Modified Date : SCHEDULE OF COMMISSION - EQUITY MUTUAL FUNDS - EFFECTIVE MAR'18 ONWARDS

Transcription

1 1 SCHEDULE OF COMMISSION - EQUITY MUTUAL FUNDS - EFFECTIVE MAR'18 ONWARDS Fund Name Upfront Trail 1st Year AXIS EQUITY FUND 1.75% 0.00% 0.75% AXIS TRIPLE ADVANTAGE FUND 1.00% 0.50% 0.50% ADITYA BIRLA TOP 100 EQUITY FUND 1.00% 0.70% 0.70% ADITYA BIRLA ADVANTAGE FUND 1.00% 0.75% 0.75% ADITYA BIRLA DIVIDEND YIELD PLUS 1.00% 0.50% 0.50% ADITYA BIRLA GEN NEXT FUND 1.00% 0.50% 0.50% ADITYA BIRLA INDEX FUND 0.00% 0.25% 0.25% ADITYA BIRLA INFRASTRUCTURE FUND 1.00% 0.50% 0.50% ADITYA BIRLA MID CAP PLAN 1.00% 0.70% 0.70% ADITYA BIRLA MNC FUND 1.00% 0.70% 0.70% ADITYA BIRLA NEW MILLEN SEL SEC FUND 1.00% 0.50% 0.50% ADITYA BIRLA INDIA OPPORTUNITIES FUND 1.00% 0.50% 0.50% ADITYA BIRLA SUN LIFE TAX RELIEF 96 (> INR 1.5 LACS) 1.00% 0.60% 0.60% ADITYA BIRLA SUN LIFE TAX PLAN (> INR 1.5 LACS) 1.00% 0.60% 0.60% ADITYA BIRLA SUNLIFE 95 FUND 1.00% 0.60% 0.60% ADITYA BIRLA SUNLIFE EQUITY FUND 1.00% 0.60% 0.60% ADITYA BIRLA SUNLIFE FRONT LINE EQUITY FUND 1.00% 0.60% 0.60% ADITYA BIRLA SUNLIFE INDIA REFORMS FUND 1.00% 0.50% 0.50% ADITYA BIRLA SUNLIFE INTERNATIONAL FUND PLAN A 1.00% 0.50% 0.50% ADITYA BIRLA SUNLIFE INTERNATIONAL FUND PLAN B 1.00% 0.50% 0.50% ADITYA BIRLA SUNLIFE SMALL AND MIDCAP FUND 1.00% 0.75% 0.75% ADITYA BIRLA PURE VALUE FUND 1.00% 0.75% 0.75% ADITYA BIRLA MANUFACTURING EQUITY FUND 1.00% 0.50% 0.50% ADITYA BIRLA SPECIAL SITUATIONS FUND 1.00% 0.50% 0.50% DSP BLACK ROCK FOCUS 25 FUND 1.00% 0.90% 0.90% DSP BLACKROCK BALANCED FUND 1.75% 0.00% 0.90% DSP BLACKROCK EQUITY FUND 1.00% 0.85% 0.85% DSP BLACKROCK OPPORT FUND 1.75% 0.00% 0.90% DSP BLACKROCK TIGER FUND 1.00% 0.85% 0.85% DSP BLACKROCK WORLD GOLD FUND 0.80% 0.50% 0.50% DSP BR NATURAL RESOURCES 1.00% 1.00% 1.00% DSP BR TOP 100 FUND 1.00% 0.85% 0.85% DSP WORLD AGRICULTURE FUND 0.80% 0.50% 0.50% DSPBR MICRO CAP FUND 1.00% 0.75% 0.75% DSPBR SMALL & MID CAP FUND 1.75% 0.00% 0.85% DSPBR WORLD MINING FUND 0.80% 0.50% 0.50% DSPBR TAX SAVER FUND (> INR 1.5 LACS) 0.00% 1.40% 1.40% DSPBR WORLD ENERGY FUND 0.80% 0.50% 0.50% DSP DYNAMIC ASSET ALLOCATION FUND 1.00% 1.00% 1.00% HDFC BALANCED FUND 1.00% 0.50% 0.50% HDFC CORE AND SATELLITE FUND 1.00% 0.75% 0.75% HDFC EQUITY FUND 1.00% 0.75% 0.75% HDFC LARGE CAP FUND 1.00% 0.75% 0.75% HDFC GROWTH FUND 1.00% 0.75% 0.75% HDFC INDEX FUND NIFTY PLAN 0.00% 0.15% 0.15% HDFC INDEX FUND SENSEX PLAN 0.00% 0.15% 0.15% HDFC INDEX FUND SENSEX PLUS PLAN 0.00% 0.75% 0.40% HDFC LONG TERM ADVANTAGE FUND (LOCK IN) 1.00% 0.75% 0.75% HDFC MID-CAP OPPORTUNITIES FUND 1.00% 0.75% 0.75% HDFC PREMIER MULTICAP 1.00% 0.75% 0.75% HDFC PRUDENCE FUND 1.00% 0.75% 0.75% HDFC TAX SAVER PLAN 1.00% 0.75% 0.75% HDFC INFRASTRUCTURE FUND 1.00% 0.75% 0.75% HDFC CAPITAL BUILDER FUND 1.00% 0.75% 0.75% HDFC CHILDRENS GIFT INVESTMENT PLAN (MINORS ONLY) 0.00% 1.00% 1.00% HDFC SMALL CAP FUND 1.00% 0.90% 0.90% HDFC TOP 200 FUND 1.00% 0.75% 0.75% ICICI BALANCED FUND 1.75% 0.00% 0.75% ICICI CHILD CARE GIFT PLAN 1.00% 0.75% 0.75% ICICI PRUDENTIAL EQUITY INCOME FUND 1.20% 0.00% 0.20% ICICI VALUE DISCOVERY FUND 1.00% 0.75% 0.75% ICICI EQUITY ARBITRAGE FUND 0.15% 0.50% (3rd month onwards) 0.30% ICICI BALANCED ADVANTAGE FUND 1.75% 0.00% 0.75% ICICI PRU MULTI CAP FUND 1.00% 0.85% 0.75% ICICI PRU MID CAP FUND 1.00% 0.75% 0.75%

