERED TOTAL 57 Managed Currency Money Market / Cash 5 3% Other Private Equity Real Property 3 8% 7 Sharia Special Situations Technology % Venture Capital % Total 57 % GUERNSEY BERMUDA 5% OPEN-ENDED : % 7% 7% Notes: Class A schemes are those which meet the Commission's Collective Investment Schemes (Class A) Rule for recognition by the UK Financial Services Authority for sale to the public in the United Kingdom by virtue of Guernsey's designation under Section 7 of the Financial Services and Markets Act. In addition to the United Kingdom there are nine other countries in which the Class A funds may be marketed to the public (upon application to the relevant authority) and these are: Australia, Belgium, Hong Kong, Japan, The Netherlands, The Republic of Ireland, South Africa, Sweden and Switzerland. DENMARK GUYANA Class B schemes are authorised under the Protection of Investors Law 87 and are subject to the Authorised Collective Investment Schemes (Class B) Rules 3. They will also be considered for public marketing by the relevant authorities in the countries referred to above. NORWAY SOUTH AFRICA SWEDEN Class Q schemes, designed for qualifying professional investors, are also authorised under the Protection of Investors Law 87 and are subject to the Collective Investment Schemes (Qualifying Professional Investor Funds) (Class Q) Rules 8. VENEZUELA *The geographic breakdown is based on investments actually acquired by the scheme and does not take account of commitments or off-balance sheet positions. Registered schemes are registered under the Protection of Investors (Bailiwick of Guernsey) Law 87 and are subject to the Registered Collective Investment Scheme Rules 5. Where investments are feeder funds or fund of funds structures, or assets held by holding vehicles, the breakdown is based on the country of incorporation/establishment of the fund(s) or holding vehicles into which the fund for which the Form NST has been submitted invests.

2 Total Number of Net Value of Number of Total Value Total Value Net New Date Authorised/Registered Schemes Registered of Sales of Repurchases Investment Schemes ( mn) Holders ( mn) ( mn) ( mn) 3-Dec , , ,3 5,8 5 3-Mar , ,6 +.5%,7 3,33,577 3-Jun-6 65.% 53, ,3 -. 6,5 7, Sep-6 3 DECEMBER 6 CLOSED ENDED 53,58 63,87 68, ,6 -.5% 87,8 +.7%,3 6,5 -,76 65,53 3-Dec , ,575-5., 6,687 -,77 7,5 Constitution Other Information Of which: Investment Limited Unit Protected Incorporated Total Single class Umbrella Partnership Trust Cell Cell Schemes Schemes % 6 % 5 NUMBER OF CELLS OF UMBRELLA 57 Type Authorised Registered Total % Listed Balanced % Commodities/Resources 3 Debt 6 7% 3 33 Derivatives Emerging Markets 7 3 Equity / Securities 36 Feeder Fund 3 Fund of Hedge Fund 5 5 Hedge Fund % Illiquid s % Infrastructure 6 6 Insurance Related % Litigation Managed Currency % Money Market / Cash % Other % Private Equity Real Property Sharia % Special Situations 5 Technology 3 % 3 Venture Capital 7 AUTHORISED 3 REGISTERED 58 TOTAL 65 Total 65 % CLOSED ENDED : GUERNSEY FRANCE NORWAY BELGIUM BRAZIL CANADA CYPRUS CZECH REPUBLIC DENMARK FINLAND INDIA ISRAEL ITALY JERSEY SPAIN SWEDEN SWITZERLAND VIETNAM 3% 5% 7% *The geographic breakdown is based on investments actually acquired by the scheme and does not take account of commitments or off-balance sheet positions.

3 3 DECEMBER 6 TOTAL FUNDS UNDER MANAGEMENT Number of Net Value of Number of Date Schemes Schemes Registered Listed ( mn) Holders 3-Dec % 7,556 +.% 6,8 -.3% 58,55 3-Mar ,8 +5.8% 7,7 +.% 58 5,75 3-Jun , % 6,6 -.% 5 3,35 3-Sep , +.8% 5,38 -.7% 7 5,53 3-Dec ,67 +.7% 5,65-7.7% 7 8,65 5, NET ASSET VALUES OF GUERNSEY UNDER MANAGEMENT ( mn), 5,, 5, Dec- Mar-5 Jun-5 Sep-5 Dec-5 Mar-6 Jun-6 Sep-6 Dec-6 Closedended 35,75 3, 35, 38,35,586,65 53,5 5,6 5,373 Openended 3,7,7 3,8 3,33 38,7,365,36 5,65, Total 75,6 76,8 7,57 77,78 7,556 8,8,758 8,,67 TOTAL NUMBER OF Dec- Mar-5 Jun-5 Sep-5 Dec-5 Mar-6 Jun-6 Sep-6 Dec-6 Closed-ended Open-ended Total Funds

4 3 DECEMBER 6 NON-GUERNSEY OPEN ENDED Date Number Net Value of RESTRICTED ACTIVITY of Schemes Schemes Listed ( mn) Management Administration Custody Values 3-Dec-5 -.3% 7, ,5 3-Mar-6 -.% 7, ,377 3-Jun-6 -.% 5, ,8 3-Sep-6 -.% 5,7 -.3% ,5 3-Dec % 5,5 +6.% ,7 Constitution Other Information Investment Limited Unit Protected Incorporated Total Single class Umbrella Partnership Trust Cell Cell Schemes Schemes Number of Cells of Umbrella Schemes % 5% 8% % % Type Total % Listed Balanced 7% Commodities/Resources Debt 5 3% Derivatives Emerging Markets % Equity / Securities 3% 5 Feeder Fund Fund of Hedge Fund 8 5% 3 Hedge Fund 3 7% Infrastructure Insurance Related Litigation % Managed Currency Money Market / Cash % Other Private Equity 7 Real Property Sharia % Special Situations % Technology % Venture Capital % Total 76 % BERMUDA COOK ISLANDS ISLE OF MAN MAURITIUS MALTA BAHAMAS GIBRALTAR COUNTRY OF INCORPORATION NON-GUERNSEY : RUSSIA CHINA INDIA SOUTH KOREA SOUTH AFRICA BRAZIL MEXICO SWITZERLAND TAIWAN THAILAND TURKEY BELGIUM CANADA COLOMBIA CYPRUS FRANCE HONG KONG INDONESIA JAPAN MALAYSIA PERU POLAND 3% 7% % *The geographic breakdown is based on investments actually acquired by the scheme and does not take account of commitments or off-balance sheet positions. Where investments are feeder funds or fund of funds structures, or assets held by holding vehicles, the breakdown is based on the country of Non-Guernsey schemes are funds which are established / incorporated in other jurisdictions and have Guernsey institutions

5 MOVEMENTS WITHIN PERIOD TYPE TOTAL AS AT 3 SEPTEMBER 6 APPROVED IN QUARTER LOST IN QUARTER TOTAL AS AT 3 DECEMBER 6 TOTAL OF OPEN-ENDED Of which Authorised 8 5 Of which Registered Of which QIF'S 5 TOTAL OF CLOSED-ENDED 66 7 Of which Authorised 3 7 Of which Registered 7 3 Of which QIF'S 6 3 TOTAL OF LICENCES TOTAL OF NON-GUERNSEY 7 Of which QIF'S