Managed Account Select and Managed Account Access Strategies

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "Managed Account Select and Managed Account Access Strategies"

Transcription

1 Managed Account Select and Managed Account Access Strategies Managed Account Select ( Select ) and Managed Account Access ( Access ) are easy-to-use managed account programs sponsored by Charles Schwab & Co., Inc. ( Schwab ) with the sophisticated and diverse needs of advisors in mind. They enable you to: Choose from a broad range of money managers representing many investment strategies Reduce paperwork and save time by using a single application to hire multiple money managers Take advantage of account- and/or household-level performance reporting for your clients and summarized reporting for you Schwab has negotiated agreements with all of the money managers in the Select and the Access programs to offer: Competitive fees of 1% or less for equity accounts, 0.75% for ETF-based accounts, 0.65% for ThomasPartners, Inc. (ThomasPartners ) accounts, fixed income and index based equity accounts, and 0.35% for fixed income ladder accounts, including the money manager s fee and Schwab s brokerage services fee (but exclusive of your advisory fees) Lower minimum investment amounts (generally starting at $100,000 for equity strategies and $250,000 for fixed income strategies) Strategies in Select have been evaluated, researched, and receive ongoing due diligence by Charles Schwab Investment Advisory, Inc. (CSIA). Neither Schwab nor CSIA evaluates or provides research on strategies in Access. Equity ALL-CAP CORE Congress Asset All-Cap Opportunity Portfolio Contravisory Strategic Equity Portfolio Davidson Equity Income Davidson Multi-Cap Equity Davis Multi-Cap Equity GW&K Diversified Equity Strategy GW&K Dividend Plus Strategy ICON Multi-Cap U.S. Equity Portfolio Janus Opportunistic Core MA MDT All-Cap Core Neuberger All-Cap Core Tax Aware Neuberger All-Cap Core Tax Neutral Parametric Custom Core - MSCI KLD 400* Parametric CC - Fundamental US Broad-Cap* Parametric CC - Russell 3000* Parametric CC - Russell 3000 w/1.5x Div Tilt* (Restricted) Principal Select U.S. Equity Principal U.S. Value Equity Segall Bryant & Hamill All-Cap Core SFE All-Cap Core Growth & Income ThomasPartners Dividend Growth Strategy (K-1 Generating) ThomasPartners Dividend Growth Strategy (Non-K-1 Generating) Zacks (Rank) All-Cap Core ALL-CAP GROWTH Alger All-Cap Growth Equity Alta Capital All-Cap Quality Growth Calamos All-Cap Growth ClearBridge All-Cap Growth ClearBridge Multi-Cap Growth ClearBridge Multi-Cap Growth ESG Congress Asset Multi-Cap Growth Geneva All-Cap Growth Granite All-Cap Equity Lateef Multi-Cap Growth Equity Oak Ridge All-Cap Growth Riverbridge All-Cap Growth William Blair All-Cap Growth Equity ALL-CAP VALUE Anchor All-Cap Value Brandes U.S. Value Equity ClearBridge All-Cap Value Columbia Value and Restructuring Dalton, Greiner, Hartman, Maher & Co All-Cap Value Diamond Hill All-Cap Select Eagle Asset Management All-Cap Equity Federated Clover All-Cap Value Jennison Opportunistic Equity Lord Abbett Multi-Cap Value MA NFJ All-Cap Value NWQ Special Equity Robeco BP All-Cap Value 1 of 6

