Notice of Attachment of Bank Account /'

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1 RECOVERY CELL EASTERN REGIONAL OFFICE Securities and Exchange Tel: Attachment Proceeding No of 2015 Certifi te No. 75j/6f 2015 Notice of Attachment of Bank Account /' Te Principal Officer/ hairman & Managing Directorl CEO, All the Banks in India 1. Whereas a Recovery Certificate No. 751 dated July 27, 2015, has been drawn up by the Recovery Officer in the above proceedings for recovery of a sum of Rs. 3,10,6111- (Rupees Three Lakh Ten Thousand Six Hundred and Eleven only) as detailed below along with further interest, all costs, charges and expenses etc., against M Bhiwaniwala & Co. (Madhu Bhiwaniwala _ Prop.) ["Defaulter"] PAN: AGOPB1751B and the same is due from them in respect of the said certificate. A Notice of Demand dated July 27, 2015, has been issued to M Bhiwaniwala & Co. (Madhu Bhiwaniwala - Prop.) Description of Dues Penalty imposed by the Adjudicating Officer vide order no. 2/2011 dated January 03, 2011, in the matter of M/s Oasis Cine Amount PKB/AO- Rs.2,OO,OOO/- Communications Limited. Interest from January 03, 2011, to July 27, 12% p.a. Costs Total Rs. 1,09,611/- Rs. 1,000/- Rs.3,10,611/- 2. And whereas there is sufficient reason to believe that the defaulter may dispose of the amounts/ proceeds in the Bank accounts held with your Bank and realization of amount due under the certificate would in consequence be delayed or obstructed. 3. It is therefore in exercise of powers conferred on me, I hereby order to attach the following with immediate effect: i. All accountls by whatever name called including lockers of the Defaulter, either singly or jointly with any other person/s, held with your Bank; and ii. All other amountl proceeds due or may become due to the Defaulter or an~'.e G ~ ;e~ -: _ 4'l:~lQ Z or may subsequently hold for or on account of the Defaulter.. e:-;,$'. ~. ~~ 04~o Page 1 of 2 A.P No of 2015 ~ ~J f ~. ~ I?~ ~«; co VERY O\\I\S\~ ~ 1li11Ifp : 1I'f ~ ~ tanf, ~ ~, 16. $, ~ ~ : (033) /6106. tlsw": , - seblero@sebi.gov.ln Regional Office: L & T Chambers. 3rd Floor. 16, Camac Street. Kolkata , Ph : (033) , /6106, Fax: ,.e.mall : sebiero@sebl.gov.ln 1l1lr.l'1lil1lhrv : ~ 'lll", 1WIt li. ~.41f, ~.1ilN, 1lAT P 1Ii1Iliw, ~ ~ : , ~ : to " : f.q : sebi@sebl.gov.ln Head Office: SEBI Bhawan, Plot No. C-4A, G.Block. Bandra Kurla Complex, Mumbai Tel. : , Fax: to , Web: E.mail: sebl@sebi.gov.ln

