2015 December Fund Performance at a Glance

Transcription

1 IMPORTANT RISK WARNINGS Investment involves risks (including the possibility of loss of the capital invested). Prices of units may rise as well as fall and past performance information presented is not indicative of future performance. Investors should read the relevant fund s offering documents (including the full text of the risk factors stated therein (in particular those associated with investments in emerging markets for funds investing in emerging markets)) in detail before making any investment decision. Fund(s) marked with ^ in the fund list in this booklet may invest extensively in financial derivative instruments, thus subject to higher volatility as well as higher credit/counterparty and liquidity risks. Investing in these funds will involve a higher risk of loss of all, or substantial part, of the capital invested. In order to comply with the requirement in relation to investor characterization as set out by the Securities and Futures Commission (the SFC ) in Hong Kong, Hang Seng Bank Limited (the Bank ) only accepts customers who have been characterized by the Bank as having general knowledge of the nature and risks of derivatives to subscribe for fund(s) marked with * in the fund list in this booklet. This booklet is for information and reference only. Investors should not only base on this booklet alone to make investment decisions. The above only sets out some of the important risks that investors should take note of, please refer to the Other Important Risk Warnings section on Page 82 for other important risks December Fund Performance at a Glance Sector Performance Top Performing Sectors Bottom Performing Sectors 3-month Return# (%) China Equity - A Shares 9.80 Commodities - Precious Metals Sector Equity Technology 8.83 Commodities - Broad Basket Sector Equity Water 8.07 Brazil Equity Russia Equity 7.54 Global High Yield Bond - EUR Hedged Europe Equity - Currency Hedged 6.59 EUR Cautious Allocation - Global Year-to-date Return# (%) Japan Equity - Currency Hedged Brazil Equity Russia Equity Sector Equity Natural Resources Europe Large-Cap Growth Equity Global Emerging Markets Equity - Currency Hedged Europe Equity - Currency Hedged Latin America Equity Italy Equity Indonesia Equity Year 2014 Return# (%) India Equity Russia Equity China Equity - A Shares Emerging Europe Equity Sector Equity Biotechnology Commodities - Broad Basket Sector Equity Healthcare Sector Equity Energy Indonesia Equity Brazil Equity Year 2013 Return# (%) Sector Equity Biotechnology Sector Equity Precious Metals Europe Small-Cap Equity Commodities - Precious Metals Japan Small/Mid-Cap Equity Indonesia Equity Nordic Equity Brazil Equity Italy Equity Sector Equity Natural Resources Year 2012 Return# (%) Property - Indirect Asia Sector Equity Precious Metals Thailand Equity Sector Equity Natural Resources Europe ex-uk Small/Mid-Cap Equity Sector Equity Energy Germany Large-Cap Equity Commodities - Broad Basket Singapore Equity Commodities - Precious Metals Year 2011 Return# (%) GBP Government Bond India Equity Global Inflation-Linked Bond - USD Hedged Emerging Europe Equity GBP Diversified Bond Russia Equity Sector Equity Biotechnology 9.60 Asia ex-japan Small/Mid-Cap Equity RMB Bond - Onshore 8.04 Sector Equity Natural Resources Year 2010 Return# (%) Thailand Equity Sector Equity Alternative Energy Other Asia-Pacific Equity Spain Equity Indonesia Equity Italy Equity High Yield Bond - Other Hedged EUR Diversified Bond - Short Term Sector Equity Precious Metals China Equity - A Shares # In respect of the Sector Performance, all returns were calculated based on the principle of NAV-to-NAV or Bid-to-Bid in USD, with reinvestment of all dividends (if any), based on the fund prices available on Hang Seng Bank distributes more than 300 open-end investments funds, managed by 23 fund houses. Information regarding the relevant investment funds contained in this booklet is the same as that obtained from the Fund Search against the respective Investment Market Sector conducted online at Hang Seng Fund SuperMart. Information regarding the relevant investment funds is provided by Morningstar Asia Limited and is for information and reference only. Morningstar Asia Limited and the Bank endeavour to ensure the accuracy and reliability of the information provided, but Morningstar Asia Limited does not guarantee its accuracy or reliability and accept no liability (whether in tort or contract or otherwise) for any loss or damage arising from any inaccuracies or omission. For information related to investment funds which is sourced externally (as disclosed), the Bank has reasonable belief that such information is accurate, complete and up-to-date. Investors should make their own assessment as to the relevancy, accuracy and adequacy of such information, and make such independent investigations as they may consider necessary or appropriate for the purpose of such assessment. For enquiry on information on capital guaranteed funds and hedge funds distributed by the Bank, please visit or any of the branches of the Bank. The information contained in this booklet does not constitute recommendations or solicitations to invest in any investment funds, and is for information and reference only. This booklet has not been reviewed by the SFC.