2 LARGE-CAP CORE Affinity Investment Core Equity AllianceBernstein Strategic Research Equity Atalanta Sosnoff Large-Cap Equity Atlanta High Quality Select Equity BlackRock Large-Cap Core Equity Cambridge Core Equity Charles Schwab Investment Management Large-Cap Core Portfolio ClearBridge Appreciation ClearBridge Dividend Strategy Cornerstone Concentrated 30 Dana Investment Large-Cap Equity Eagle Asset Management Equity Income Eagle Asset Management Large-Cap Core Retail EARNEST Partners Large-Cap Core Fayez Sarofim Large-Cap Core Growth Golden Capital Large-Cap Core Hillman Capital Focused Advantage Equity Wrap Invesco Charter SMA JPMorgan U.S. Large-Cap Equity Tax Aware JPMorgan U.S. Large-Cap Equity Tax Neutral Lazard U.S. Strategic Equity Madison Large-Cap Core Equity Mastrapasqua Large-Cap Core Equity Mastrapasqua Large-Cap Income Plus Navellier & Associates, Inc. Large-Cap Core Neuberger Select Equity Neuberger Socially Responsive Equity New Amterdam Partners Large-Cap Active Equity Parametric CC - Fundamental US Large-Cap* Parametric CC - Russell 1000* Parametric CC - S&P 500* Quantum Dividend Growth Equity Rothschild U.S. Large-Cap Core Equity Thornburg Large-Cap Core Todd Large-Cap Intrinsic Value Trillium Large-Cap Core Victory Diversified Equity Voya Corporate Leaders 100 SMA Wells Analytic US Low Volatility Wells Analytic US Low Volatility Tax Sensitive Ziegler Large-Cap Core Select 60 LARGE-CAP GROWTH Affinity Investment Growth Equity Alta Capital Large-Cap Quality Growth Argent Large-Cap Growth Equity Ashfield SMA Large-Cap Growth Equity Ashfield SMA Tax-Efficient Large-Cap Growth Equity Atlanta High Quality Focused Growth Atlanta High Quality Growth Plus BlackRock Large-Cap Growth Equity Calvert/Atlanta Socially Responsible Equity ClearBridge Large-Cap Growth Columbia Select Large-Cap Growth Columbus Circle Large-Cap Growth Congress Asset Large-Cap Growth Dana Investment Large-Cap Growth Garcia Hamilton & Associates Quality Growth Equity Geneva Large-Cap Growth Goldman Sachs Asset Management Large-Cap Growth Granite Large-Cap Equity Janus Concentrated Growth MA Lateef Large-Cap Growth Mastrapasqua Large-Cap Growth Montag & Caldwell Large-Cap Growth Natixis/Loomis Sayles Large-Cap Growth (closed) Navellier & Associates, Inc. Large-Cap Growth Neuberger Large-Cap Disciplined Growth Nuveen Large-Cap Stable Growth Oak Ridge Large-Cap Growth Polen Capital Large-Cap Growth Renaissance Large-Cap Growth Riverbridge Large-Cap Growth TCW Concentrated Core Equity Victory NewBridge Large-Cap Growth Voya Large-Cap Growth - Russell 1000G SMA Wells Fargo Fundamental Large-Cap Select Growth William Blair Large-Cap Growth Equity Winslow Capital Large-Cap Growth Zacks Focus Growth LARGE-CAP VALUE Affinity Investment Value Equity Altrius Disciplined Alpha Dividend Income Aristotle Value Equity BlackRock Equity Dividend BlackRock Large-Cap Value Equity Brookmont Core Dividend Strategy Brookmont Dividend Equity Strategy Brookmont Dividend Growth Strategy Buckhead Value Equity Cambiar Large-Cap Value Charles Schwab Investment Management Dividend Equity Portfolio ClearBridge Large-Cap Value Columbia Dividend Income Columbia Select Large-Cap Value Dana Investment Large-Cap Value Davis Large-Cap Value Equity Delaware Large-Cap Value Equity (closed) EARNEST Partners Large-Cap Value Eaton Vance Large-Cap Value Tax Aware Eaton Vance Large-Cap Value Tax Neutral Equity Investment Corporation Large-Cap Value Tax Aware Equity Investment Corporation Large-Cap Value Tax Neutral Federated Investment Strategic Value Flippin, Bruce & Porter Large-Cap Value Balanced Flippin, Bruce & Porter Value/Contrarian Equity Geneva Equity Income (K-1 generating) Geneva Equity Income (non K-1 generating) Glenmede Large-Cap Value Invesco Comstock SMA JPMorgan Equity Income Lord Abbett Large-Cap Value MA NFJ Dividend Value NFJ Large-Cap Value Northern Trust Large-Cap Value NWQ Large-Cap Value Parametric Custom Core - Russell 1000 Value* Perkins Large-Cap Value MA RNC Genter Dividend Income RNC Genter Large-Cap Value Robeco BP Large-Cap Value Rothschild U.S. Large-Cap Value Equity Schafer Cullen High Dividend Value Equity Schafer Cullen Value Equity Sterling Capital Equity Income Systematic Large-Cap Value TCW Concentrated Value TCW Relative Value Large-Cap TCW