2 2 Fund Name Upfront Trail 1st Year ICICI PRU BANKING & FIN SER 1.00% 0.90% 0.75% ICICI PRU DYNAMIC PLAN 1.00% 0.75% 0.75% ICICI PRU FMCG FUND 1.00% 0.75% 0.75% ICICI PRU FOCUSED BLUECHIP EQUITY 1.75% 0.00% 0.75% ICICI PRU INFRASTRUCTURE FUND 1.00% 0.90% 0.75% ICICI PRU SELECT LARGE CAP FUND 1.00% 1.10% 0.75% ICICI PRUDENTIAL INDO ASIA FUND 0.00% 0.50% 0.50% ICICI EXPORTS & SERVICES ORIENTED FUND 1.00% 0.50% 0.50% ICICI PRU LONG TERM EQUITY FUND 1.00% 0.50% 0.50% ICICI TECHNOLOGY FUND 1.00% 0.75% 0.75% ICICI PRU EQUITY INCOME FUND 1.20% 0.00% 0.20% ICICI PRU TOP 100 FUND 1.00% 0.90% 0.75% IDFC STERLING EQUITY FUND 1.95% 0.00% 0.75% IDFC INFRASTRUCTURE FUND 2.00% 0.00% 0.75% IDFC FOCUSED EQUITY 1.00% 0.70% 0.50% IDFC PREMIER EQUITY 1.00% 0.75% 0.75% KOTAK 50 FUND 1.00% 0.75% 0.75% KOTAK EQUITY ARBITRAGE FUND 0.00% 0.45% 0.45% KOTAK OPPORTUNITIES FUND 1.00% 0.75% 0.75% KOTAK SELECT FOCUS FUND 1.75% 0.00% 0.75% KOTAK EQUITY SAVINGS FUND 0.95% 0.30% 0.30% L&T EQUITY FUND 1.00% 1.00% 1.00% L&T INDIA VALUE FUND 2.00% 0.00% 1.00% L&T BUSINESS CYCLE FUND 2.00% 0.00% 1.00% L&T MID CAP FUND 1.50% 0.50% 1.10% MIRAE ASSET INDIA OPPORTUNITY FUND 1.00% 0.80% 0.80% MIRAE ASSET EMERGING BLUECHIP FUND 1.00% 0.80% 0.80% PRINCIPAL BALANCED FUND 1.75% 0.00% 0.75% PRINCIPAL DIVIDEND YIELD FUND 1.00% 1.00% 1.00% PRINCIPAL EMERGING BLUECHIP FUND 1.75% 0.00% 0.75% PRINCIPAL GLOBAL OPPORTUNITIES FUND 0.00% 0.60% 0.60% PRINCIPAL INDEX FUND 0.00% 0.50% 0.50% PRINCIPAL INDIA GROWTH FUND 1.75% 0.00% 0.75% PRINCIPAL LARGE CAP 1.00% 1.00% 1.00% PRINCIPAL SMART EQUITY FUND 1.00% 1.00% 1.00% RELIANCE BANKING FUND 1.80% 0.00% 0.80% RELIANCE DIVERSIFIED POWER SECTOR FUND 1.00% 0.75% 0.75% RELIANCE ARBITRAGE ADVANTAGE FUND 0.00% 0.60% 0.60% RELIANCE REGULAR SAVINGS PLAN - BALANCED OPTION 1.80% 0.00% 0.80% RELIANCE TOP 200 FUND 1.80% 0.00% 0.80% RELIANCE EQUITY OPPORTUNITIES FUND 1.00% 0.75% 0.75% RELIANCE GOLD SAVINGS FUND 0.50% 0.50% 0.50% RELIANCE GROWTH FUND 0.00% 1.25% 1.25% RELIANCE MID & SMALL CAP 1.00% 0.75% 0.75% RELIANCE NRI EQUITY FUND 1.00% 0.75% 0.75% RELIANCE SMALL CAP FUND 1.00% 0.75% 0.75% RELIANCE VISION FUND 1.80% 0.00% 0.85% INVESCO INDIA ARBITRAGE FUND 0.00% 0.60% 0.60% INVESCO PAN EUROPEAN EQUITY FUND 0.00% 1.15% 0.50% SBI ARBITRAGE OPPORTUNITIES FUND 0.00% 0.60% 0.60% SBI BLUECHIP FUND 1.75% 0.00% 0.75% SBI MAGNUM GLOBAL FUND 1.00% 0.70% 0.70% SBI CONTRA FUND 1.00% 0.70% 0.70% SUNDARAM FIN OPP FUND 1.00% 0.90% 0.90% SUNDARAM SELECT MID CAP 1.50% 0.75% 0.75% SUNDARAM RURAL INDIA FUND 