2 Fund Category Investment Market Sector Page Global Equity Global Equity - Currency Hedged 1 Global Equity Income 2 Global Large-Cap Blend Equity 3 Global Large-Cap Growth Equity 5 Global Large-Cap Value Equity 5 Global Small-Cap Equity 6 Global Flex-Cap Equity 6 US Equity US Equity - Currency Hedged 7 US Flex-Cap Equity 7 US Large-Cap Blend Equity 8 US Large-Cap Growth Equity 8 US Large-Cap Value Equity 9 US Mid-Cap Equity 9 US Small-Cap Equity 9 Europe Equity - Regional Europe Equity - Single Country Asia Pacific Equity - Regional Asia Pacific Equity - Single Country Europe Equity - Currency Hedged 10 Europe Equity Income 11 Europe ex-uk Large-Cap Equity 11 Europe ex-uk Small/Mid-Cap Equity 12 Europe Large-Cap Blend Equity 12 Europe Large-Cap Growth Equity 13 Europe Large-Cap Value Equity 14 Europe Small-Cap Equity 14 Eurozone Large-Cap Equity 15 Eurozone Mid-Cap Equity 15 Nordic Equity 15 France Large-Cap Equity 16 Germany Large-Cap Equity 16 Italy Equity 16 Spain Equity 17 Switzerland Large-Cap Equity 17 UK Large-Cap Blend Equity 17 UK Large-Cap Growth Equity 17 ASEAN Equity 18 Asia ex Japan Equity 18 Asia ex Japan Equity - Currency Hedged 20 Asis ex-japan Small/Mid-Cap Equity 22 Asia Pacific Equity - Currency Hedged 22 Asia-Pacific ex-japan Equity 23 Asia-Pacific inc. Japan Equity 24 Other Asia Pacific Equity 24 Australia & New Zealand Equity 25 India Equity 25 Indonesia Equity 26 Korea Equity 26 Singapore Equity 27 Thailand Equity 27 Vietnam Equity 27 Japan Equity Japan Equity - Currency Hedged 28 Japan Large-Cap Equity 28 Japan Small/Mid-Cap Equity 29 Content Fund Category Investment Market Sector Page Greater China Equity China Equity 30 China Equity - A Shares 31 Greater China Equity 32 Hong Kong Equity 32 Islamic Shariah Equity 33 Taiwan Large-Cap Equity 33 Sector Equity Property - Indirect Asia 34 Property - Indirect Global 34 Sector Equity Agriculture 34 Sector Equity Alternative Energy 35 Sector Equity Biotechnology 35 Sector Equity Communications 36 Sector Equity Consumer Goods 36 & Services Sector Equity Ecology 37 Sector Equity Energy 37 Sector Equity Financial Services 38 Sector Equity Healthcare 38 Sector Equity Industrial Materials 39 Sector Equity Infrastructure 39 Sector Equity Natural Resources 39 Sector Equity Other 40 Sector Equity Precious Metals 40 Sector Equity Technology 41 Sector Equity Water 41 Other Emerging Africa & Middle East Equity 42 Market Equity Brazil Equity 42 BRIC Equity 43 EMEA Equity 43 Emerging Europe Equity 44 Global Emerging Markets Equity 44 Global Emerging Markets Equity 45 - Currency Hedged Latin America Equity 46 Russia Equity 46 Global Bond EUR Diversified Bond 47 EUR Flexible Bond 47 GBP Diversified Bond 48 Global Bond 48 Global Bond - EUR Hedged 49 Global Bond - GBP Hedged 50 Global Bond - Other Hedged 50 Global Bond - USD Hedged 51 Global Flexible Bond 51 Global Flexible Bond - EUR Hedged 52 Global Flexible Bond - USD Hedged 52 Global Inflation-Linked Bond 52 Global Inflation-Linked Bond 53 - EUR Hedged Fund Category Investment Market Sector Page Global Inflation-Linked Bond 53 - USD Hedged HKD Bond 53 Other Bond 54 USD Diversified Bond 57 USD Flexible Bond 57 Government / EUR Corporate Bond 58 Corporate Bond EUR Government Bond 58 GBP Government Bond 58 Global Corporate Bond - USD Hedged 59 USD Corporate Bond 59 USD Government Bond 59 Emerging Markets / High Yield Bond Equity / Bond Balanced Short-term Bond and Money Market Asia Bond 60 Asia Bond - Local Currency 61 Asia High Yield Bond 61 EUR High Yield Bond 62 Global Emerging Markets Bond 62 Global Emerging Markets Bond 63 - EUR Biased Global Emerging Markets Bond 64 - Local Currency Global High Yield Bond 65 Global High Yield Bond - EUR Hedged 66 Global High Yield Bond - GBP Hedged 66 High Yield Bond - Other Hedged 67 RMB Bond 68 RMB Bond - Onshore 68 USD High Yield Bond 69 Asia Allocation 70 EUR Cautious Allocation 71 EUR Cautious Allocation - Global 71 EUR Moderate Allocation 71 EUR Moderate Allocation - Global 72 GBP Cautious Allocation 72 GBP Moderate Allocation 72 Global Emerging Markets Allocation 72 Other Allocation 73 USD Cautious Allocation 75 USD Flexible Allocation 75 USD Moderate Allocation 76 EUR Diversified Bond - Short Term 78 HKD Money Market 78 USD Diversified Bond - Short Term 78 Others Commodities - Broad Agriculture 79 Commodities - Broad Basket 79 Commodities - Precious Metals 79

3 Global Equity - Currency Hedged 1. Global Equity $ PICTET - HIGH DIVIDEND SELECTION-HP DM HKD SHARE (HKD HEDGED U44528 HKD % 1.60% 07/2013 1,445 USD Not Rated MONTHLY DISTRIBUTION-CASH) Denominated in AUD $ PICTET - HIGH DIVIDEND SELECTION-HP DM AUD SHARE (AUD HEDGED U44531 AUD % 1.60% 07/2013 1,445 USD Not Rated MONTHLY DISTRIBUTION-CASH) $ FIDELITY FUNDS - GLOBAL DIVIDEND FUND CLASS A SHARES (AUD HEDGED U44571 AUD % 1.50% 10/2013 3,925 USD Not Rated MINCOME(G)-CASH) PICTET - GLOBAL MEGATREND SELECTION-HP AUD SHARE (AUD HEDGED) U44612 AUD % 1.60% 02/2014 4,431 USD Not Rated $ HSBC GIF - GLOBAL EQUITY VOLATILITY FOCUSED CLASS AM (AUD HEDGED U44593 AUD % 1.50% 06/ USD Not Rated MONTHLY DISTRIBUTION-CASH) $ ALLIANCEBERNSTEIN - GLOBAL VALUE PORTFOLIO CLASS AD SHARES (AUD U44597 AUD % 1.60% 02/ USD Not Rated HEDGED MONTHLY DISTRIBUTION-CASH) INVESTEC GLOBAL STRATEGY FUND - GLOBAL STRATEGIC EQUITY FUND CLASS U44683 AUD % 1.50% 06/2014 1,621 USD Not Rated A (AUD HEDGED (REFERENCE) ACC) $ AMUNDI HK - GLOBAL AGEING PLANET OPPORTUNITIES FUND CLASS CLASSIC U44687 AUD % 1.50% 06/ USD Not Rated AUD (HEDGED) - DISTRIBUTION I (CASH) Denominated in CAD $ ALLIANCEBERNSTEIN - GLOBAL VALUE PORTFOLIO CLASS AD SHARES (CAD U44598 CAD % 1.60% 02/ USD HEDGED MONTHLY DISTRIBUTION-CASH) Denominated in CNY $ AMUNDI HK - GLOBAL AGEING PLANET OPPORTUNITIES FUND CLASS CLASSIC U44671 CNY % 1.50% 06/ USD RMB (HEDGED) - DISTRIBUTION I (CASH) Not Rated Not Rated 1