Relative Value Dividend Appreciation Todd Intrinsic Value Opportunity Wells Fargo MetWest Large-Cap Intrinsic Value Zacks Dividend MID-CAP CORE ClearBridge Mid-Cap Portfolio EARNEST Partners Mid-Cap Core Invesco Mid-Cap Core SMA Management Mid-Cap Core Madison Mid-Cap Equity New Amsterdam Partners Mid-Cap Core Parametric Custom Core - Russell Mid-Cap* Parametric Custom Core - S&P 400* Penn Mid-Cap Equity Principal Mid-Cap Equity Victory Munder Mid-Cap Core Growth Ziegler Mid-Cap Core Concentrated MID-CAP GROWTH Alger Mid-Cap Growth Equity Columbus Circle Mid-Cap Growth Congress Asset Mid-Cap Growth 2 of 6

3 Eagle Asset Management Mid-Cap Growth Essex Small/Mid-Cap Growth Goldman Sachs Asset Management Mid-Cap Growth Janus Mid-Cap Growth MA Oak Ridge Mid-Cap Growth Quantum Mid-Cap Growth Segall Bryant & Hamill Mid-Cap GARP MID-CAP VALUE Anchor Mid-Cap Value Brandes Global Small/Mid-Cap Equity Dalton, Greiner, Hartman, Maher Mid-Cap Value EARNEST Partners Mid-Cap Value JPMorgan Mid-Cap Value (closed) Nuance Mid-Cap Value Parametric Custom Core - Russell Mid-Cap Value* Perkins Mid-Cap Value MA Robeco BP Mid-Cap Value (closed) Sterling Mid-Cap Value Systematic Mid-Cap Value (closed) SMALL/MID-CAP CORE Atlanta High Quality Small/Mid-Cap Core (closed) Eagle Asset Management Smaller Company Golden Capital SMID-Cap Core Granite Small-Cap Core Plus Equity GW&K Small/Mid-Cap Equity Strategy Management Small/Mid-Cap Core Nuveen Sector Small/Mid Cap Penn Small/Mid-Cap Equity Segall Bryant & Hamill SMID-Cap Equity SMALL/MID-CAP GROWTH Alger Small/Mid-Cap Growth Oak Ridge Small to Mid-Cap Growth (closed) Riverbridge SMID-Cap Growth (closed) SMALL/MID-CAP VALUE Edge SMID-Cap Dividend Income (K-1 generating) Edge SMID-Cap Dividend Income (non K-1 generating) Edge Small/Mid-Cap Dividend Income Without MLPs Neuberger SMID-Cap Intrinsic Value Robeco BP Small/Mid-Cap Value TCW Relative Value Mid-Cap Tradewinds Small/Mid-Cap Value SMALL-CAP CORE Atlanta High Quality Small-Cap (closed) BMO Disciplined Small-Cap Core Strategy Dana Investment Small-Cap Equity EARNEST Partners Small-Cap Core GW&K Small-Cap Core (closed) Glenmede Small-Cap Core (closed) Golden Capital Small-Cap Core (closed) Hodges Small-Cap Hodges Small-Cap Focus Investment Management of Virginia Small Capitalization Portfolio Ironwood Small-Cap Core Management Small-Cap Core MDT Small-Cap Core Nuveen Sector Small-Cap Palisade Capital Small-Cap Core Equity Parametric CC - Fundamental US Small-Cap* Parametric Custom Core - S&P 600* Penn Small-Cap Core Equity PNC Capital Small-Cap Equity (closed) Principal Small-Cap Select Core Symphony Small-Cap Core SMALL-CAP GROWTH Alger Small-Cap Growth Equity BMO Disciplined Small-Cap Growth Strategy Eagle Asset Management Small-Cap Growth (closed) Franklin Small-Cap Growth SMA (closed) Geneva Small-Cap Opportunities Granite Small-Cap Growth Equity Management Small-Cap Sustainable Growth O Shaughnessy Small-Cap Growth Principal Small-Cap Growth Equity SMALL-CAP VALUE Anchor Small-Cap Value BMO Disciplined Small-Cap Value Strategy Buckhead Small-Cap Value ClearBridge Small-Cap Value Dalton, Greiner, Hartman, Maher & Co. Micro-Cap Value EARNEST Partners Small-Cap Value Ironwood Small Company Stock Management Small-Cap Quality Value Principal Small-Cap Value Robeco BP Small-Cap Value Schafer Cullen Small-Cap Value Equity Systematic Small-Cap Value Free Cash Flow Wrap INTERNATIONAL CORE ClearBridge International Growth ADR Eagle Global International Core ADR Invesco International JPMorgan International Core ADR Lazard IES w/emerging Markets ADR Neuberger International Core ADR Nuveen Sector International Equity ADR Parametric CC - Fundamental International ADR* Parametric CC - MSCI EAFE ADR* Principal International