24 February Credit Suisse AG. Supplement to Base Prospectus
|
|
- Chrystal Rich
- 5 years ago
- Views:
Transcription
1 24 February 2010 Credit Suisse AG Supplement to Base Prospectus Interest Rate Securities (Base Prospectus BPCS-2) dated 25 September 2009 as supplemented on 12 November 2009 and on 5 January 2010 This Supplement to the above base prospectus (a Prospectus ) constitutes a supplementary prospectus to the Prospectus for the purposes of Section 87G of the Financial Services and Markets Act 2000 and has been approved by the Financial Services Authority in its capacity as competent authority under the UK Financial Services and Markets Act This supplement incorporates by reference the Registration Document dated 17 February 2010 and the specific parts of the Form 6-Ks that were filed with the U.S. Securities and Exchange Commission ( SEC ) dated 24 April 2009, 7 May 2009, 24 June 2009, 24 July 2009, 6 August 2009, 23 October 2009, 5 November 2009, 10 December 2009, 16 December 2009 and 12 February 2010 as set out below. Therefore, in the section entitled "Documents Incorporated by Reference", the numbered paragraphs shall be deleted and replaced as follows: 1. Registration document dated 17 February 2010 relating to the Issuer that has been approved by the Financial Services Authority (the Registration Document ) (except the documents incorporated therein by reference). 2. The specific parts of the Fourth Quarter Form 6-K filed with the SEC on 12 February 2010, Form ^-K filed with the SEC on 16 December 2009, the Form 6-K filed with the SEC on 10 December 2009, the Third Quarter Form 6-K Dated 5 November 2009, Third Quarter Form 6-K Dated 23 October 2009, the Six Months Financials Form 6-K, the Second Quarter Form 6-K Dated 6 August 2009, the Second Quarter Form 6-K Dated 24 July 2009, the Form 6-K filed with the SEC on 24 June 2009, the First Quarter Form 6-K Dated 7 May 2009, the First Quarter Form 6-K Dated 24 April 2009, the Annual Report 2008 and the Annual Report 2007 on Form 20-F of Credit Suisse, filed with the United States Securities and Exchange Commission (the SEC ), as listed in the table below: Section number Section heading Sub-heading Page(s) Fourth Quarter Form 6-K Dated 12 February 2010 Introduction 2 Forward-looking statements 2 Key Information Selected financial data Key Information Operating and financial review and prospects
2 Key Information Treasury and Risk Management 6 Exhibits 7 Exhibit to Fourth Quarter Form 6-K Dated 12 February 2010 (Financial Report 4Q09) I Financial highlights -1 Table of Contents 3 Credit Suisse at a glance 4 Operating environment 6-8 Credit Suisse 9-10 Core Results Treasury and Risk management Core Results Fair valuations 17 Key performance indicators 18 Private Banking Investment Banking Asset Management Results Assets Treasury management Risk management Condensed consolidated financial statements statements, including: financial statements,
3 75-79 Form 6-K filed with the SEC on 16 December 2009 Media Release 2 Form 6-K filed with the SEC on 10 December 2009 Media Release 2 Third Quarter Form 6-K Dated 5 November 2009 Explanatory Note 2 Exhibits 3 I Exhibit to Third Quarter Form 6-K Dated 5 November 2009 (Financial Report 3Q09) Treasury and Risk management statements Dear shareholders 2-3 Table of Contents 4 Credit Suisse at a glance 5 Operating environment 6-8 Credit Suisse 9-10 Core Results Core Results Fair valuations 16 Key performance indicators 18 Private Banking Investment Banking Asset Management Results Assets Treasury management Risk management statements, including:
4 financial statements, Third Quarter Form 6-K Dated 23 October 2009 Introduction 2 Forward-looking statements 2 Key Information Selected financial data Key Information Operating and financial review and prospects Key Information Treasury and Risk Management Exhibits 8 I Exhibit to Third Quarter Form 6-K Dated 23 October 2009 (Financial Release 3Q09) Treasury and Risk management statements Dear shareholders 2-3 Table of Contents 4 Credit Suisse at a glance 5 Operating environment 6-8 Credit Suisse 9-10 Core Results Core Results Fair valuations 16 Key performance indicators 17 Private Banking Investment Banking Asset Management Results Assets Treasury management Risk management statements, including:
5 financial statements, Six Months Financials Form 6-K Introduction 2 Forward-looking statements 2 Key Information Condensed consolidated financial statements Operating and financial review and prospects Exhibits Exhibits to Six Months Financials Form 6-K N/A Exhibit No Letter regarding unaudited financial information from the Independent Registered Public Accounting Firm N/A Exhibit No Ratio of earnings to fixed charges 7 N/A Exhibit No Credit Suisse (Bank) Financial Statements 6M09 (Condensed consolidated financial statements ), including: Consolidated statements of income financial statements, Second Quarter Form 6-K Dated 6 August 2009 Explanatory Note 2 Exhibits 3 I Exhibit to Second Quarter Form 6-K Dated 6 August 2009 (Financial Report 2Q09) Dear shareholders 2-3
6 Treasury and Risk management statements Table of Contents 4 Credit Suisse at a glance 5 Operating environment 6-8 Credit Suisse 9-10 Core Results Core Results Fair valuations Key performance indicators 18 Private Banking Investment Banking Asset Management Results Assets Treasury management Risk management Report of Independent Registered Public Accounting Firm statements, including: financial statements, Second Quarter Form 6-K Dated 24 July 2009 Introduction 2 Forward-looking statements 2 Key Information Selected financial data Key Information Operating and financial review and prospects Key Information Treasury and Risk Management Exhibits 6
7 I Exhibit to Second Quarter Form 6-K Dated 24 July 2009 (Financial Release 2Q09) Treasury and Risk management statements Dear shareholders 2-3 Table of Contents 4 Credit Suisse at a glance 5 Operating environment 6-8 Credit Suisse 9 Core Results Core Results Fair valuations 16 Key performance indicators 17 Private Banking Investment Banking Asset Management Results Assets Treasury management Risk management statements, including: financial statements, The Form 6-K filed with the SEC on 24 June Media Release 3-6 First Quarter Form 6-K Dated 7 May 2009 Explanatory Note 2 Exhibits 3 Exhibit to First Quarter Form 6-K Dated 7 May 2009 (Financial Report 1Q09)
8 I Treasury and Risk management statements Dear shareholders 2-3 Table of Contents 4 Credit Suisse at a glance 5 Operating environment 6-9 Credit Suisse Core Results Core Results Fair valuations Key performance indicators 18 Private Banking Investment Banking Asset Management Results Assets Treasury management Risk management Report of Independent Registered Public Accounting Firm statements, including: financial statements, First Quarter Form 6-K Dated 24 April 2009 Introduction 2 Forward-looking statements 2 Key Information Selected financial data Key Information Operating and financial review and prospects
9 Key Information Treasury and Risk Management 6 Exhibits 7 I Exhibit to First Quarter Form 6-K Dated 24 April 2009 (Financial Report 1Q09) Treasury and Risk management statements Dear shareholders 2 Table of Contents 4 Credit Suisse at a glance 5 Operating environment 6-9 Credit Suisse 10 Core Results Core Results Fair valuations 16 Key performance indicators 17 Private Banking Investment Banking Asset Management Results Assets Treasury management Risk management statements, including: financial statements, Annual Report 2008 N/A Form 20-F N/A N/A Dear shareholders, clients and colleagues Index
10 I Operating as an integrated bank Information on the company Review of the year s events ision, mission and principles 16 Strategy Our businesses Organizational and regional structure Global reach of Credit Suisse Corporate citizenship 34 Regulation and supervision Operating and financial review Operating environment Treasury, Risk, Balance sheet, and Off-balance sheet Corporate governance Consolidated financial statements Credit Suisse (Bank) Credit Suisse Core Results Key performance indicators 57 Private Banking Wealth Management Corporate & Retail Banking Investment Banking Asset Management Corporate Center 83 Results Summary Assets Critical accounting estimates Treasury management Risk management Balance sheet, off-balance sheet and other contractual obligations Overview Shareholders Board of Directors Executive Board Compensation Additional information Report of the Group Auditors Consolidated statements of changes in shareholder s equity 320 Comprehensive income