2 Securities and Exchange 4. It is further ordered with immediate effect that NO Debit shall be made in the said accountls until further orders from the Recovery Officer of SEBI. However, the credits, if any, into the account may be.allowed. 5. You are hereby directed to provide the following immediately to the undersigned on service of this Notice: i. Details of all the Accounts including Lockers held by the defaulter with your Bank, ii. Copy of the Account Statementls for the latest one year in respect of all the Accounts; iii. Confirmation of Attachment of the said accountls iv. Complete details of allioanl advances accounts along with the details of assets charged for the said loan/advances. 6. If the defaulter is not having any type of account with your bank/not having any balance in the account of the defaulter, the same shall be also informed on the 7. This Notice of attachment is issued in exercise of powers conferred under Section 28A(1), 11(2)(ia) of SEBI Act, 1992 r/w Section 226 and the Second Schedule of the Income Tax Act, Given under my hand and seal at Kolkata this 27th day of July, SEAL Copy to: r~niwala &Co. (Madhu Bhiwaniwala - Prop.) RECOVERY OFFICER MANJESH~ S. ROY Recovery Officer & Dy. General Manager Securities and Exchange Board of lndia Kolkata Address: 16, India Exchange Place, Ground Floor, Kolkata With a direction not to receivel recoverl demand the proceedsl money held I to be held in the aforesaid accountsa RECOVERY OFFICER Page 2 of 2 A.P No of 2015 ~ ~ : ~ ~ it ~, ;fllrt 'liftnj, 16. ~ ~, ~ ~ : (033) , , ,- : , f-q : sebiero@sebi.gov.in Regional Office: L & T Cham~ers, 3rd Floor, 16, Camac Street, Kol~ata , Ph : (033) , , , Fax: , sebiero@sebi.gov.ln( ll1ltof~ : WIft 'lla, q(r ~. 1ft-41(, -'-1Ill'li, ~ P ~, 11!f , ~ : , ~ : to , : f-q : sebi@sebi.gov.ln Head Office: SEBI Bhawan, Plot No. C.4A, G.Block, Bandra Kurla Complex, Mumbal , Tel. : , Fax: to ,Web: sebi@sebi.gov.ln

3 RECOVERY CELL EASTERN REGIONAL Description of Dues OFFICE Attachment Proceeding No of 2015 T e Principal Officer I Chairman & Managing Director I CEO ~II the Mutual Funds in India Notice of Attachment of Demat Account /'. C ificate No. 751 of / Penalty imposed by the Adjudicating Officer vide order no. Securities and Exchange 1. Whereas a Recovery Certificate No. 751 dated July 27, 2015, has been drawn up by the Recovery Officer in the above proceedings for recovery of a sum of Rs. 3,10,611/- (Rupees Three Lakh Ten Thousand Six Hundred and Eleven only) as detailed below along with further interest, all costs, charges and expenses etc., against M Bhiwaniwala & Co. (Madhu Bhiwaniwala _ Prop.) ["Defaulter") PAN: AGOPB1751B and the same is due from them in respect of the said certificate. A Notice of Demand dated July 27, 2015, has been issued to M Bhiwaniwala & Co. (Madhu Bhiwaniwala - Prop.) 2/2011 dated January 03, 2011, in the matter of Mis Oasis Cine Tel: recoveryero@sebi.gov.in e Managing Director, ye.managin g Director, National Securities Depository limited, Central Depository Services (India) limited, Trade World, A wing, 4th & 5th Floors, 17th Floor, P J Towers, Dalal Street, Kamala Mills Compound, Lower Parel, Fort, Mumbai Mu ai Amount PKB/AO- Rs.2,00,000/- Communications Limited. Interest from January 03, 2011, to July 27, 12% p.a. Costs Total Rs. 1,09,611/- Rs. 1,0001- Rs.3,10,611/- 2. And whereas there is sufficient reason to believe that the defaulters may dispose off the securities/ instruments in the Demat account/s held with you and realization of amount due under the certificate would in consequence be delayed or obstructed. 3. It is therefore in exercise of powers conferred on me, I hereby order to attach the following: \,i-.\j\ang 8 ~':> 0 ~. ~1, :.t~ (;] ~ (:;)0 ;::: 1~_A1-1"\ Page 1 of 2. A.Pe No of 2015 % ~J:Bj ~ ~ 1>('c ~~. OVERY O\\I\S\~ ~.~ : ~ ~ tt VARf.tfnRt ~. 16. ~ ~.11ilnm ~ : (033) , , /6106, ~', , f-b : sebiero@sebi.gov.in Regional Office: L & T Cham~ers, 3rd Floor, 16, Camac Street, Kol~ata , Ph : (033) , /6106, Fax: , e.mall : sebiero@sebi.gov.ln ~ ~ : w.ft ~, 'qtr~. lft-41[, ~.1i11'li, 1lroIfP 1Pliw, 1vf , ~ : ~ : to ,. : fob : sebl@sebi.gov.in Head Office: SESI Shawan, Plot No. C-4A, G.Slock, Sandra Kurla Complex, Mumbal , Tel. : , Fax: to , Web: E.mail, sebi@sebl.gov.ln