4 Global Equity - Currency Hedged PICTET - GLOBAL MEGATREND SELECTION-HP EUR SHARE (EUR HEDGED) U44611 EUR % 1.60% 06/2011 4,431 USD Not Rated $ ALLIANCEBERNSTEIN - GLOBAL VALUE PORTFOLIO CLASS AD SHARES (EUR U44595 EUR % 1.60% 02/ USD Not Rated HEDGED MONTHLY DISTRIBUTION-CASH) Denominated in NZD $ AMUNDI HK - GLOBAL AGEING PLANET OPPORTUNITIES FUND CLASS CLASSIC U44688 NZD % 1.50% 06/ USD NZD (HEDGED) - DISTRIBUTION I (CASH) Denominated in GBP $ ALLIANCEBERNSTEIN - GLOBAL VALUE PORTFOLIO CLASS AD SHARES (GBP U44596 GBP % 1.60% 02/ USD HEDGED MONTHLY DISTRIBUTION-CASH) Not Rated Not Rated Global Equity Income $ FIDELITY FUNDS - GLOBAL DIVIDEND FUND CLASS A SHARES (HKD MINCOME U44430 HKD % 1.50% 05/2012 3,925 USD (G)-CASH) $ FIDELITY FUNDS - GLOBAL DIVIDEND FUND CLASS A SHARES (USD MINCOME U44429 USD % 1.50% 01/2012 3,925 USD (G)-CASH) QQQQ QQQQ SCHRODER ISF - GLOBAL EQUITY YIELD CLASS A (USD ACC)^ U43613 USD % 1.50% 07/ USD QQQ $ SCHRODER ISF - GLOBAL EQUITY YIELD CLASS A (USD MONTHLY DIS-CASH)^ U43614 USD % 1.50% 07/ USD QQQ 2

5 Global Equity Income $ PICTET - HIGH DIVIDEND SELECTION-P DM USD SHARE (USD MONTHLY U44527 USD % 1.60% 05/2010 1,445 USD QQ DISTRIBUTION-CASH) BLACKROCK GLOBAL FUNDS - GLOBAL ENHANCED EQUITY YIELD FUND CLASS U43853 USD % 1.50% 10/ USD QQ A2 (USD) $ BLACKROCK GLOBAL FUNDS - GLOBAL ENHANCED EQUITY YIELD FUND CLASS U43852 USD % 1.50% 10/ USD QQ A5 (USD QUARTERLY DISTRIBUTING-CASH) TEMPLETON GLOBAL EQUITY INCOME FUND CLASS A SHARES (USD ACC) U43898 USD % 1.00% 05/ USD QQ $ PICTET - HIGH DIVIDEND SELECTION-P DM EUR SHARE (EUR MONTHLY U44529 EUR % 1.60% 12/2010 1,445 USD QQ DISTRIBUTION-CASH) TEMPLETON GLOBAL EQUITY INCOME FUND CLASS A SHARES (EUR ACC) U43951 EUR % 1.00% 05/ USD QQ Denominated in GBP $ PICTET - HIGH DIVIDEND SELECTION-P DM GBP SHARE (GBP MONTHLY U44530 GBP % 1.20% 05/2010 1,445 USD DISTRIBUTION-CASH) QQ Global Large-Cap Blend Equity HSBC MANAGED GROWTH FUND CLASS A (HKD) U40319 HKD % 1.50% 04/1997 3,157 HKD QQ $ HSBC GIF - GLOBAL EQUITY VOLATILITY FOCUSED CLASS AM (HKD MONTHLY U44592 HKD % 1.50% 06/ USD Not Rated DISTRIBUTION-CASH) $ AMUNDI HK - GLOBAL AGEING PLANET OPPORTUNITIES FUND CLASS CLASSIC U44668 HKD % 1.50% 06/ USD HKD - DISTRIBUTION I (CASH) Not Rated 3

6 Global Large-Cap Blend Equity SCHRODER ISF - GLOBAL EQUITY ALPHA CLASS A (USD ACC)^ U44188 USD % 1.50% 07/ USD QQQ JPMORGAN GLOBAL UNCONSTRAINED EQUITY A (DIST) (USD) U83576 USD % 1.50% 06/ USD QQQ FIDELITY FUNDS - FIDELITY PORTFOLIO SELECTOR GLOBAL GROWTH FUND CLASS A SHARES (USD DIST) U42411 USD % 2.00% 12/ USD QQQQ ALLIANCEBERNSTEIN - GLOBAL EQUITY BLEND PORTFOLIO CLASS A SHARES U43659 USD % 1.70% 06/ USD QQ (USD) BLACKROCK GLOBAL FUNDS - GLOBAL DYNAMIC EQUITY FUND CLASS A2 (USD) U43685 USD % 1.50% 02/ USD QQQ FIDELITY FUNDS - INTERNATIONAL FUND CLASS A SHARES (USD DIST) U23542 USD % 1.50% 12/1991 1,989 USD QQQQ BLACKROCK GLOBAL FUNDS - GLOBAL OPPORTUNITIES FUND CLASS A2 (USD) U39961 USD % 1.50% 02/ USD QQQ $ HSBC GIF - GLOBAL EQUITY VOLATILITY FOCUSED CLASS AM (USD MONTHLY U44591 USD % 1.50% 06/ USD Not Rated DISTRIBUTION-CASH) $ INVESTEC GLOBAL STRATEGY FUND - GLOBAL ENDURANCE EQUITY FUND U44680 USD % 1.50% 03/ USD Not Rated CLASS A (USD INC-2 MONTHLY DISTRIBUTION-CASH) HANG SENG GLOBAL HIGH GROWTH FUND CLASS A (USD) U42271 USD % 1.00% 07/ USD QQ JPMORGAN GLOBAL DYNAMIC A (DIST) (USD) U43382 USD % 1.50% 05/ USD QQQ HSBC GIF ECONOMIC SCALE INDEX GLOBAL EQUITY CLASS AD (USD) U40104 USD % 0.60% 12/ USD QQQ HSBC GIF GLOBAL EQUITY CLIMATE CHANGE CLASS AD (USD) U44062 USD % 1.50% 11/ USD QQ $ AMUNDI HK - GLOBAL AGEING PLANET OPPORTUNITIES FUND CLASS CLASSIC U44667 USD % 1.50% 04/ USD Not Rated USD - DISTRIBUTION I (CASH) INVESTEC GLOBAL STRATEGY FUND - GLOBAL STRATEGIC EQUITY FUND CLASS U44682 USD % 1.50% 06/2007 1,621 USD QQQQ A (USD ACC) FIDELITY FUNDS - WORLD FUND CLASS A SHARES (EUR DIST) U42687 EUR % 1.50% 09/ EUR QQQQ BLACKROCK GLOBAL FUNDS - GLOBAL DYNAMIC EQUITY FUND CLASS A2 (EUR) U43686 EUR % 1.50% 02/ USD QQQ 4

