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3 Riverwalk Office Park Block B 41 Matroosberg Road Ashlea ardens Extension 6 Pretoria South Africa 0081 PO Box Menlo Park Pretoria South Africa 0102 Tel Fax info@fsb.co.za Toll free / website: ENQUIRIES: FAIS Department D. DIALLIN NO.: x OUR REF: FAX: (012) DATE: 17/02/ sarah.tsepetsi@fsb.co.za MR VAN ROOYEN B PRIVATE BA X32074 BRAAMFONTEIN JOHANNESBUR Fax number: bennie.vanrooyen@icg.edu.za Dear Sir/Madam SUBMISSION OF QUALIFICATION FOR INCLUSION ON THE LIST OF RECONISED QUALIFICATIONS: BACHELOR OF COMMERCE: MANAEMENT SAQA ID CREDITS 372 NQF Level 7 The qualification you have submitted for consideration has been reviewed by this Office and was successful. The qualification will be included on the list of recognized qualifications as follows: Subcategory Description CATEORY I generic () 1.1 Long-Term Insurance : Category A 1.2 Short-Term Insurance : Personal Lines 1.3 Long-Term Insurance : Category B1 1.4 Long-Term Insurance : Category C 1.5 Retail Pension Benefits 1.6 Short-Term Insurance : Commercial Lines 1.7 Pension Funds Benefits (excluding retail) specific (80% match with qualifying (S) specific (100% match with qualifying (SP) Board Members: AM Sithole (Chairperson) H Wilton (Deputy Chairperson) Z Bassa JV Mogadime Prof PJ Sutherland FE roepe D Turpin HMH Ratshefola D Msomi I Momoniat O Makhubela (Alternate) Executive Officer: DP Tshidi
4 Subcategory Description generic () 1.8 Securities and Instruments :Shares 1.9 Securities and Instruments : Money market 1.10 Securities and Instruments : Debentures and securitised debt 1.11 Securities and Instruments : Warrants, certificates and other 1.12 Securities and Instruments : Bonds 1.13 Securities and Instruments : Derivative 1.14 Participatory interests in Collective Investment Schemes 1.15 Foreign currency denominated investment 1.16 Health Service Benefits 1.17 Deposits Defined in the Banks Act - exceeding 12 months 1.18 Deposits defined in the Banks act - 12 months or less 1.19 Friendly Society Benefits 1.20 Long-Term Insurance : Category B2 N/A Key Individual specific (80% match with qualifying (S) specific (100% match with qualifying (SP) CATEORY II & IIA 2.1 Long-Term Insurance : Category B1 2.2 Long-Term Insurance : Category C 2.3 Retail Pension Benefits 2.4 Pension Funds Benefits (excluding retail pension benefits) 2.5 Securities and Instruments : Shares 2.6 Securities and Instruments : Money market 2.7 Securities and Instruments : Debentures and securitised debt 2.8 Securities and Instruments : Warrants, certificates and other 2.9 Securities and Instruments : Bonds 2.10 Securities and Instruments : Derivative 2.11 Participatory interests in Collective Investment Schemes 2.12 Foreign currency denominated investment 2.13 Long-term Deposits 2.14 Short-term Deposits 2.15 CATEORY IIA - Hedge Fund FSP 2.16 Long-Term Insurance : Category B2 N/A Key Individual CATEORY III - ADMINISTRATIVE FSP 4
5 Subcategory Description generic () 3.1 Long-Term Insurance : Category B1 3.2 Long-Term Insurance : Category C 3.3 Retail Pension Benefits 3.4 Pension Funds Benefits (excluding retail pension benefits) 3.5 Securities and Instruments : Shares 3.6 Securities and Instruments : Money market 3.7 Securities and Instruments : Debentures and securitised debt 3.8 Securities and Instruments : Warrents, certificates and other 3.9 Securities and Instruments : Bonds 3.10 Securities and Instruments : Derivative 3.11 Participatory interests in Collective Investment Schemes 3.12 Foreign currency denominated investment 3.13 Long-term Deposits 3.14 Short-term Deposits 3.15 Long-Term Insurance : Category B2 N/A Key Individual specific (80% match with qualifying (S) specific (100% match with qualifying (SP) CATEORY IV 4.1 Assistance business FSP N/A Key Individual OTHER N/A Compliance Officer The list of recognised qualifications will be updated and will be published on a quarterly basis. We thank you for your interest and participation in this process. Yours sincerely pp REISTRAR OF FINANCIAL SERVICES PROVIDERS 4
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Riverwalk Office Park Block B 41 Matroosberg Road Ashlea Gardens Extension 6 Pretoria South Africa 0081 PO Box 35655 Menlo Park Pretoria South Africa 0102 Tel +27 12 428 8000 Fax +27 12 346 6941 E-mail
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Riverwalk Office Park Block B 41 Matroosberg Road Ashlea Gardens Extension 6 Pretoria South Africa 0081 PO Box 35655 Menlo Park Pretoria South Africa 0102 Tel +27 12 428 8000 Fax +27 12 346 6941 E-mail
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Riverwalk Office Park Block B 41 Matroosberg Road Ashlea Gardens Extension 6 Pretoria South Africa 0081 PO Box 35655 Menlo Park Pretoria South Africa 0102 Tel +27 12 428 8000 Fax +27 12 346 6941 E-mail
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4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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F I N A N C I A L S E R V I C E S B O A R D Rigel Park 446 Rigel Avenue South Erasmusrand Pretoria South Africa PO Box 35655 Menlo Park Pretoria South Africa 0102 Tel (012) 428-8000 Fax (012) 347-0221
Please quote our reference: PFA/GP/ /2016/MD REGISTERED POST. Dear Madam,
4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
1.1 This complaint concerns the allocation and distribution of a death benefit.
4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens PRETORIA SOUTH AFRICA 0081 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738, Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za Website:
1.1 The complaint concerns the withholding of the complainant s withdrawal benefit.
4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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1.1 This complaint concerns the allocation and distribution of a death benefit.
4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0081 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738, Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
1.2 The complaint was received by this Tribunal on 22 June 2016.
4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738, Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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1.1 The complaint concerns the manner of payment of a disability benefit.
4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0081 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738, Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738, Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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4 th Floor Riverwalk Office Park Block A, 41 Matroosberg Road Ashlea Gardens, Extension 6 PRETORIA SOUTH AFRICA 0181 P.O. Box 580, MENLYN, 0063 Tel: 012 346 1738 / 748 4000 Fax: 086 693 7472 E-Mail: enquiries@pfa.org.za
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