Core Scout International Equity ADR Todd International Intrinsic Value Zacks International INTERNATIONAL GROWTH Hansberger International Growth ADR Harding Loevner International Equity ADR Invesco Van Kampen International Growth ADR (closed) Invesco International ADR Growth SMA (closed) Renaissance International Equity ADR Thornburg International Growth ADR Strategy - Wrap William Blair International ADR Growth Portfolio INTERNATIONAL VALUE AllianceBernstein International Value ADR Altrius International ADR Dividend Income Aristotle International Brandes International Equity Cambiar International ADR Delaware Focus Non-US ADR Delaware International Equity ADR Lazard International Equity Select ADR NWQ International Value ADR Schafer Cullen Int l High Dividend Equity ADR Templeton International Equity SMA Thornburg International ADR Strategy Wrap INTERNATIONAL SMALL-CAP Renaissance International Small-Cap Equity GLOBAL EQUITY Brandes Global Equity Cambiar Global Equity Cornerstone Global Equity Harding Loevner Global Equity ADR Invesco Global Equity Lazard Global Equity Income ADR Lazard Global Equity Select ADR Nuveen Sector Dividend Preferred Nuveen Sector Dividend Select Nuveen Sector Global Opportunities ADR O Shaughnessy Enhanced Dividend Templeton Global Equity SMA EMERGING MARKETS Brandes Emerging Markets Opportunities Equity Lazard Emerging Markets Equity Select ADR Nuveen Sector Emerging Markets ADR 3 of 6

4 Nuveen Sector Emerging Markets Dividend ADR Renaissance Emerging Markets Thomas White Emerging Markets ADR SMA GLOBAL BALANCED Altrius Global Income BlackRock Global Dividend Balanced SMA Legg Mason Global Value ADR Balanced Fixed Income CORE BOND BlackRock Core Bond SMA Brandes Core Plus Fixed Income for SMA Brandes Enhanced Income for SMA Eagle Asset Management High Quality Tax Free Federated Investment Core Aggregate Federated Investment Core Broad (Plus) McDonnell Government/Credit Taxable Bond Natixis/Loomis Sayles Core Fixed Income Natixis/Loomis Sayles Core Total Return Neuberger Core Bond Pacific Market Duration MACS Pacific Moderate Duration MACS PIMCO Total Return Seix Core Bond Seix Core Plus Bond Voya Strategic Fixed Income SMA CORPORATE BOND Principal Investment Grade Corporate Bond SMA Cincinnati Investment Grade Corporate Bonds INTERMEDIATE-TERM BOND Appleton Strategic Municipal Crossover Breckinridge Intermediate Government Credit Bond Breckinridge Intermediate Tax-Efficient Bond Congress Asset Fixed Income Eagle Asset Management High Quality Taxable Eagle Asset Management Special Fixed Income Eagle Asset Management Taxable Managed Income Solutions Federated Investment Government Credit Federated Investment Interm Government Credit Franklin Intermediate Fixed Income SMA Glenmede Intermediate Fixed Income Madison Intermediate Corp Only Madison Intermediate Fixed Income Madison Intermediate Government Only Neuberger Intermediate Maturity Fixed Income Pacific Corporate Pacific Limited Duration MACS PIMCO Real Return RNC Genter Taxable Corporate Intermediate RNC Genter Taxable Quality Intermediate Sage Advisory Intermediate Taxable Fixed Income Seix Intermediate Bond Voya Intermediate Fixed Income SMA Western Asset Gov/Corp Portfolios Western Asset GSM 3-Year Portfolios Western Asset GSM 7-Year Portfolios SHORT-TERM MUNICIPALS BlackRock Short-Term Municipal Eaton Vance Short Municipal Bond National Eaton Vance Short Municipal Bond State Specific Eaton Vance TABS 1-8 Yr Municipal Bond Eaton Vance TABS 1-8 Yr Municipal Bond Eaton Vance Tax Adv Bond (TABS) Limited Maturity Neuberger Short Core Municipal Bond Neuberger Tax Exempt Limited Nuveen Limited-Maturity Municipal Bond PIMCO 1 6 Year California Municipal Bond PIMCO 1 6 Year Municipal Bond PIMCO 1 6 Year New York