7 Global Large-Cap Growth Equity ALLIANCEBERNSTEIN - GLOBAL GROWTH TRENDS PORTFOLIO CLASS A SHARES U43565 USD % 1.80% 04/ USD (USD) QQ ALLIANZ GLOBAL EQUITY CLASS AT ACC (USD) U44446 USD % 1.80% 06/ USD QQQ FRANKLIN GLOBAL GROWTH AND VALUE FUND CLASS A SHARES (USD ACC) U43925 USD % 1.00% 09/ USD QQQ FIDELITY FUNDS - GLOBAL FOCUS FUND CLASS A SHARES (USD DIST) U43159 USD % 1.50% 01/ USD QQQ BARING GLOBAL SELECT FUND CLASS A (USD INC) U42626 USD % 1.50% 02/ USD QQQ BARING GLOBAL SELECT FUND CLASS A (EUR INC) U42627 EUR % 1.50% 02/ USD QQQ Denominated in GBP BARING GLOBAL SELECT FUND CLASS A (GBP INC) U42628 GBP % 1.50% 02/ USD QQQ Global Large-Cap Value Equity SCHRODER ISF - QEP GLOBAL ACTIVE VALUE CLASS A (USD ACC)^ U43618 USD % 1.50% 10/2004 1,614 USD QQ ALLIANCEBERNSTEIN - GLOBAL VALUE PORTFOLIO CLASS A SHARES (USD) U43574 USD % 1.60% 04/ USD QQ $ ALLIANCEBERNSTEIN - GLOBAL VALUE PORTFOLIO CLASS AD SHARES (USD U44594 USD % 1.60% 03/ USD Not Rated MONTHLY DISTRIBUTION-CASH) TEMPLETON GLOBAL FUND CLASS A SHARES (USD ACC) U43905 USD % 1.00% 05/2001 1,361 USD QQQ FRANKLIN MUTUAL GLOBAL DISCOVERY FUND CLASS A SHARES (USD ACC) U43923 USD % 1.00% 10/2005 1,181 USD QQQ 5

8 Global Large-Cap Value Equity ALLIANCEBERNSTEIN - GLOBAL VALUE PORTFOLIO CLASS A SHARES (EUR) U43575 EUR % 1.60% 04/ USD QQ $ TEMPLETON GLOBAL (EURO) FUND A SHARES (EUR YDIS-CASH) U43906 EUR % 1.00% 04/ EUR QQQ Global Small-Cap Equity INVESCO GLOBAL SMALL CAP EQUITY FUND^ U42393 USD % 1.50% 11/ USD QQQ BLACKROCK GLOBAL FUNDS - GLOBAL SMALLCAP FUND CLASS A2 (USD) U42926 USD % 1.50% 11/ USD QQQ Global Flex-Cap Equity PICTET - GLOBAL MEGATREND SELECTION-P HKD SHARE (HKD) U44610 HKD % 1.60% 02/2014 4,431 USD Not Rated PICTET - GLOBAL MEGATREND SELECTION-P USD SHARE (USD) U44609 USD % 1.60% 10/2008 4,431 USD QQQQ 6

9 US Equity - Currency Hedged 2. US Equity Denominated in AUD FIDELITY FUNDS - AMERICA FUND CLASS A SHARES (AUD HEDGED ACC) U44573 AUD % 1.50% 08/2013 8,158 USD Not Rated JANUS US TWENTY FUND CLASS A SHARE (AUD HEDGED ACC) U44654 AUD % 1.25% 10/ USD Not Rated JANUS US VENTURE FUND CLASS A SHARE (AUD HEDGED ACC) U44656 AUD % 1.50% 10/ USD Not Rated JANUS US TWENTY FUND CLASS A SHARE (EUR HEDGED ACC) U44653 EUR % 1.25% 12/ USD Not Rated JANUS US VENTURE FUND CLASS A SHARE (EUR HEDGED ACC) U44655 EUR % 1.50% 12/ USD Not Rated US Flex-Cap Equity BLACKROCK GLOBAL FUNDS - US FLEXIBLE EQUITY FUND CLASS A2 (USD) U42949 USD % 1.50% 10/ USD QQQ BLACKROCK GLOBAL FUNDS - US FLEXIBLE EQUITY FUND CLASS A2 (EUR) U43340 EUR % 1.50% 10/ USD QQQ 7