11 IX X Parent company financial statements Credit Suisse (Bank) Additional information Investor information Notes to the consolidated financial statements Controls and procedures Report of the Group Auditors 380 Report of the Statutory Auditors Financial review 385 Statements of income 386 Balance sheets 387 Off-balance sheet business 388 Notes to the financial statements Proposed appropriation of retained earnings 396 Statistical information Legal proceedings Risk factors Other information Foreign currency translation rates 434 Investor information List of abbreviations Annual Report 2007 N/A Form 20-F N/A I Information on the Company Index 2-5 Dear shareholders, clients and colleagues 6-8 Credit Suisse at a glance Operating and financial review Global reach of Credit Suisse The year at Credit Suisse 14 ision, mission and principles 15 Corporate citizenship 15 Strategy Our business Organizational Structure Regulation and supervision Operating environment Credit Suisse Core Results Key performance indicators 47
12 Balance sheet, Off-balance sheet, Treasury and Risk Corporate governance Consolidated financial statements Credit Suisse (Bank) Parent company financial statements Credit Suisse (Bank) Private Banking Wealth Management Corporate & Retail Banking Investment Banking Asset Management Corporate Center 69 Results Summary Assets Critical accounting estimates Balance sheet, off-balance sheet and other contractual obligations Treasury management Risk management Overview Shareholders Board of Directors Executive Board Compensation Additional information Report of the Group Auditors Consolidated statements of income Statements of changes in shareholder s equity 286 Comprehensive income Notes to the consolidated financial statements Controls and procedures Report of the Group Auditors 336 Report of the Statutory Auditors 339 Financial review 340 Statements of income 341 Balance sheets 342 Off-balance sheet business 343 Notes to the financial statements Proposed appropriation of retained earnings IX Additional information Statistical information
13 Legal proceedings Risk factors Other information Foreign currency translation rates 386 X Investor information Investor information If documents which are incorporated by reference to this Supplement themselves incorporate any information or other documents therein, either expressly or implicitly, such information or other documents will not form part of this Supplement for the purposes of the Prospectus Directive except where such information or other documents are specifically incorporated by reference or attached to the Supplement. To the best of the Issuer's knowledge, having taken all reasonable care to ensure that such is the case, the information contained in this supplementary prospectus is in accordance with the facts and contains no omission likely to affect its import. The Issuer accepts responsibility accordingly. The delivery of this supplementary prospectus at any time does not imply that any information contained therein is correct at any time subsequent to the date hereof. Investors should be aware of their rights under Section 87Q (4) of the Financial Services and Markets Act 2000.
Credit Suisse AG Credit Suisse International
SUPPLEMENT NO.1 DATED 19 AUGUST 2013 TO THE PROSPECTUSES LISTED IN THE SCHEDULE Credit Suisse AG Credit Suisse International pursuant to the Structured Products Programme for the Issuance of Notes, Certificates
More informationCREDIT SUISSE AG (Incorporated in Switzerland)
CREDIT SUISSE AG (Incorporated in Switzerland) Registration Document This Registration Document comprises: Table of Contents (page 4); Information Incorporated by Reference (pages 5-13); Risk Factors (page
More informationAmendment to Program Information
Amendment to Program Information Credit Suisse Group AG AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement 8 November 2018 Issuer Name: Name and