2.00% 0.25% 0.75% SUNDARAM SELECT FOCUS FUND 1.00% 0.75% 0.75% TATA EQUITY P/E 1.00% 1.00% 1.00% TATA EQUITY OPPORTUNITIES FUND 1.00% 0.80% 0.80% TATA INFRASTRUCTURE 0.00% 1.30% 1.30% TEMPLETON INDIA EQUITY INCOME FUND 1.00% 0.75% 0.75% TEMPLETON INDIA GROWTH FUND 1.00% 0.75% 0.75% FRANKLIN INDIA PENSION PLAN 0.25% 1.00% 1.00% FRANK IND FLEXICAP FUND 1.00% 0.75% 0.75% FRANK IND SMALLER COMPANIES 1.00% 0.75% 0.75% FRANK INDIA HIGH GROWTH COMP FUND 1.00% 0.75% 0.75% FRANKLIN ASIAN EQUITY FUND 1.00% 0.85% 0.85% FRANKLIN BUILD INDIA FUND GROWTH 1.00% 0.85% 0.85% FRANKLIN INDIA OPPORTUNITIES 1.00% 0.85% 0.85% FRANKLIN INDIA BLUE CHIP FUND 1.00% 0.75% 0.75% FRANKLIN INDIA INDEX FUND 0.00% 0.50% 0.50%

3 3 Fund Name Upfront Trail 1st Year FRANKLIN INDIA PRIMA FUND 1.00% 0.75% 0.75% FRANKLIN INDIA PRIMA PLUS FUND 1.00% 0.75% 0.75% FRANKLIN INDIA TECHNOLOGY FUND (INFOTECH FUND) 1.00% 0.85% 0.85% FRANKLIN US OPPORTUNITIES FUND 0.25% 1.00% 1.00% FT INDIA BALANCED FUND 1.00% 0.85% 0.85% FT INDIA DYNAMIC PE RATIO FOF 0.75% 1.25% 1.25% UTI DIVIDEND YIELD 1.00% 0.50% 0.50% UTI INFRASTRUCTURE 1.00% 0.50% 0.50% UTI EQUITY FUND 1.00% 0.50% 0.50% UTI OPPORTUNITY FUND 1.00% 0.50% 0.50% UTI MID CAP FUND 1.00% 0.50% 0.50% Important Note Upfront brokerages are subject to claw back if the money invested is redeemed / switched out within exit load or AMC specified period Citibank N.A. provides investment services as a distributor of third party Investment products (shortly referred as investment products ). Citibank N.A. does NOT provide investment advisory services in any manner or form. Investment products do not pertain to Citibank. Investment Products(i) are not bank deposits or obligations of or guaranteed by Citibank, N.A. Citigroup, Inc or any of its affiliates or subsidiaries; (ii) are not insured by any governmental agency and (iii) are subject to investment risks, including the possible loss of the principal amount invested. Past performance is not indicative of future results, prices/invested sum is subject to market risks which may result in appreciation or depreciation. The ownership of any investment decision(s) shall exclusively vest with the Investor after analyzing all possible risk factors and by exercise of his/her/its independent discretion and Citibank N.A shall not be liable or held liable for any consequences thereof. Investment products are not available to US persons, Residents of Canada and may not be available in all jurisdictions. By making any investment, you confirm your deemed acceptance to the conditions mentioned herein. Investment products are distributed by Citibank N.A. on a non -discretionary and non participation basis. The final investment decision shall at all times exclusively remain with the investor. Investor investing in investment products acknowledge that: (i) the third party product provider may invest in products denominated in non-local