10 US Large-Cap Blend Equity ALLIANZ US EQUITY FUND CLASS A DIS (USD) U44095 USD % 1.80% 02/ USD QQ SCHRODER ISF - US LARGE CAP CLASS A (USD ACC)^ U42461 USD % 1.25% 01/2000 1,186 USD QQQQ JPMORGAN AMERICA EQUITY A (DIST) (USD) U75325 USD % 1.50% 06/2001 1,397 USD QQQ HANG SENG AMERICAN INDEX FUND CLASS A (USD) U42351 USD % 1.00% 10/ USD QQQ FIDELITY FUNDS - AMERICA FUND CLASS A SHARES (USD DIST) U39847 USD % 1.50% 10/1990 8,158 USD QQQQ FIDELITY FUNDS - AMERICAN DIVERSIFIED FUND CLASS A SHARES (USD DIST) U43467 USD % 1.50% 03/ USD QQQ HSBC GIF ECONOMIC SCALE INDEX US EQUITY CLASS PD (USD) U40111 USD % 0.40% 01/ USD QQQ FRANKLIN U.S. EQUITY FUND CLASS A SHARES (USD ACC) U43928 USD % 1.00% 07/ USD QQQ US Large-Cap Growth Equity JANUS US TWENTY FUND CLASS A SHARE (USD ACC) U44501 USD % 1.25% 12/ USD QQQ FIDELITY FUNDS - AMERICAN GROWTH FUND CLASS A SHARES (USD DIST) U42017 USD % 1.50% 06/ USD QQQ 8

11 US Large-Cap Value Equity INVESCO US STRUCTURED EQUITY FUND^ U42946 USD % 1.00% 06/ USD QQ BLACKROCK GLOBAL FUNDS - US BASIC VALUE FUND CLASS A2 (USD) U42937 USD % 1.50% 02/2002 1,598 USD QQQ FRANKLIN MUTUAL BEACON FUND CLASS A SHARES (USD ACC) U43920 USD % 1.00% 07/ USD QQ BLACKROCK GLOBAL FUNDS - US BASIC VALUE FUND CLASS A2 (EUR) U42935 EUR % 1.50% 02/2002 1,598 USD QQQ US Mid-Cap Equity SCHRODER ISF - US SMALL AND MID-CAP EQUITY CLASS A (USD ACC)^ U43624 USD % 1.50% 12/2004 1,301 USD QQQQ BLACKROCK GLOBAL FUNDS - US SMALL AND MIDCAP OPPORTUNITIES FUND U39977 USD % 1.50% 06/ USD QQQ CLASS A2 (USD) US Small-Cap Equity JANUS US VENTURE FUND CLASS A SHARE (USD ACC) U44502 USD % 1.50% 12/ USD QQQQ SCHRODER ISF - US SMALLER COMPANIES CLASS A (USD ACC)^ U42464 USD % 1.50% 01/ USD QQQQ 9

12 Europe Equity - Currency Hedged 3. Europe Equity - Regional $ ALLIANZ EUROPEAN EQUITY DIVIDEND CLASS AM DIS (H2 HKD MONTHLY U44534 HKD % 1.80% 10/2013 5,122 EUR DISTRIBUTION-CASH) INVESCO PAN EUROPEAN STRUCTURED EQUITY FUND CLASS A SHARES (USD U44649 USD % 1.30% 07/2014 6,771 EUR HEDGED ACC)^ $ ALLIANZ EUROPEAN EQUITY DIVIDEND CLASS AM DIS (H2 USD MONTHLY U44533 USD % 1.80% 10/2013 5,122 EUR DISTRIBUTION-CASH) $ FIDELITY FUNDS - EUROPEAN DIVIDEND FUND CLASS A SHARES (USD HEDGED U44588 USD % 1.50% 01/ EUR MINCOME(G)-CASH) Not Rated Not Rated Not Rated Not Rated INVESCO PAN EUROPEAN EQUITY FUND CLASS A SHARES (USD HEDGED ACC)^ U44648 USD % 1.50% 07/2014 5,574 EUR Not Rated INVESTEC GLOBAL STRATEGY FUND - EUROPEAN EQUITY FUND CLASS A (USD U44678 USD % 1.50% 07/2014 1,526 USD Not Rated HEDGED (PORTFOLIO-AC) ACC) INVESCO CONTINENTAL EUROPEAN SMALL CAP EQUITY FUND CLASS A SHARES U44647 USD % 2.00% 10/ USD (USD HEDGED ACC)^ Not Rated Denominated in AUD $ ALLIANZ EUROPEAN EQUITY DIVIDEND CLASS AM DIS (H2 AUD MONTHLY U44536 AUD % 1.80% 10/2013 5,122 EUR DISTRIBUTION-CASH) Not Rated 10

13 Europe Equity Income $ ALLIANZ EUROPEAN EQUITY DIVIDEND CLASS AM DIS (EUR MONTHLY U44535 EUR % 1.80% 10/2013 5,122 EUR DISTRIBUTION-CASH) $ FIDELITY FUNDS - EUROPEAN DIVIDEND FUND CLASS A SHARES (EUR MINCOME U44589 EUR % 1.50% 12/ EUR (G)-CASH) Not Rated Not Rated INVESCO PAN EUROPEAN EQUITY INCOME FUND (ACCUMULATION)^ U43839 EUR % 1.50% 10/ EUR QQQQQ Europe ex-uk Large-Cap Equity HANG SENG CONTINENTAL EUROPEAN INDEX FUND CLASS A (USD) U42353 USD % 1.00% 10/ USD Q BLACKROCK GLOBAL FUNDS - CONTINENTAL EUROPEAN FLEXIBLE FUND CLASS U43826 EUR % 1.50% 11/1986 2,204 EUR A2 (EUR) QQQQ INVESCO CONTINENTAL EUROPEAN EQUITY FUND^ U43355 EUR % 1.50% 08/ EUR QQQ Denominated in GBP BARING EUROPEAN GROWTH TRUST (GBP INC) U33478 GBP % 1.50% 01/ GBP QQ 11

