Compliance & KYC in Trade Finance Tuesday, 6 th October 2015, Vienna

Transcription

1 ICC Austria Cnference Cmpliance & KYC in Trade Finance Tuesday, 6 th Octber 2015, Vienna Cmpliance The changing regulatry envirnment f Trade Finance Indirect effects n Trade Finance Instruments A lk in the future: What will be next? KYC /AML Crrespndent Banks KYC and EDD hw deep des ne need t dig Criminal use f cmpanies accunts and nesting f crrespndent accunts Cmplying with (all) existing AML regulatins a missin impssible? Data prtectin vs. Financial crimes Dual use gds and the impact n trade peratins Bridging the gap: clients needs vs regulatry bligatins Chaired by - Neil Chantry Glbal Head f Plicy & Cmpliance, HSBC; Chair ICC AML Task Frce & Terrrist Finance & Financial Crimes Cmmittee; Chair, Wlfsberg Grup, Grup n Trade Specific Guidance fr applicatin f regulatry requirements fr NPWMD, AML, Sanctins & Anti- Terrrist finance mre speaker t be annunced

2 Cmpliance and KYC in Trade Finance S p e a k e r s SPEAKERS: Neil Chantry, Glbal Head f Plicy and Cmpliance, Trade and Supply Chain, Glbal Transactin Banking, HSBC. Neil jined the HSBC Grup in Lndn in 1972, initially wrking with the British Bank f the Middle East in Dubai and Ras-al-Khaimah in the UAE, Oman, Bahrain and Djibuti until 1980, when he went t Hng Kng. Varius pstings in Hng Kng and Pakistan fllwed until in 1994 he transferred t the UK and int HSBC Hldings plc, the Head Office f the HSBC Grup. Neil currently chairs the ICC Cmmissin n Banking Technique and Practice s AML Task Frce and Terrrist Finance and Financial Crimes Cmmittee as well as the ICC UK s Banking Cmmittee. He is als the Chair f the Wlfsberg Grup s Trade Grup wrking n Trade specific guidance t Wlfsberg members related t the applicatin f varius regulatry requirements fr NPWMD, AML, Sanctins and Anti-Terrrist finance. Martin Erhld, AML/CFT legal expert at the Austrian Financial Market Authrity (FMA). After studying law and internatinal relatins, Martin jined the FMA in 2012 and is respnsible fr the FMA s internatinal AML/CFT crdinatin. He is a member f the Austrian delegatin t the FATF and currently manages Austria s mutual evaluatin by the FATF at the financial sectr level. Julien Laurent is respnsible fr KYC and AML Sanctins Slutins, cvering the CEE regin at SWIFT. Laurent wrked in the KYC/AML infrmatin business fr ver 9 years supprting financial institutins glbally as a Glbal Accunt Manager fr Bankersalmanac (Accuity) and Crpratin as the EMEA Reginal Manager fr Camern. In Nvember 2014 Julien jined Swift as a KYC.AML specialist t supprt the KYC Registry in the CEE regin. Albert Mühlbacher, Senir Cmpliance Officer, Raiffeisen Zentralbank Österreich AG; Lecturer at ERSTE Schl fr Banking and Finance; Albert has a degree in law frm the University f Vienna and a degree in business administratins frm Vienna University f Business and Ecnmics. He jined RZB in 2006 and is in charge f mney laundering preventin related t Financial Institutins. Geffrey L. Wynne is head f Sullivan & Wrcester s Lndn ffice and als head f its Trade & Exprt Finance Grup. Geff is ne f the leading trade finance lawyers and has advised extensively many f the majr trade finance banks, multilateral financers and cmpanies arund the wrld n trade and cmmdity transactins in virtually every emerging market including CIS, Far East, India, Africa and Latin America. In Chambers and Partners 2015 Geff is ranked a Tier 1 lawyer fr Cmmdities: Trade Finance. ICC Austria Cnference Week, Octber 2015