currency; (ii) there could be risk of exchange rate fluctuations, which may result in loss of principal or erosion of value of investment. This document does not constitute the distribution of any information or the making of any offer or solicitation by anyone in any jurisdiction in which such distribution or offer is not authorized or to any person to whom it is unlawful to distribute such a document or make such an offer or solicitation. Please exercise diligence by reading & understanding the Key Information Memorandum(s)/Scheme Investment Document(s) & Statement of Additional Information/Term Sheet/Prospectus carefully before investing and no claim whatsoever shall be made against Citibank N.A. any of its affiliates or subsidiaries and / or employees claiming any influence/recommendation/advice/responsibility/liability as against your decision to invest in any investment product. Investor should ensure to understand, accept the identities of different parties and the roles that they play in relation to the various Investment Product(s). Investor acknowledges that, there may be various actual or potential conflicts of interest between Citibank N.A. India, Citigroup Capital Markets Ltd., Citigroup Inc. or their affiliates or subsidiaries (collectively Connected Persons ) and that of an investor itself, as a result of the various investment and/or commercial businesses and/or activities of the Connected Persons. You are deemed to accept, on purchasing/ subscribing / investing to a particular Investment Product(s), that any such conflict may exist and may be prejudicial to an investment in the Investment Product(s). In case you require the exact total commission (upfront plus trail) for a particular scheme, please contact your Relationship Manager The rates of commission disclosed above: (i) refer to the % applicable to T 15 cities in India; (ii) could be higher in case of B 15 cities and (iii) are subject to change, without any prior consent and at a sole discretion and agreement between the Bank and the respective Fund Houses. Please note that, at the discretion of AMC, in addition to the % of commission, the Bank may be incentivized from time to time for some of the Products. Version 03.18

4 4 SCHEDULE OF COMMISSION - DEBT MUTUAL FUNDS - EFFECTIVE MAR'18 ONWARDS Debt Fund Name Upfront Trail 1st Year AXIS DYNAMIC BOND FUND 0.00% 1.00% 1.00% ADITYA BIRLA DYNAMIC BOND 0.50% 0.40% (7th month onwards) 0.40% ADITYA BIRLA FLOATING RATE LONG TERM 0.00% 0.15% 0.15% ADITYA BIRLA GILT PLUS - PF 0.00% 0.75% 0.50% ADITYA BIRLA INCOME PLUS 0.00% 0.75% 0.50% BSL SHORT TERM OPPORTUNITIES FUND 0.50% 0.40% (7th month onwards) 0.40% BIRLA SUNLIFE MIP (ex ADITYA BIRLA LONG TERM ACCRUAL) 1.00% 0.50% 0.50% ADITYA BIRLA SUN LIFE MIP II (WEALTH 25 Plan) 1.00% 0.50% 0.50% BIRLA SUN LIFE MIP II (SAVINGS 5 Plan) (ex ADITYA BIRLA CREDIT OPP FUND) 1.00% 0.50% 0.50% ADITYA BIRLA SUN LIFE