14 Europe ex-uk Small/Mid-Cap Equity BARING EUROPE SELECT TRUST CLASS A (USD ACCUMULATION) U44575 USD % 1.50% 12/2013 1,301 GBP Not Rated INVESCO CONTINENTAL EUROPEAN SMALL CAP EQUITY FUND CLASS A SHARES U22331 USD % 2.00% 01/ USD QQQ (USD ANNUAL DISTRIBUTION)^ BARING EUROPE SELECT TRUST (EUR INC) U43472 EUR % 1.50% 08/2001 1,301 GBP QQQQQ Denominated in GBP BARING EUROPE SELECT TRUST (GBP INC) U39807 GBP % 1.50% 08/1984 1,301 GBP QQQQ Europe Large-Cap Blend Equity BARING EUROPA FUND CLASS A USD INC U39817 USD % 1.25% 04/ USD QQQ BLACKROCK GLOBAL FUNDS - EUROPEAN FUND CLASS A2 (USD) U39952 USD % 1.50% 11/1993 5,625 EUR QQQ INVESTEC GLOBAL STRATEGY FUND - EUROPEAN EQUITY FUND CLASS A (USD U44677 USD % 1.50% 11/2007 1,526 USD QQQQQ ACC) INVESCO PAN EUROPEAN STRUCTURED EQUITY FUND CLASS A SHARES (EUR U42950 EUR % 1.30% 11/2000 6,771 EUR ACC)^ QQQQQ BARING EUROPA FUND CLASS A EUR INC U42302 EUR % 1.25% 01/ USD QQQ SCHRODER ISF - EUROPEAN LARGE CAP A (EUR ACC)^ U44445 EUR % 1.25% 01/ EUR QQQ 12

15 Europe Large-Cap Blend Equity BLACKROCK GLOBAL FUNDS - EUROPEAN FUND CLASS A2 (EUR) U42296 EUR % 1.50% 11/1993 5,625 EUR QQQ HSBC GIF EUROPEAN EQUITY CLASS PD (EUR) U42561 EUR % 1.00% 08/ EUR QQQ JPMORGAN EUROPE DYNAMIC A (DIST) (EUR) U44537 EUR % 1.50% 05/2004 1,785 EUR QQQQQ INVESTEC GLOBAL STRATEGY FUND - EUROPEAN EQUITY FUND CLASS A (EUR U44679 EUR % 1.50% 10/2009 1,526 USD QQQQQ ACC) FIDELITY FUNDS - EUROPEAN LARGER COMPANIES FUND CLASS A SHARES (EUR DIST) U42966 EUR % 1.50% 09/ EUR QQQQ FIDELITY FUNDS - EUROPEAN GROWTH FUND CLASS A SHARES (EUR DIST) U42276 EUR % 1.50% 10/1990 7,980 EUR QQQ INVESCO PAN EUROPEAN EQUITY FUND CLASS A SHARES (EUR ACC)^ U42312 EUR % 1.50% 01/1991 5,574 EUR QQQQ INVESCO PAN EUROPEAN EQUITY FUND CLASS A SHARES (EUR ANNUAL DISTRIBUTION)^ U43846 EUR % 1.50% 12/2006 5,574 EUR QQQQ Europe Large-Cap Growth Equity BLACKROCK GLOBAL FUNDS - EUROPEAN SPECIAL SITUATIONS FUND CLASS U43335 USD % 1.50% 10/2002 1,565 EUR A2 (USD) QQQQ FIDELITY FUNDS - EUROPEAN DYNAMIC GROWTH FUND CLASS A SHARES (EUR U43993 DIST) EUR % 1.50% 01/2001 1,111 EUR BLACKROCK GLOBAL FUNDS - EUROPEAN SPECIAL SITUATIONS FUND CLASS U42948 EUR % 1.50% 10/2002 1,565 EUR A2 (EUR) QQQQ QQQQ 13

16 Europe Large-Cap Value Equity JPMORGAN EUROPE EQUITY A (DIST) (USD) U66142 USD % 1.00% 12/ USD QQQQ ALLIANCEBERNSTEIN - EUROPEAN VALUE PORTFOLIO CLASS A SHARES (USD) U43576 USD % 1.60% 05/ EUR QQQ BLACKROCK GLOBAL FUNDS - EUROPEAN VALUE FUND CLASS A2 (USD) U42923 USD % 1.50% 01/1997 3,027 EUR QQQQ TEMPLETON EUROPEAN FUND CLASS A SHARES (USD ACC) U43894 USD % 1.00% 05/ EUR QQQ FRANKLIN MUTUAL EUROPEAN FUND CLASS A SHARES (USD ACC) U43921 USD % 1.00% 04/2000 2,442 EUR QQQQ ALLIANCEBERNSTEIN - EUROPEAN VALUE PORTFOLIO CLASS A SHARES (EUR) U43584 EUR % 1.60% 05/ EUR QQQ BLACKROCK GLOBAL FUNDS - EUROPEAN VALUE FUND CLASS A2 (EUR) U42921 EUR % 1.50% 01/1997 3,027 EUR QQQQ TEMPLETON EUROPEAN FUND CLASS A SHARES (EUR ACC) U43895 EUR % 1.00% 12/ EUR QQQ FRANKLIN MUTUAL EUROPEAN FUND CLASS A SHARES (EUR ACC) U43922 EUR % 1.00% 12/2001 2,442 EUR QQQQ Denominated in GBP BLACKROCK GLOBAL FUNDS - EUROPEAN VALUE FUND CLASS A2 (GBP) U42922 GBP % 1.50% 01/1997 3,027 EUR QQQQ Europe Small-Cap Equity FRANKLIN EUROPEAN SMALL-MID CAP GROWTH FUND CLASS A SHARES (USD U43949 USD % 1.00% 09/ EUR QQQ ACC) JPMORGAN EUROPE SMALL CAP A (DIST) (EUR) U43157 EUR % 1.50% 10/ USD QQQ FIDELITY FUNDS - EUROPEAN SMALLER COMPANIES FUND CLASS A SHARES U42319 EUR % 1.50% 12/1995 1,059 EUR QQQ (EUR DIST) INVESCO PAN EUROPEAN SMALL CAP EQUITY FUND^ U42384 EUR % 1.50% 01/ EUR QQ SCHRODER ISF - EUROPEAN SMALLER COMPANIES CLASS A (EUR ACC)^ U42417 EUR % 1.50% 01/ EUR QQQ 14

