Australian Financial Services Licensee

Transcription

1 Extracted from ASIC's database at AEST 19:41:42 on 08/02/2018 Current Details Addresses Roles Name: Licence Number: Status: Current ABN: Commenced: 14/09/2006 Principal Business Address: Suite 3 G, 135 Macquarie Street, SYDNEY NSW 2000 External Dispute Resolution Service Address: Suite 3 G, 135 Macquarie Street, SYDNEY NSW 2000 Role: Auditor of FS Licensee Name: ROBERT GEORGE TULLOCH Commenced: 07/01/2015 Scheme: Financial Ombudsman Service Membership Number: Commenced: 01/07/2008 From: 01/02/2016 (a) provide general financial product advice for the following classes of financial (i) derivatives; and (ii) foreign exchange contracts; the following classes of financial (c) make a market for the following financial (i) foreign exchange contracts; and From: 10/02/ /02/2018 AEST 19:41:42 1

2 classes of financial (i) derivatives; and (ii) foreign exchange contracts; the following classes of financial (c) make a market for the following financial (i) foreign exchange contracts; and From: 09/10/2009 classes of financial (i) deposit and payment products limited to: (A) basic deposit (B) deposit products other than basic deposit (iii) debentures, stocks or bonds issued or proposed to be issued by a government; (iv) life products (A) investment life insurance products as well as (B) life risk insurance products as well as any (v) interests in managed investment schemes 08/02/2018 AEST 19:41:42 2

3 (A) investor directed portfolio services; (vi) retirement savings accounts ("RSA") products (vii) securities; and (viii superannuation; and the following classes of financial (A) deposit and payment products limited to: (1) basic deposit (2) deposit products other than basic deposit (B) derivatives; (C) debentures, stocks or bonds issued or proposed to be issued by a government; (D) life products (1) investment life insurance products as well as (2) life risk insurance products as well as any (E) interests in managed investment schemes (1) investor directed portfolio services; (F) retirement savings accounts ("RSA") products (G) securities; and (H) superannuation; From: 28/11/ /02/2018 AEST 19:41:42 3

4 classes of financial (i) deposit and payment products limited to: (A) basic deposit (B) deposit products other than basic deposit (iii) debentures, stocks or bonds issued or proposed to be issued by a government; (iv) life products (A) investment life insurance products as well as (B) life risk insurance products as well as any (v) interests in managed investment schemes (A) investor directed portfolio services; (vi) retirement savings accounts ("RSA") products (vii) securities; and (viii superannuation; and the following classes of financial (A) deposit and payment products limited to: (1) basic deposit (2) deposit products other than basic deposit (B) derivatives; (C) debentures, stocks or bonds issued or proposed to be issued by a government; (D) life products (1) investment life insurance products as well as 08/02/2018 AEST 19:41:42 4

5 (2) life risk insurance products as well as any (E) interests in managed investment schemes (1) investor directed portfolio services; (F) retirement savings accounts ("RSA") products (G) securities; and (H) superannuation; From: 14/09/2006 classes of financial (i) deposit and payment products limited to: (A) basic deposit (B) deposit products other than basic deposit (iii) debentures, stocks or bonds issued or proposed to be issued by a government; (iv) life products (A) investment life insurance products as well as (B) life risk insurance products as well as any (v) interests in managed investment schemes (A) investor directed portfolio services; (vi) retirement savings accounts ("RSA") products (vii) securities; and (viii superannuation; and 08/02/2018 AEST 19:41:42 5

6 the following classes of financial (A) deposit and payment products limited to: (1) basic deposit (2) deposit products other than basic deposit (B) derivatives; (C) debentures, stocks or bonds issued or proposed to be issued by a government; (D) life products (1) investment life insurance products as well as (2) life risk insurance products as well as any (E) interests in managed investment schemes (1) investor directed portfolio services; (F) retirement savings accounts ("RSA") products (G) securities; and (H) superannuation; Further information relating to this Licensee may be purchased from ASIC. 08/02/2018 AEST 19:41:42 6