3 P r g r a m m e Cmpliance and KYC in Trade Finance Cmpliance and KYC in Trade Finance Tuesday, 6 th f Octber am ca. 5pm Welcme and aims f the event by Max Burger, ICC Austria and the Chair f the Day Neil Chantry Sessin 1: Cmpliance 2) The changing regulatry envirment f Trade Finance Up-date n the latest changes Russian Sanctins Indirect effects n Trade Finance Instruments A lk in the future: What will be next? Neil Chantry, HSBC Martin Ehrhld, FMA Geffrey L. Wynne, Sullivan & Wrcester s ; Martin Erhld, FMA Cffee Break & netwrking sessin Sessin 2: KYC /AML 2) Crrespndent Banks KYC and EDD hw deep des ne need t dig Criminal use f cmpanies accunts and nesting f crrespndent accunts" 3) Cmplying with the (all) existing AML regulatins a missin impssible? Cnflicts arising ut f different regulatins 4) Data prtectin vs. Financial crimes Neil Chantry, HSBC ; Geffrey L. Wynne, Sullivan & Wrcester s ; Albert Mühlbacher, Raiffeisen Bank Internatinal 5) The grwing imprtance f screening fr dual use gds and the impact n trade peratins Lunch Break Sessin 3 Best practice Thery and Practice Cffee Break & netwrking sessin Julien Laurent, SWIFT; Martin Erhld, FMA ; Albert Mühlbacher, Raiffeisen Bank Internatinal Sessin 4: Hw t bridge the gap between clients and business needs and the increasing regulatry bligatins 1) Q&A rund table discussin All speakers Please nte that the prgramme can be subject t changes ICC Austria Cnference Week, Octber 2015

4 Cmpliance and KYC in Trade Finance R e g i s t r a t i n F r m ICC Austria Technical Assistance Cmpliance and KYC in Trade Finance Imperial Riding Schl Renaissance Vienna Htel Ungargasse 60; 1030 Vienna Mail r Fax t: ICC Austria Internatinal Chamber f Cmmerce Mrs. Cennet Kacan Tel.: Wiedner Hauptstrasse 57, c.kacan@icc-austria.rg Fax: Participant Infrmatin Family Name:.. First Name:.... Mr. Mrs. Organisatin / Cmpany:... Address:... Pstal Cde, City:... Cuntry: Telephne:... Jb Title / Psitin :..... Invice data Organisatin / Cmpany:... VAT Number (bligatry fr invicing fr Eurpean participants):... Address:... Pstal Cde:... City:... Cuntry:.. Registratin clsing date September 25, 2015 Oct 5, 2015 Oct 5, 2015 Oct 6, 2015 Oct 7-8, 2015 Oct 9, 2015 I want t register fr: ISBP Risk Mitigatin in Trade Finance Cmpliance and KYC in Trade Finance EBRD & ICC Austria Case Studies n Dcumentary Credits & Frfaiting EBRD & ICC Austria Case Studies n Factring Regular Fee EUR 990,-- Package Prices: 4 r 5 days 10% discunt Please transfer the curse fees after receipt f invice free f charges fr ICC Austria t: UniCredit Bank Austria, Vienna - Austria IBAN: AT / BIC/SWIFT: BKAUATWW The package price will als apply if tw (r mre participants) frm the same institute register at the same time fr different events! Once cnfirmed by ICC Austria, yur registratin is legally binding! The regular fee shall be paid within tw weeks frm receipt f invice, in case f late registratin verifiably befre the event starts! ICC Austria Cnference Week, Octber 2015

5 Cmpliance and KYC in Trade Finance Materials Please prvide the dcumentatin n a USB-Device * printed in a flder bth fr EUR 20,-- ** * N cmputers, n cnnectin fr pwer supply, n Internet access available ** incl. VAT (EUR % VAT) price per event Visa infrmatin (nly fill in if yu need a visa) Visa applicatins must be made at the Austrian embassy r cnsulate in yur cuntry f residence well in advance! It takes 4-6 weeks t get the visa please cntact yur lcal Austrian Embassy early n. Fr visa letter please send us yur passprt details: Full name... Passprt number... Date f birth... Date f issue and expiry... Alternately, send us a cpy f yur passprt. Htel infrmatin We will prvide a list f htels clse t the cnference venue as sn as pssible. Cancellatin Plicy A full refund will nly be given fr cancellatins received up t 20 wrking days befre the event. Cancellatins must be made in writing. Shuld yu be unable t attend yu can nminate a clleague as replacement Date Signature ICC Austria Cnference Week, Octber 2015