17 Eurozone Large-Cap Equity BLACKROCK GLOBAL FUNDS - EURO-MARKETS FUND CLASS A2 (USD) U42342 USD % 1.50% 01/1999 3,883 EUR QQQQ JPMORGAN EUROLAND EQUITY A (DIST) (USD) U85712 USD % 1.50% 06/ USD QQQ BLACKROCK GLOBAL FUNDS - EURO-MARKETS FUND CLASS A2 (EUR) U42300 EUR % 1.50% 01/1999 3,883 EUR QQQQ SCHRODER ISF - EURO EQUITY CLASS A (EUR ACC)^ U42336 EUR % 1.50% 01/2000 3,323 EUR QQQQ FIDELITY FUNDS - EURO STOXX 50TM FUND CLASS A SHARES (EUR DIST) U42305 EUR % 0.60% 11/ EUR QQQ HSBC GIF EUROLAND EQUITY CLASS AD (EUR) U43524 EUR % 1.50% 04/ EUR QQQ FIDELITY FUNDS - EURO BLUE CHIP FUND CLASS A SHARES (EUR DIST) U42306 EUR % 1.50% 09/1998 1,299 EUR QQQQ Eurozone Mid-Cap Equity HSBC GIF EUROLAND EQUITY SMALLER COMPANIES CLASS AD (EUR) U43999 EUR % 1.50% 04/ EUR QQQ Nordic Equity Denominated in SEK FIDELITY FUNDS - NORDIC FUND CLASS A SHARES (SEK DIST) U24956 SEK % 1.50% 10/1990 3,038 SEK QQQ 15

18 France Large-Cap Equity 4. Europe Equity - Single Country FIDELITY FUNDS - FRANCE FUND CLASS A SHARES (EUR DIST) U25868 EUR % 1.50% 10/ EUR QQQQ Germany Large-Cap Equity BARING GERMAN GROWTH TRUST CLASS A (USD ACCUMULATION) U44574 USD % 1.50% 12/ GBP Not Rated BARING GERMAN GROWTH TRUST (EUR ACC) U42565 EUR % 1.50% 08/ GBP QQQQQ FIDELITY FUNDS - GERMANY FUND CLASS A SHARES (EUR DIST) U42320 EUR % 1.50% 10/1990 1,339 EUR QQQQQ Denominated in GBP BARING GERMAN GROWTH TRUST (GBP ACC) U39809 GBP % 1.50% 05/ GBP QQQQ Italy Equity FIDELITY FUNDS - ITALY FUND CLASS A SHARES (EUR DIST) U42322 EUR % 1.50% 10/1990 1,236 EUR QQQQ 16

19 Spain Equity FIDELITY FUNDS - IBERIA FUND CLASS A SHARES (EUR DIST) U42321 EUR % 1.50% 10/1990 1,219 EUR QQQQ Switzerland Large-Cap Equity Denominated in CHF FIDELITY FUNDS - SWITZERLAND FUND CLASS A SHARES (CHF DIST) U42015 CHF % 1.50% 02/ CHF QQ UK Large-Cap Blend Equity HANG SENG UK INDEX FUND CLASS A (USD) U42350 USD % 1.00% 10/ USD Q Denominated in GBP BLACKROCK GLOBAL FUNDS - UNITED KINGDOM FUND CLASS A2 (GBP) U63347 GBP % 1.50% 12/ GBP QQ HSBC GIF UK EQUITY CLASS AD (GBP) U43606 GBP % 1.50% 04/ GBP QQ SCHRODER ISF - UK EQUITY CLASS A (GBP ACC)^ U42467 GBP % 1.25% 01/ GBP QQQ INVESCO UK EQUITY FUND^ U43352 GBP % 1.50% 10/ GBP QQQQ UK Large-Cap Growth Equity Denominated in GBP FIDELITY FUNDS - UNITED KINGDOM FUND CLASS A SHARES (GBP DIST) U39888 GBP % 1.50% 10/ GBP QQQ 17

20 ASEAN Equity 5. Asia Pacific Equity -Regional JPMORGAN ASEAN (ACC) (HKD) U44623 HKD % 1.50% 02/2013 1,563 USD Not Rated BARING ASEAN FRONTIERS FUND CLASS A USD INC U40078 USD % 1.25% 08/ USD QQQ FIDELITY FUNDS - ASEAN FUND CLASS A SHARES (USD DIST) U22744 USD % 1.50% 10/ USD QQQQ JPMORGAN ASEAN (ACC) (USD) U83535 USD % 1.50% 07/1983 1,563 USD QQQ INVESCO ASEAN EQUITY FUND^ U21168 USD % 1.50% 09/ USD QQQ BARING ASEAN FRONTIERS FUND CLASS A EUR INC U42329 EUR % 1.25% 08/ USD QQQ Asia ex Japan Equity $ ALLIANCEBERNSTEIN - ASIA EX JAPAN EQUITY PORTFOLIO CLASS AD SHARES U44355 HKD % 1.75% 11/ USD Q (HKD MONTHLY DISTRIBUTION-CASH) ALLIANCEBERNSTEIN - ASIA EX JAPAN EQUITY PORTFOLIO CLASS A SHARES U44352 HKD % 1.75% 11/ USD Q (HKD) ALLIANZ EMERGING ASIA EQUITY CLASS AT ACC (HKD) U44370 HKD % 2.25% 03/ USD QQQQQ $ ALLIANZ TOTAL RETURN ASIAN EQUITY CLASS AM DIS (HKD MONTHLY U44627 HKD % 2.05% 02/ USD Not Rated DISTRIBUTION-CASH) VALUE PARTNERS HIGH-DIVIDEND STOCKS FUND CLASS A1 (HKD) U44436 HKD % 1.25% 09/2002 3,986 USD QQQQQ $ VALUE PARTNERS HIGH-DIVIDEND STOCKS FUND CLASS A2 MDIS (HKD U44538 HKD % 1.25% 09/2013 3,986 USD Not Rated MONTHLY DISTRIBUTION-CASH) 18