MONTHLY INCOME (ex ADITYA BIRLA LOW DURATION FUND 0.05% 0.40%(7th month onwards) 0.40% ADITYA BIRLA CASH MANAGER 0.05% 0.50% (2nd month onwards) 0.50% ADITYA BIRLA SUNLIFE SAVINGS FUND 0.00% 0.15% 0.15% ADITYA BIRLA SUNLIFE SHORT TERM PLAN 0.00% 0.15% 0.15% ADITYA BIRLA CORPORATE BOND FUND 1.00% 0.50% 0.50% ADITYA BIRLA SL BANKING & PSU DEBT FUND GROWTH 0.00% 0.25% 0.25% DSP BLACKROCK BOND FUND 0.25% 0.50%(7th Month ) 0.50% DSP BLACKROCK SHORT TERM PLAN 0.00% 0.75% 0.75% DSPBR TREASURY BILL FUND 0.00% 0.20% 0.20% DSP BR INCOME OPP FUND 0.50% 0.75% 0.75% DSP BR GOVT SEC 0.00% 0.75% 0.75% DSP BR MONEY MANAGER FUND 0.00% 0.85% 0.85% DSP MIP FUND 1.00% 1.00% 1.00% HDFC CASH MGMT TREASURY ADVANTAGE 0.00% 0.75% 0.50% HDFC FLOATING RATE SHORT TERM 0.00% 0.05% 0.05% HDFC FLOATING RATE LONG TERM 0.00% 0.05% 0.05% HDFC GILT FUND - LONG TERM PLAN 0.00% 0.50% 0.40% HDFC HIGH INTEREST FUND DYNAMIC PLAN 0.65% 0.65% (7th month onwards) 0.50% HDFC HIGH INTEREST FUND SHORT TERM PLAN 0.00% 0.75% 0.50% HDFC INCOME FUND 0.00% 1.00% 0.75% HDFC MIP LONG TERM 0.75% 0.75% 0.75% HDFC MIP SHORT TERM 1.00% 1.00% 1.00% HDFC MULTIPLE YIELD FUND 0.75% 0.75% 0.75% HDFC REGULAR SAVINGS FUND 0.70% 0.7%(7th Month ) 0.40% HDFC CORPORATE DEBT OPPORTUNITIES FUND 1.00% 0.50% 0.50% ICICI INCOME OPPORTUNITIES 0.45% 0.30% (7th month onwards) 0.30% ICICI FLEXIBLE INCOME FUND 0.00% 0.05% 0.05% ICICI MONTHLY INCOME PLAN 1.00% 0.50% 0.50% ICICI MIP FUND % 0.45% 0.45% ICICI PRU CORPORATE BOND FUND 1.40% 0.00% 0.40% ICICI PRU GILT FUND - INVESTMENT 0.00% 0.25% 0.15% ICICI PRU INCOME PLAN 0.00% 1.00% 0.50% ICICI PRU SHORT TERM PLAN 0.00% 0.75% 0.75% ICICI DYNAMIC ACCRUAL PLAN 1.10% 0.00% 0.10% IDFC SUPER SAVER IF IP 1.00% 0.50% 0.50% IDFC DYNAMIC BOND FUND 0.00% 0.90% 0.90% IDFC SUPER SAVER IF MT 1.00% 0.25%(7th month onwards) 0.25% IDFC SUPER SAVER IF ST 0.00% 0.50% 0.40% IDFC MONEY MANAGER FUND - INVESTMENT PLAN 0.00% 0.10% 0.10% KOTAK FLEXI DEBT 0.00% 0.60% 0.60% KOTAK BOND FUND 0.00% 1.25% 1.25% KOTAK BOND SHORT TERM FUND 0.00% 0.75% 0.75% L&T FLEXI BOND 0.75% 0.60% 0.60% L&T INCOME OPPORTUNITIES 1.50% 0.00% 1.00% L&T SHORT TERM INCOME 0.75% 0.00% 0.50% L&T RESURGENT INDIA CORPORATE BOND FUND 0.00% 0.90% 0.90% L&T GILT FUND 0.00% 0.15% 0.15% PRINCIPAL CREDIT OPPORTUNITIES FUND 0.00% 0.20% 0.15% RELIANCE INCOME FUND 0.00% 1.00% 1.00% RELIANCE DYNAMIC BOND FUND 1.00% 0.50% 0.50% RELIANCE MIP 1.00% 0.50% 0.50% RELIANCE MONEY MANAGER FUND 0.00% 0.35% 0.30% RELIANCE REGULAR SAVINGS FUND DEBT 1.50% 0.00% 0.50% RELIANCE CORPORATE BOND FUND 1.50% 0.00% 0.50% RELIANCE SHORT TERM FUND 0.00% 0.65% 0.50% INVESCO INDIA SHORT TERM FUND 0.00% 0.8% (4th Month onwards) 0.80% INVESCO BANK DEBT FUND 0.00% 0.30% 0.30% SBI DYNAMIC BOND 0.00% 1.00% 1.00% SBI SHORT TERM FUND 0.00% 0.60% 0.35% TATA SHORT TERM BOND FUND 0.00% 0.75% 0.75% FRANKLIN INDIA SAVINGS PLUS FUND 0.00% 0.05% 0.05% FRANKLIN TEMP INCOME BLDR PLAN A & B 0.00% 