More informationCREDIT SUISSE AG (Incorporated in Switzerland)
This Registration Document comprises: CREDIT SUISSE AG (Incorporated in Switzerland) Registration Document Information incorporated by reference into this Registration Document (pages 4 to 12); Table of
More informationCREDIT SUISSE AG (Incorporated in Switzerland)
This Registration Document comprises: CREDIT SUISSE AG (Incorporated in Switzerland) Registration Document Information incorporated by reference into this Registration Document (pages 4 to 13); Table of
More informationCREDIT SUISSE AG (Incorporated in Switzerland)
This Registration Document comprises: CREDIT SUISSE AG (Incorporated in Switzerland) Registration Document Information incorporated by reference into this Registration Document (pages 4 to 8); Table of
More information40,000,000,000 Euro Medium Term Note Programme
SUPPLEMENTARY PROSPECTUS DATED 15 FEBRUARY 2019 The Royal Bank of Scotland Group plc (Incorporated in Scotland with limited liability under the Companies Acts 1948 to 1980, registered number SC045551)
More informationAmendment to Program Information
Amendment to Program Information Credit Suisse Group AG AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement 27 March 2018 Issuer Name: Name and Title
More informationAmendment to Program Information
Amendment to Program Information Credit Suisse Group AG AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement 15 November 2017 Issuer Name: Name and
More informationCREDIT SUISSE AG (Incorporated in Switzerland)
This Registration Document comprises: CREDIT SUISSE AG (Incorporated in Switzerland) Registration Document Information incorporated by reference into this Registration Document (pages 3 to 5); Table of
More informationAVVISO n Gennaio 2011
AVVISO n.289 10 Gennaio 2011 SeDeX INV. CERTIFICATES Mittente del comunicato : Borsa Italiana Societa' oggetto : Credit Suisse dell'avviso Oggetto : Inizio negoziazione 'Investment Certificates Classe
More informationPROSPECTUS SUPPLEMENT NO. 6 TO THE BASE PROSPECTUS DATED 15 NOVEMBER 2017
PROSPECTUS SUPPLEMENT NO. 6 TO THE BASE PROSPECTUS DATED 15 NOVEMBER This Prospectus Supplement GOLDMAN SACHS INTERNATIONAL (Incorporated with unlimited liability in England) as Issuer and as Guarantor
More informationSUPPLEMENT DATED 18 MAY 2017 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE. Credit Suisse AG Credit Suisse International
SUPPLEMENT DATED 18 MAY 2017 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE Credit Suisse AG Credit Suisse International pursuant to the Structured Products Programme for the issuance of Notes, Certificates
More informationCREDIT SUISSE INTERNATIONAL (Incorporated in England)
CREDIT SUISSE INTERNATIONAL (Incorporated in England) Registration Document This Registration Document comprises: Table of Contents (page 4); Risk Factors (pages 5 to 8); Information Incorporated by Reference
More informationCREDIT SUISSE INTERNATIONAL (Incorporated in England)
CREDIT SUISSE INTERNATIONAL (Incorporated in England) Registration Document This Registration Document comprises: Table of Contents (page 4); Risk Factors (pages 5 to 8); Information Incorporated by Reference
More informationFIRST SUPPLEMENT DATED 16 NOVEMBER 2018 TO THE BASE PROSPECTUS DATED 14 SEPTEMBER 2018
FIRST SUPPLEMENT DATED 16 NOVEMBER TO THE BASE PROSPECTUS DATED 14 SEPTEMBER NOMURA INTERNATIONAL FUNDING PTE. LTD. USD 9,000,000,000 NOTE, WARRANT AND CERTIFICATE PROGRAMME This supplement (the Supplement)
More informationSUPPLEMENT DATED 8 AUGUST 2018 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE. Credit Suisse AG. Credit Suisse International
SUPPLEMENT DATED 8 AUGUST 2018 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE Introduction Credit Suisse AG Credit Suisse International pursuant to the Structured Products Programme for the issuance of
More informationSUPPLEMENT DATED 7 NOVEMBER 2018 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE. Credit Suisse AG. Credit Suisse International
SUPPLEMENT DATED 7 NOVEMBER 2018 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE Introduction Credit Suisse AG Credit Suisse International pursuant to the Structured Products Programme for the issuance