21 Asia ex Japan Equity ALLIANZ LITTLE DRAGONS CLASS AT ACC (USD) U43642 USD % 3.25% 10/ USD QQQ ALLIANZ LITTLE DRAGONS CLASS A DIS (USD) U63214 USD % 3.25% 10/ USD QQQ FIDELITY FUNDS - SOUTH EAST ASIA FUND CLASS A SHARES (USD DIST) U22439 USD % 1.50% 10/1990 2,066 USD QQQ FIDELITY FUNDS - ASIAN SPECIAL SITUATIONS FUND CLASS A SHARES (USD U40084 USD % 1.50% 10/1994 1,341 USD QQQQQ DIST) BARING ASIA GROWTH FUND CLASS A USD INC U40076 USD % 1.25% 02/ USD QQQ BLACKROCK GLOBAL FUNDS - ASIAN DRAGON FUND CLASS A2 (USD) U42861 USD % 1.50% 01/1997 1,559 USD QQQ HSBC GIF ASIA EX JAPAN EQUITY CLASS AD (USD) U40093 USD % 1.50% 07/ USD QQ $ ALLIANCEBERNSTEIN - ASIA EX JAPAN EQUITY PORTFOLIO CLASS AD SHARES U44356 USD % 1.75% 11/ USD Q (USD MONTHLY DISTRIBUTION-CASH) ALLIANCEBERNSTEIN - ASIA EX JAPAN EQUITY PORTFOLIO CLASS A SHARES U44353 USD % 1.75% 11/ USD Q (USD) JPMORGAN EASTERN (ACC) (USD) U83618 USD % 1.50% 02/ USD QQ JPMORGAN ASIA DOMESTIC OPPORTUNITIES (ACC) (USD) U43983 USD % 1.50% 05/ USD QQ INVESCO ASIAN EQUITY FUND^ U43354 USD % 1.50% 08/2001 1,561 USD QQQQ ALLIANZ EMERGING ASIA EQUITY CLASS A DIS (USD) U28200 USD % 2.25% 10/ USD QQQQ ALLIANZ TOTAL RETURN ASIAN EQUITY CLASS AT ACC (USD) U43628 USD % 2.05% 10/ USD QQQQ ALLIANZ TOTAL RETURN ASIAN EQUITY CLASS A DIS (USD) U43295 USD % 2.05% 10/ USD QQQQ $ ALLIANZ TOTAL RETURN ASIAN EQUITY CLASS AM DIS (USD MONTHLY U44626 USD % 2.05% 02/ USD Not Rated DISTRIBUTION-CASH) SCHRODER ISF - EMERGING ASIA CLASS A (USD ACC)^ U43235 USD % 1.50% 01/ USD QQQQ INVESTEC GLOBAL STRATEGY FUND - ASIAN EQUITY FUND CLASS A (USD ACC) U44676 USD % 1.50% 11/2007 3,264 USD QQQQ ALLIANZ TIGER CLASS A DIS (USD)*^ U40305 USD % 2.25% 10/ USD QQQQ SCHRODER ISF - ASIAN OPPORTUNITIES CLASS A (USD ACC)^ U42798 USD % 1.50% 01/2000 2,989 USD QQQQ FIDELITY FUNDS - EMERGING ASIA FUND CLASS A SHARES (USD ACC) U44066 USD % 1.50% 04/ USD QQQ INVESCO ASIA OPPORTUNITIES EQUITY FUND^ U42388 USD % 1.50% 08/ USD QQQQ VALUE PARTNERS HIGH-DIVIDEND STOCKS FUND CLASS A1 (USD) U44390 USD % 1.25% 09/2002 3,986 USD QQQQQ 19

22 Asia ex Japan Equity $ VALUE PARTNERS HIGH-DIVIDEND STOCKS FUND CLASS A2 MDIS (USD U44512 USD % 1.25% 09/2012 3,986 USD QQQQ MONTHLY DISTRIBUTION-CASH) FIRST STATE ASIAN GROWTH FUND CLASS I (USD ACC) U44704 USD % 1.50% 08/ USD QQQQQ TEMPLETON ASIAN GROWTH FUND CLASS A SHARES (USD ACC) U43882 USD % 1.35% 05/2001 5,946 USD QQ BARING ASIA GROWTH FUND CLASS A EUR INC U42331 EUR % 1.25% 02/ USD QQQ BLACKROCK GLOBAL FUNDS - ASIAN DRAGON FUND CLASS A2 (EUR) U43333 EUR % 1.50% 01/1997 1,559 USD QQQ ALLIANCEBERNSTEIN - ASIA EX JAPAN EQUITY PORTFOLIO CLASS A SHARES U44351 EUR % 1.75% 11/ USD Q (EUR) FIDELITY FUNDS - EMERGING ASIA FUND CLASS A SHARES (EUR ACC) U44067 EUR % 1.50% 04/ USD QQQ TEMPLETON ASIAN GROWTH FUND CLASS A SHARES (EUR ACC) U43954 EUR % 1.35% 10/2005 5,946 USD QQ Denominated in GBP BARING ASIA GROWTH FUND CLASS A GBP INC U42955 GBP % 1.25% 11/ USD QQQ BLACKROCK GLOBAL FUNDS - ASIAN DRAGON FUND CLASS A2 (GBP) U43332 GBP % 1.50% 01/1997 1,559 USD QQQ BARING EASTERN TRUST (GBP) U42957 GBP % 1.50% 04/ GBP QQQ Asia ex Japan Equity - Currency Hedged Denominated in AUD ALLIANCEBERNSTEIN - ASIA EX JAPAN EQUITY PORTFOLIO CLASS A SHARES U44350 AUD % 1.75% 06/ USD Not Rated (AUD HEDGED) $ ALLIANCEBERNSTEIN - ASIA EX JAPAN EQUITY PORTFOLIO CLASS AD SHARES U44354 AUD % 1.75% 06/ USD Not Rated (AUD HEDGED MONTHLY DISTRIBUTION-CASH) $ ALLIANZ TOTAL RETURN ASIAN EQUITY CLASS AM DIS (H2 AUD MONTHLY U44628 AUD % 2.05% 02/ USD Not Rated DISTRIBUTION-CASH) 20