Municipal Bond RNC Genter Municipal Quality Short-Term Western Asset Current Market Muni LONG-TERM MUNICIPALS BlackRock Long-Term Municipal Eaton Vance Long Municipal Bond-National Eaton Vance Long Municipal Bond-State Specific Eaton Vance TABS 5-15 Yr Municipal Bond Eaton Vance TABS 5-15 Yr Municipal Bond Eaton Vance Tax Adv Bond (TABS) Long Maturity GW&K Municipal Enhanced Yield Strategy Lord Abbett Long Tax-Exempt Fixed Income MA Nuveen Long-Term Municipal Bond PIMCO 1 18 Year California Municipal Bond PIMCO 1 18 Year Municipal Bond PIMCO 1 18 Year New York Municipal Bond Wells Fargo Corebuilder Municipal Income INTERMEDIATE-TERM MUNICIPALS AllianceBernstein Tax Aware Fixed Income Portfolio Appleton Intermediate Municipal Appleton Tactical Fixed Income BlackRock Intermediate Municipal Breckinridge Long-Intermediate Municipal Bond Eaton Vance Intermediate Muni Bond- State Specific Eaton Vance Intermediate Municipal Bond- National Eaton Vance TABS 1-14 Yr Municipal Bond Eaton Vance TABS 1-14 Yr Municipal Bond Eaton Vance TABS 3-12 Yr Municipal Bond Eaton Vance TABS 3-12 Yr Municipal Bond Eaton Vance Tax ADV Bond (TABS) Interm Duration Franklin Interm Muni Fixed Income SMA State Spec Franklin Interm Muni Fixed Income SMA National GW&K Municipal Bond Strategy JPMorgan Intermediate-Term Municipal Bond Lord Abbett Interm Tax-Exempt Fixed Income MA McDonnell Intermediate (10 yr) Municipal Bond McDonnell Intermediate (5 yr) Municipal Bond Neuberger Tax Exempt Intermediate Fixed Income Nuveen Intermediate-Term Municipal Bond Nuveen Municipal Total Return PIMCO 1 12 Year California Municipal Bond PIMCO 1 12 Year Municipal Bond PIMCO 1 12 Year New York Municipal Bond PIMCO Targeted Muni Ladder 2-7 Yr California PIMCO Targeted Muni Ladder 2-7 Yr National PIMCO Targeted Muni Ladder 2-7 Yr New York RNC Genter Municipal Quality Intermediate CA RNC Genter Municipal Quality Intermediate NY RNC Genter Municipal Quality Intermediate Nat l PREFERREDS Spectrum Preferred Securities SMA Spectrum Preferred Tax Advantaged SMA Stonebridge Advisors Preferred SMA Stonebridge Advisors Preferred Tax Advantaged SMA SHORT-TERM BOND Chandler Short-Term Bond SMA Eagle Asset Management Short Term Conservative GW&K Short-Term Taxable Bond Strategy Madison Government Only Limited Duration McDonnell 1 3 Year Government Taxable Bond 4 of 6

5 Neuberger Limited Maturity Fixed Income PIMCO Low Duration SMA RNC Genter Short-Term U.S. Government RNC Genter Taxable Quality Short-Term Sage Advisory Short Taxable Fixed Income HIGH YIELD Altrius Unconstrained Fixed Income GW&K Corporate Bond Opportunities Strategy Seix High Yield Bond SMA Voya High Yield SMA Specialty ALTERNATIVE INVESTMENTS Wilbanks, Smith and Thomas Dynamic Global ASSET ALLOCATION Legg Mason All-Cap Blend Portfolios (MDA 0) Legg Mason Diversified All-Cap Portfolios (MDA5a) Legg Mason Dividends & Growth Portfolios (MDA3) Legg Mason Global All-Cap Blend Portfolios (MDA8) Legg Mason Global All-Cap Portfolios (MDA7a) Legg Mason Global Growth Portfolios (MDA7) Legg Mason Global Large-Cap Blend Portfolios (MDA6) Legg Mason Global Large-Cap Growth Portfolios (MDA2) Legg Mason Global Multi-Cap Growth Portfolios (MDA4) Legg Mason Large-Cap Blend Portfolios (MDA1) Legg Mason Multi-Cap Blend III Portfolios (MDA5) Nuveen Aggressive Portfolio Nuveen Moderately Aggressive Portfolio Muni Bonds Nuveen Moderately Conservative Portfolio Muni Bonds Nuveen Moderate Portfolio Muni Bonds Parametric Aggressive Portfolio Parametric Moderately Aggressive Portfolio Muni Bonds Parametric Moderately Aggressive Portfolio Taxable Bonds Parametric Moderately Conservative Portfolio Muni Bonds Parametric Moderately Conservative Portfolio Taxable Bonds Parametric Moderate Portfolio Muni Bonds Parametric