4 Securities and Exchange i. All Demat account/s by whatever name called of the Defaulter, either singly or ii. jointly with any other person/s, held with you. All funds /folios/schemes held by whatever name called of the Defaulters, either singly or jointly with any other person/s, held with you 4. It is further ordered with immediate effect that NO Debit shall be made in the said account/s until further orders from the Recovery Officer of SEBI. However, the credits, if any, into the account may be.allowed. 5. You are hereby directed to provide the following immediately to the undersigned on service of this Notice: a) Details of all the Accounts held by the defaulter with you, b) Copy of the Account Statement/s ; and c) Confirmation of Attachment of the said account/s 6. This Notice of attachment is issued in exercise of powers conferred under Section 28A(1), 11(2)(ia) of SEBI Act, 1992 r/w Section 226 and the Second Schedule of the Income Tax Act, Given under my hand and seal at Kolkata this 27th day of July, J-Yti- RECOVERY OFFICER. MANJESH. S. ROY Recovery Officer & Dy. General Mana~er Securities and Exchange Board of ITl4H~.. Kolkata With a direction the aforesaid accounts. not to receivel recoverl demand the proceedsl money held I to be held in RECOVERY OFFICER Page 2 of 2 A.Pe No of 2015 ~ ~ : ~ ~ ~~. ~ ~. 16, ~ $.1lilPmn _ , ~ : (033) /6106. ~ : f-q :sebie~o@sebi.gov.in Regional Office: L & T Chambers. 3rd Floor. 16. Camac Street. Koikata Ph : (033) /6106. Fax: e.mail : sebiero@sebi.gov.ln ll'la ~ : ilft 1l1llI.qm;ti. ~.41(. ~.1RJlIi, 1lr-IfP 'IPIiw.1vf ~ : tw : to : f-q' : sebi@sebi.gov.in Head Office: SEBI Bhawan, Plot No. C-4A. G.Biock. Bandra Kurla Complex. Mumbai Tei. : Fax: to ,Web: E.mail: sebi@sebi.gov.ln

5 I RECOVERY CELL EASTERN REGIONAL OFFICE Securities and Exchange Tel: Notice of Attachment Attach nt Proceedin No of 2015 Certif- ate No. 751 of 2015 T e Managing Director, e Calcutta Stock Exchange Limited 7, Lyons Range, Kolkata, West Bengal Whereas a Recovery Certificate No. 751 dated July 27, 2015, has been drawn up by the Recovery Officer in the above proceedings for recovery of a sum of Rs. 3,10,611/- (Rupees Three Lakh Ten Thousand Six Hundred and Eleven only) as detailed below along with further interest, all costs, charges and expenses etc., against M Bhiwaniwala & Co. (Madhu Bhiwaniwala _ Prop.) ["Defaulter"] PAN: AGOPB1751B and the same is due from them in respect of the said certificate. A Notice of Demand dated July 27, 2015, has been issued to M Bhiwaniwala & Co. (Madhu Bhiwaniwala - Prop.) Communications Limited. Interest from January 03, 2011, to July 27, 12% p.a. Costs Total Amount Description of Dues PKB/AO- Penalty imposed by the Adjudicating Officer vide order no. 2/2011 dated January 03, 2011, in the matter of MIs Oasis Cine Rs.2,OO,00O/- Rs. 1,09,611/- Rs. 1,0001- Rs.3,10,611/- 2. And whereas, it is observed that the defaulter is a Member of The Calcutta Stock Exchange Limited (SEBI Regn. No. INB ) and likely to have Cashl Fixed Deposit Receiptsl Bank Guaranteesl Securities 1 Mutual Fund Units etc deposited with your Exchange for operating his Membership 1 in compliance of Regulatory requirements. Further, there is sufficient reason to believe that the defaulter may dispose of the above and realization of amount due under the certificate would in consequence be delayed or obstructed. 3. It is therefore in exercise of powers conferred on me, I hereby order to attach the following with immediate effect: i. Cashl Fixed Deposit Receiptsl Bank Guaranteesl Securities 1 Mutual Fund Units etc of the Defaulter, deposited with you as collateral or by whatever name'called, eit er singly or jointly with any other person/s, held with your Exchange; and x:i-s,\\alvge Bo -.-& '4 ~. 2:1 ~<? Page 1 of 2 A.P no of 2015 f '~~ ~ ~ ~~wth ;:- ~ ~ 1>f'c ~~ overy O\'J\S\~ ~ 1liTVfp : ~ ~ it~, 'Cftri 1iftnt, 16 $.1lllnm , ~ : (033) /6106. ~ : , - : sebiero@sebi.gov.in Regional Ollice : L & T Cham~ers, 3rd Floor, 16. Camac Street. Kol~ata Ph : (033) , /6106. Fax: , e:mall : sebiero@sebi.gov.ln li"tr.f ~ : tift 1llR,qm If. ~-4l(,,..~, 1lllIJpf ~, 1Q , ~ : , - : to , Q : Head Office: SEBI Bhawan, Plot No. C-4A. G-Block. Bandra Kurla Complex, Mumbai , Tel. : , Fax: to Web: sebi@sebi.gov.ln