More informationJ.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands) as Issuer
SUPPLEMENT No. 3 DATED 27 AUGUST 2014 TO THE OFFERING CIRCULAR DATED 29 APRIL 2014 J.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands) as Issuer J.P. Morgan Indies
More informationTHIRD SUPPLEMENT DATED 29 JANUARY 2018 TO THE BASE PROSPECTUS DATED 15 SEPTEMBER 2017
THIRD SUPPLEMENT DATED 29 JANUARY 2018 TO THE BASE PROSPECTUS DATED 15 SEPTEMBER 2017 NOMURA INTERNATIONAL FUNDING PTE. LTD. USD 6,500,000,000 NOTE, WARRANT AND CERTIFICATE PROGRAMME This supplement (the
More informationSUPPLEMENT DATED 15 MAY 2018 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE. Credit Suisse AG Credit Suisse International
SUPPLEMENT DATED 15 MAY 2018 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE Credit Suisse AG Credit Suisse International pursuant to the Structured Products Programme for the issuance of Notes, Certificates
More informationING Bank N.V. 40,000,000,000 Global Issuance Programme
THIRD SUPPLEMENT DATED 13 SEPTEMBER 2018 UNDER THE 40,000,000,000 GLOBAL ISSUANCE PROGRAMME TO THE BASE PROSPECTUS FOR THE ISSUANCE OF SHARE LINKED NOTES AND PARTICIPATION NOTES AND THE BASE PROSPECTUS
More informationAmendment to Program Information
Amendment to Program Information Credit Suisse Group AG AMENDMENT TO PROGRAM INFORMATION Type of Information: Amendment to Program Information Date of Announcement 8 May 2018 Issuer Name: Name and Title
More informationSECOND SUPPLEMENT DATED 8 DECEMBER 2017 TO THE BASE PROSPECTUS DATED 15 SEPTEMBER 2017
SECOND SUPPLEMENT DATED 8 DECEMBER 2017 TO THE BASE PROSPECTUS DATED 15 SEPTEMBER 2017 NOMURA INTERNATIONAL FUNDING PTE. LTD. USD 6,500,000,000 NOTE, WARRANT AND CERTIFICATE PROGRAMME This supplement (the
More informationCREDIT SUISSE INTERNATIONAL (Incorporated in England)
CREDIT SUISSE INTERNATIONAL (Incorporated in England) Registration Document This Registration Document comprises: Table of Contents (page 4); Risk Factors (pages 5 to 8); Information Incorporated by Reference
More informationFIRST SUPPLEMENT DATED 31 OCTOBER 2017 TO THE BASE PROSPECTUS DATED 3 AUGUST 2017
FIRST SUPPLEMENT DATED 31 OCTOBER 2017 TO THE BASE PROSPECTUS DATED 3 AUGUST 2017 HOLDING D INFRASTRUCTURES DE TRANSPORT (société par actions simplifiée established with limited liability in the Republic
More informationCANADIAN IMPERIAL BANK OF COMMERCE (a Canadian chartered bank)
SECOND COMBINED SUPPLEMENTARY PROSPECTUS DATED 4 DECEMBER 2015 CANADIAN IMPERIAL BANK OF COMMERCE (a Canadian chartered bank) This second supplement (the Second Supplementary Prospectus ) dated 4 December
More informationFilings With the U.S. Securities and Exchange Commission Under the Securities Act of 1933
Filings With the U.S. Securities and Exchange Commission 1137 AU-C Section 925 Filings With the U.S. Securities and Exchange Commission Under the Securities Act of 1933 Source: SAS No. 122. Effective for
More informationNATIXIS STRUCTURED ISSUANCE SA. Warrant Programme
FIRST SUPPLEMENT DATED 2 APRIL 2014 TO THE BASE PROSPECTUS DATED 19 MARCH 2014 (Incorporated in France) as Issuer and Guarantor and NATIXIS STRUCTURED ISSUANCE SA (a public limited liability company (société
More informationCANADIAN IMPERIAL BANK OF COMMERCE (a Canadian chartered bank)
THIRD COMBINED SUPPLEMENTARY PROSPECTUS DATED 1 MARCH 2019 CANADIAN IMPERIAL BANK OF COMMERCE (a Canadian chartered bank) This third supplement (the Third Combined Supplementary Prospectus ) dated 1 March
More informationProgramme for the issuance of Credit Linked Securities ISDA Credit Definitions Version
Deutsche Bank Aktiengesellschaft (Frankfurt am Main, Germany) Programme for the issuance of Credit Linked Securities - ISDA Credit Definitions Version This document constitutes a supplement (the "Supplement")
More informationDIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN
Filed Pursuant to Rule 424(b)(3) Registration Statement No. 33-77022 Prospectus DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN The Dividend Reinvestment and Share Purchase Plan (the Plan ) of Enbridge Inc.