Moderate Portfolio Taxable Bonds BALANCED AllianceBernstein Strategic Research Balanced Anchor Balanced Congress Asset Balanced Cornerstone Compass - Balanced Davidson Equity Income Balanced Eagle Asset Management Strategic Income Portfolio Eagle Asset Mgmt Strategic Income Port with Muni GW&K Balanced Income Strategy with Municipals NWQ Large-Cap Value Balanced Parametric Enhanced Income (closed) Parametric Enhanced Income-Tax Advantage (closed) RNC Genter Balanced Growth with Dividend Income ETF-BASED Efficient Market 2 5 Years Aggressive ETF Efficient Market 2 5 Years Conservative ETF Efficient Market 2 5 Years Moderate ETF Efficient Market 6 10 Years Aggressive ETF Efficient Market 6 10 Years Conservative ETF Efficient Market 6 10 Years Moderate ETF Efficient Market Years Aggressive ETF Efficient Market Years Conservative ETF Efficient Market Years Moderate ETF Efficient Market 20+ Years Aggressive ETF Efficient Market 20+ Years Conservative ETF Efficient Market 20+ Years Moderate ETF Efficient Market Taking Income Aggressive ETF Efficient Market Taking Income Conservative ETF Efficient Market Taking Income Moderate ETF Innealta Tactical ETF Country Rotation Core Innealta Tactical ETF Fixed Income Innealta Tactical ETF Global All-Asset Conservative Innealta Tactical ETF Global All-Asset Growth Innealta Tactical ETF Global All-Asset Moderate Innealta Tactical ETF Global All-Asset Opp Conservative Innealta Tactical ETF Global All-Asset Opp-Growth Innealta Tactical ETF Global All-Asset Opp-Mod Innealta Tactical ETF Sector Rotation Core Innealta Tactical ETF-Fixed Income Lazard LCAS Global Diversified (Tax Exempt A/C) Lazard LCAS Global Diversified (Taxable A/C) Lazard LCAS Global (Equity Only) Tactical Allocation Group Tactical Conservative Tactical Allocation Group Tactical Growth Tactical Allocation Group Tactical Moderate Windhaven Diversified Aggressive Windhaven Diversified Conservative Windhaven Diversified Growth Windhaven Diversified International HEDGED EQUITY Quantum Hedged Equity OPTIONS INCOME Schafer Cullen Enhanced Equity Income MASTER LIMITED PARTNERSHIP Salient MLP SMA Cushing MLP Core Strategy REAL ESTATE INVESTMENT TRUSTS (REITs) Adelante Total Return Strategy SMA AEW Diversified REIT Davis Real Estate Equity Invesco REIT Principal Real Estate Equity Securities Renaissance REIT SOCIALLY RESPONSIBLE Calvert/Atlanta Socially Responsible Equity (Large-Cap Growth) ClearBridge Multi-Cap Growth ESG (All-Cap Growth) Dana Investment Socially Responsible Neuberger Socially Responsive Equity (Large- Cap Core) New Amsterdam Partners Socially Responsible Active Equity Riverbridge EcoLeaders SFE Pathways (SRI) All-Cap 5 of 6

6 Your next step Consult with Schwab Advisor Services to find out how we can help you integrate managed accounts seamlessly into your business. You can take advantage of the following resources to learn more about Schwab Managed Account Solutions: Visit schwabadvisorcenter.com > News & Resources > Financial Products > Managed Account Platform. Call your Schwab Advisor Services Relationship Manager. Call Schwab s Investment Management Consulting Group to help you make informed decisions on the money managers featured in Select and Access. Contact them at , 8 a.m. 5 p.m. PT, Monday through Friday, for assistance. This list is current as of the date noted at the top of each page. For the most current list of strategies in Select and Access, as well as the names of the money managers providing those strategies, please see: schwabadvisorcenter.com > News & Resources > Financial Products > Managed Account Platform > Managed Account Select > View Money Manager Requirements for Select (under Quick Links ); or schwabadvisorcenter.com > News & Resources > Financial