6 Securities and Exchange ii. All other amountl proceeds due or may become due to the Defaulter or any money held or may subsequently held for or on account of the Defaulter. 4. It is further ordered with immediate effect that NO Debit shall be made in the said accountls in favour of the Defaulter until further orders from the Recovery Officer of SEBI. However, the credits, if any, may be allowed. 5. You are hereby directed to provide the following immediately to the undersigned on service of this Notice: i. Details of all Cash! Fixed Deposit Receipts! Bank Guarantees! Securities! Mutual Fund Units etc held by the defaulter with your Exchange, and ii. Confirmation of Attachment of the aforesaid 6. This Notice of attachment is issued in exercise of powers conferred under Section 28A(1), 11(2)(ia) of SEBI Act, 1992 r!w Section 226 and the Second Schedule of the Income Tax Act, Given under my hand and seal at Kolkata this 27th day of July, SEAL Copy to. RECOV;~~CER MANJESH. S. ROY Recovery Officer & Dy. General Manager Securities and Exchange Kolkata iwaniwala & Co. (Madhu Bhiwaniwala Prop.) ddress: 16, India Exchange Place, Ground Floor, Kolkata With a direction not to receivel recoverl demand the proceedsl money held I to be held in the aforesaid accounts. RECOVERY OFFICER Page 2 of 2 A.P no of 2015 ~ ~ : 11" ~ it V1Inf, ift1at lifanr, 16, $, ~ ~ : (033) /6106. ~ : f-q : sebiero@sebl ov in Regional ~ Office: ~ L & T Chambers, 3rd Floor, 16, Camac --" Street, Kolkata , Ph : (033) , /6106 Fax' seb' lero A seb.. l.gov.1n '. 'nrof.. ~, ~ W. -41(, ~-., 1lPIT 11'''' ~, 1wf ~ : rw : to Q : w_.sebi.gov.ln f-q g: sebi@sebi ov in se I se I.gov.m Head Office:, I' SEBI Bhawan, Plot No, C-4A, G-Block, Bandra Kurla Complex, Mumbai Tel Fax' I to Web',V.ln WWWSebl'gO'E'lb'@b: -mal:., g

Securities and Exchange Board of India

Securities and Exchange Board of India 'J.\S\'O'?@bl II RECOVERY CELL EASTERN REGIONAL OFFICE ~~ 3ik-fclPtJO/4 ~ Email: Tel: 033-23023000 recoveryero@sebi.gov.in Atta hment Proceedin No. 220(Y()f 2015 Ce ificate No. 753 of 2015 f T e Principal