Commonwealth of Massachusetts The Trial Court. To the Probate & Family Court Department

Transcription

1 Commonwealth of Massachusetts The Trial Court To the Probate & Family Court Department ESSEX PROBATE AND FAMILY COURT, SS DOCKET NO. 2012/0017 First Account of Trust u/w Robert W. Robertson This account is for the period of January 10, 2011 to December 31, 2011, inclusive. Principal amounts received per Schedule A 675, Principal payments and charges per Schedule B Principal balance invested per Schedule C 14, , Market Value as of December 31, 2011 per Schedule C 666, Income received per Schedule D 30, Payments from income per Schedule E Income balance per Schedule F 20, , I certify under the penalties of perjury that the within account is just and true. Date: By: State National Bank, NA Trustee Jonathan P. Crumble Sr. Vice President Date: John Q. Esquire Trustee

2 Schedule A Principal Amounts Received Total 1 Total Inventory 668, , Gains 2 59 Wall Str Fds Inc., U S Equity Fd., Mutual Funds 10/31/2011 Capital Gain Distribution Proceeds Inventory Value /31/2011 Capital Gain Distribution Proceeds Inventory Value 1, , Aetna Life & Casualty Note 6.375%, 3/15/ /15/2011 Sale 250,000 Face Proceeds Inventory Value Total 257, , , , Total Gains 6, Total Schedule A 675, Schedule A Principal Amounts Received (2)

3 Schedule B Principal Payments and Charges Accounting Fees Ronald McRonald, CPA 1 08/09/2011 1, Total Ronald McRonald, CPA 1, Attorney Fees Williams, Williams & Williams Total Accounting Fees 1, /02/2011 Legal fee, payment on account 7, Total Williams, Williams & Williams 7, Total Attorney Fees 7, Administrative Expenses State National Bank, NA /22/ /24/ /22/ /30/ Total State National Bank, NA Total Administrative Expenses Trustee Commissions State National Bank, NA 7 09/29/2011 3, Total State National Bank, NA 3, John Q. Esquire 8 09/29/2011 2, Total John Q. Esquire 2, Total Trustee Commissions 5, Total Schedule B 14, Schedule B Principal Payments and Charges (3)

4 Schedule C Principal Balances Invested Fair Market Value 12/31/2011 Inventory Value 1 2 No. of Shares 3 1, , Face Amount 7 250,000 No. of Shares Cash and Cash Equivalents Advantus Money Mkt Fd Inc. 224, , State Bank, NA Checking Account No , , Total Cash and Cash Equivalents Stocks 235, , A C Moore Arts & Crafts Inc Common 74, , Acorn Prods Inc., common 51, , Alliance Pharmaceutical Corp Common 24, , Alliance Resource Partners LP 6, , Total Stocks Bonds, Debentures & T-Bills 155, , Aetna Life & Casualty Note 6.375%, 3/15/ , , Total Bonds, Debentures & T-Bills Mutual Funds 253, , Wall Str Fds Inc., U S Equity Fd., Mutual Funds 23, , Total Mutual Funds 23, , Total Balance on Hand 666, , Schedule C Principal Balances Invested Valued as of 12/31/2011 (4)

5 Schedule D Income Amounts Received Total 2, Total Inventory 2, Income Collected Interest 2 Aetna Life & Casualty Note 6.375%, 3/15/ /15/ /15/ /16/2011 Interest on 500,000 Face Interest on Sale Interest on 250,000 Face 15, , , Dividend 3 59 Wall Str Fds Inc., U S Equity Fd., Mutual Funds 01/31/ /28/ /31/ /30/ /31/ /30/ /31/ /31/ /30/2011 Dividend on 500 Shares Dividend on Shares Dividend on Shares Dividend on Shares Dividend on Shares Dividend on Shares Dividend on 509 Shares Dividend on Shares Dividend on Shares A C Moore Arts & Crafts Inc Common 01/17/ /16/ /16/ /31/2011 Dividend on 1,000 Shares Dividend on 1,000 Shares Dividend on 1,000 Shares Dividend on 1,000 Shares Total 28, Schedule D Income Amounts Received (5)