0.30% 0.75% FRANKLIN TEMP. GOVT SEC. COMPOSITE PLAN 0.25% 0.75% 0.75% FRANKLIN TEMP. GOVT SEC. PF PLAN 0.25% 0.75% 0.75% FRANKLIN TEMP. GOVT SEC. LONG TERM PLAN 0.25% 0.75% 0.75% FRANKLIN INDIA CORPORATE BOND OPP FUND 0.85% 0.65% 0.65% FRANKLIN TEMPLETON ULTRA SHORT TERM BOND 0.00% 0.05% 0.05% FRANKLIN INDIA DYNAMIC INCOME ACCRUAL FUND 0.80% 0.65% 0.65% FRANKLIN TEMPLETON LOW DURATION FUND 0.00% 0.35% 0.35% FRANKLIN TEMPLETON SHORT TERM INCOME PLAN 0.50% 0.50% 0.50% FT INDIA MIP- PLAN A & B 1.00% 0.75% 0.75% UTI TREASURY ADVANTAGE FUND 0.00% 0.25% 0.15% UTI BOND FUND 0.00% 1.00% 0.80% UTI DYNAMIC BOND FUND 0.00% 1.25% 1.25% UTI SHORT TERM INCOME FUND 0.00% 0.70% 0.50% UTI INCOME OPP FUND 1.45% 0.00% 0.45%

5 5 Important Note Upfront brokerages are subject to claw back if the money invested is redeemed / switched out within exit load or AMC specified period Citibank N.A. provides investment services as a distributor of third party Investment products (shortly referred as investment products ). Citibank N.A. does NOT In case you require the exact total commission (upfront plus trail) for a particular scheme, please contact your Relationship Manager The rates of commission disclosed above: (i) refer to the % applicable to T 15 cities in India; (ii) could be higher in case of B 15 cities and (iii) are subject to change, without any prior consent and at a sole discretion and agreement between the Bank and the respective Fund Houses. Please note that, at the discretion of AMC, in addition to the % of commission, the Bank may be incentivized from time to time for some of the Products. Version 03.18

6 6 SCHEDULE OF COMMISSION - LIQUID MUTUAL FUNDS - EFFECTIVE MAR'18 ONWARDS Fund Name Upfront Trail 1st Year BIRLA CASH PLUS 0.0% 0.10% 0.10% DSP BR LIQUIDITY FUND 0.0% 0.05% 0.05% HDFC CASH MGMT FUND CALL PLAN 0.0% 0.05% 0.05% HDFC CASH MGMT FUND SAVINGS PLAN 0.0% 0.05% 0.05% HDFC LIQUID FUND 0.0% 0.05% 0.05% ICICI PRU LIQUID FUND 0.0% 0.025% 0.025% KOTAK LIQUID FUND 0.0% 0.03% 0.03% L&T LIQUID FUND 0.0% 0.05% 0.05% L&T CASH FUND 0.0% 0.05% 0.05% SUNDARAM ULTRA SHORT TERM BOND 0.0% 0.80% 0.80% PRINCIPAL CASH MGMT - LIQUID FUND 0.0% 0.07% 0.07% TEMP. TREASURY MANAGEMENT ACCOUNT 0.0% 0.05% 0.05% Important Note Upfront brokerages are subject to claw back if the money invested is redeemed / switched out within exit load or AMC specified period Investment products do not pertain to Citibank and are not bank deposits or obligations of or guaranteed by Citibank, N.A. Citigroup, Inc or any of its affiliates or subsidiaries. Investment products are not insured by any governmental agency and are subject to investment risks, including the possible loss of the principal amount invested. Past performance is not indicative of future results, prices/invested sum is subject to market risks which may result in appreciation or depreciation. The ownership of any investment decision(s) shall