Products > Managed Account Platform > Managed Account Access > View Money Manager Requirements for Access (under Quick Links ). For Managed Account Select research provided by CSIA, as well as information regarding their research process, please see schwabadvisorcenter.com > Research > Managed Accounts > Research Select Managers by Style. If you are new to Schwab Advisor Services, you can explore our Managed Account Solutions at schwabadvisorcenter.com/public. Please read the Charles Schwab & Co. Inc. ( Schwab ) Managed Account Services Disclosure Brochure for important information and disclosures regarding the Managed Account Select ( Select ) and Managed Account Access ( Access ) programs. In addition, please read the participating money manager s (MM s) disclosure brochure, including any supplements for important information and disclosures. Investments in managed accounts should be considered in view of a larger, more diversified investment portfolio. Services may vary depending on which MMs you choose, and are subject to an MM s acceptance of the account. The Select and Access programs are sponsored by Schwab. The MMs in Select are not affiliated with Schwab. Schwab does not evaluate the MMs or investment strategies in Access. Schwab does not provide advice or recommendations regarding managed accounts, MMs or securities to investment advisors or their clients. Independent investment advisors are not owned by, affiliated with, or supervised by Schwab. Charles Schwab Investment Advisory, Inc. (CSIA) is an affiliate of Schwab that evaluates MMs in Schwab s Select Program. Windhaven Investment Management, Inc. ( Windhaven ), ThomasPartners, Inc. ( ThomasPartners ), and Charles Schwab Investment Management (CSIM), are registered investment advisors and affiliates of Schwab. Because Schwab and ThomasPartners are affiliates, Schwab and its affiliates generate more combined revenue if you choose ThomasPartners than if you choose an unaffiliated manager with a similar strategy. Portfolio management is provided by ThomasPartners, a registered investment advisor and an affiliate of Schwab. ThomasPartners and Schwab are subsidiaries of The Charles Schwab Corporation. The ThomasPartners strategies are available through the Schwab Managed Account Select and Schwab Managed Account Access programs. Please refer to ThomasPartners Form ADV, Part 2A, for more information. There are two versions of the ThomasPartners Dividend Growth strategy: K-1 Generating and Non-K-1 Generating. For Select and Access accounts strategies, minimums typically start at $100,000 for most equity and master limited partnership strategies and $250,000 for fixed income strategies unless otherwise specified on the Select Money Manager Requirements and Access Money Manager Requirements pages. The MSCI KLD 400 Social Index uses company ratings and research provided by MSCI ESG Research. MSCI and EAFE ( including the names of all MSCI indexes and products) are trademarks and service marks of MSCI or its subsidiaries. Russell Indexes are either registered trademarks or trade names of Russell Investments in the U.S. and/or other countries. Standard and Poor s and S&P Indexes are trademarks of Standard & Poor s Financial Services LLC, a subsidiary of the McGraw-Hill Companies, Inc. Trademarks have been licensed to S&P Dow Jones Indices LLC. Neither Schwab nor the Investment Management Consulting Group analysts provide advice or recommendations regarding managed accounts or MMs to investment advisors or their clients. Schwab Advisor Services serves independent investment advisors and includes the custody, trading, and support services of Schwab Charles Schwab & Co., Inc. All rights reserved. Member SIPC. AHA (0817-7E02) SLS (09/17) 6 of 6