6 Schedule D (Continued) Total Income Collected 28, Total Schedule D 30, Schedule D (Continued) Income Amounts Received Page 2 (6)

7 Schedule E Income Payments and Charges Administrative Expenses State National Bank, NA /22/ /24/ /22/ /30/ Total State National Bank, NA Total Administrative Expenses Distributions Elaine D. Robertson 5 08/30/2011 Cash 10, /29/2011 Cash 10, Total To Or For Beneficiary 20, Total Distributions 20, Total Schedule E 20, Schedule E Income Payments and Charges (7)

8 Schedule F Income Balances Invested Fair Market Value 12/31/2011 Inventory Value 1 2 No. of Shares Cash and Cash Equivalents Advantus Money Mkt Fd Inc. 5, , State Bank, NA Checking Account No , , Total Cash and Cash Equivalents Mutual Funds 10, , Wall Str Fds Inc., U S Equity Fd., Mutual Funds Total Mutual Funds Total Balance on Hand 10, , Schedule F Income Balances Invested Valued as of 12/31/2011 (8)

9 Information Schedule - Principal Inventory Value New Investments 59 Wall Str Fds Inc., U S Equity Fd., Mutual Funds 10/31/ Purchased via Reinvestment /31/ Purchased via Reinvestment 1, Alliance Pharmaceutical Corp Common 08/30/ Purchased 23, Total New Investments 24, Exchanges and Stock Distributions 59 Wall Str Fds Inc., U S Equity Fd., Mutual Funds 01/10/ Received 22, /31/2011 Return of principal (1,100.00) 10/31/ Cap gain reinvestment /31/ Cap gain reinvestment 1, On Hand 23, A C Moore Arts & Crafts Inc Common 01/10/2011 1,000 Received 77, ,000 On Hand 77, Acorn Prods Inc., common 01/10/2011 1,500 Received 50, /01/ Received as a stock distribution Received to effect a 50% stock dividend 2, On Hand 50, Aetna Life & Casualty Note 6.375%, 3/15/ /10/ ,000 Face Received 505, /15/2011 (250,000) Face Sold (252,500.00) Information Schedule - Principal (1)

10 Information Schedule - Principal (Continued) Inventory Value Exchanges and Stock Distributions 250,000 Face On Hand 252, Alliance Pharmaceutical Corp Common 08/30/ Purchased 23, /28/2011 Spin Off to Alliance Resource Partners LP at the rate of 1/2 share of Alliance Resource Partners LP for each share of Alliance Pharmaceutical Corp held 500 (5,750.00) On Hand 17, Alliance Resource Partners LP 09/28/ Received as Spin Off From Alliance Pharmaceutical Corp Common 250 5, On Hand 5, Information Schedule - Principal (Continued) Page 2 (2)

11 Information Schedule - Income Inventory Value New Investments 59 Wall Str Fds Inc., U S Equity Fd., Mutual Funds 01/31/ Purchased via Reinvestment 02/28/ Purchased via Reinvestment 03/31/ Purchased via Reinvestment 04/30/ Purchased via Reinvestment 05/31/ Purchased via Reinvestment 06/30/ Purchased via Reinvestment /31/ Purchased via Reinvestment /31/ Purchased via Reinvestment /30/ Purchased via Reinvestment Total New Investments Exchanges and Stock Distributions 59 Wall Str Fds Inc., U S Equity Fd., Mutual Funds 01/31/ Income Reinvestment 02/28/ Income Reinvestment 03/31/ Income Reinvestment 04/30/ Income Reinvestment 05/31/ Income Reinvestment 06/30/ Income Reinvestment /31/ Income Reinvestment /31/ Income Reinvestment /30/ Income Reinvestment On Hand Information Schedule - Income (1)