exclusively vest with the Investor after analyzing all possible risk factors and by exercise of his/her/its independent discretion and Citibank N.A shall not be liable or held liable for any consequences thereof. Investment products are not available to US persons, Residents of Canada and may not be available in all jurisdictions. By making any investment, you confirm your deemed acceptance to the conditions mentioned herein. Citibank N.A. may discuss with you ( customer/investor ) about investment products (shortly referred as investment products ) which are in line with your investor rating as maintained with us. Investment products are referred/distributed by Citibank N.A. on a non -discretionary and non participation basis. Such discussion would be a service without any consideration by Citibank to the Investor and the final investment decision shall at all times exclusively remain with the investor. Investor investing in funds denominated in non-local currency should be aware of the risk of exchange rate fluctuations that may cause a loss of principal. This document does not constitute the distribution of any information or the making of any offer or solicitation by anyone in any jurisdiction in which such distribution or offer is not authorized or to any person to whom it is unlawful to distribute such a document or make such an offer or solicitation. Please read the Key Information Memorandum(s)/Scheme Investment Document(s) & Statement of Additional Information/Term Sheet/Prospectus carefully before investing and no claim whatsoever shall be made against Citibank N.A. any of its affiliates or subsidiaries and / or employees claiming any influence/recommendation/responsibility/liability for your decision to invest in any investment product. Investor should ensure to understand, accept the identities of different parties and the roles that they play in relation to the various Investment Product(s). Investor acknowledges that, there may be various actual or potential conflicts of interest between Citibank N.A. India, Citigroup Capital Markets Ltd., Citigroup Inc. or their affiliates or subsidiaries (collectively Connected Persons ) and that of an investor itself, as a result of the various investment and/or commercial businesses and/or activities of the Connected Persons. You are deemed to accept, on purchasing/ subscribing / investing to a particular Investment Product(s), that any such conflict may exist and may be prejudicial to an investment in the Investment Product(s). In case you require the total commission (upfront plus trail) for a particular scheme, please contact your Relationship Manager The rates of commission disclosed above: (i) refer to the % applicable to T 15 cities in India; (ii) could be higher in case of B 15 cities and Please note that, at the discretion of AMC, in addition to the % of commission, the Bank may be incentivized. Version 03.18