More informationInternational Personal Finance plc. IPF Holdings Limited. International Personal Finance Investments Limited. IPF International Limited
International Personal Finance plc (incorporated with limited liability in England and Wales with registered number 06018973) unconditionally and irrevocably guaranteed by: IPF Holdings Limited (incorporated
More informationSUPPLEMENT DATED 30 AUGUST 2016 TO THE PROSPECTUS DATED 22 APRIL Aviva plc
SUPPLEMENT DATED 30 AUGUST 2016 TO THE PROSPECTUS DATED 22 APRIL 2016 Aviva plc Incorporated in England with limited liability (Registered number 2468686) 7,000,000,000 Euro Note Programme This Supplement
More informationSupplement No. 5. Registration Document
Supplement No. 5 pursuant to Section 16 para. 1 of the German Securities Prospectus Act (Wertpapierprospektgesetz) dated 7 August 2017 to the Registration Document dated 28 February 2017 of Goldman, Sachs
More informationTHIRD SUPPLEMENT DATED 3 AUGUST 2017 TO CREDIT SUISSE AG REGISTRATION DOCUMENT DATED 30 MARCH 2017
THIRD SUPPLEMENT DATED 3 AUGUST 2017 TO CREDIT SUISSE AG REGISTRATION DOCUMENT DATED 30 MARCH 2017 This supplement (the Third Supplement ) dated 3 August 2017 supplements the Registration Document dated
More informationELBIT SYSTEMS LTD (ESLT) 20-F/A
ELBIT SYSTEMS LTD (ESLT) 20-F/A Annual and transition report of foreign private issuers pursuant to sections 13 or 15(d) Filed on 04/04/2012 Filed Period 12/31/2011 UNITED STATES SECURITIES AND EXCHANGE
More informationREQUIRED SUPPLEMENTARY INFORMATION
REQUIRED SUPPLEMENTARY INFORMATION MAPPING DOCUMENT This mapping document demonstrates how the material in AU section 558, Required Supplementary Information (AICPA, Professional Standards, vol. 1), has
More informationCREDIT SUISSE INTERNATIONAL (Incorporated in England)
CREDIT SUISSE INTERNATIONAL (Incorporated in England) Registration Document This Registration Document comprises: Table of Contents (page 4); Risk Factors (pages 5 to 8); Information Incorporated by Reference
More informationSecond Supplement dated 27 November to the Warrant and Certificate Programme Base Prospectus dated 24 August 2015
Second Supplement dated 27 November 2015 to the Warrant and Certificate Programme Base Prospectus dated 24 August 2015 BNP Paribas Arbitrage Issuance B.V. (incorporated in The Netherlands) (as Issuer)
More informationAMERINST INSURANCE GROUP, LTD.
ˆ175YGBT80X=RPLZÇŠ 175YGBT80X=RPLZ FBU-2K-032 9.4.49 BAR walkr0cw 14-Aug-2006 09:07 EST 26508 TX 1 2* UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) Quarterly report
More informationFIRST SUPPLEMENT TO THE PROSPECTUS DATED 8 SEPTEMBER 2015
FIRST SUPPLEMENT TO THE Deutsche Bank Aktiengesellschaft (London Branch) Issue of up to EUR 30,000,000 Deutsche Bank AG (DE) Fund Opportunity 2021 III Certificates linked to DWS Multi Opportunities NC,
More informationFREQUENTLY ASKED QUESTIONS RELATING TO COMFORT LETTERS AND COMFORT LETTER PRACTICE
FREQUENTLY ASKED QUESTIONS RELATING TO COMFORT LETTERS AND COMFORT LETTER PRACTICE Introduction to Comfort Letters Why do underwriters receive comfort letters? The underwriters in a registered securities
More informationFORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0065 Expires: March 31, 2014 Estimated
More informationLLOYDS BANKING GROUP plc
SUPPLEMENTARY PROSPECTUS DATED 20 MAY 2009 LLOYDS BANKING GROUP plc (incorporated under the Companies Act 1985 and registered in Scotland with Registered No. 95000) Private Placement of U.S.$3,750,000,000
More informationLISTING RULES AND DISCLOSURE AND TRANSPARENCY RULES (MISCELLANEOUS AMENDMENTS) INSTRUMENT 2016
LISTING RULES AND DISCLOSURE AND TRANSPARENCY RULES (MISCELLANEOUS AMENDMENTS) INSTRUMENT 2016 Powers exercised A. The Financial Conduct Authority makes this instrument in the exercise of the following
More informationChicago Bridge & Iron Company N.V. (Name of Subject Company (Issuer))
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Chicago Bridge & Iron
More informationPROSPECTUS SUPPLEMENT NO. 3 TO THE BASE PROSPECTUS DATED 12 FEBRUARY 2013 FOR THE GUARANTEED SENIOR SECURED NOTES PROGRAMME " GOLDMAN SACHS INTERNATIONAL (Incorporated with unlimited liability in England)
More informationCredit Suisse AG Credit Suisse International
Credit Suisse AG Credit Suisse International Structured Products Programme for the issuance of Notes, Certificates and Warrants Under the Structured Products Programme described in this Base Prospectus,
More informationTHIRD REGISTRATION DOCUMENT SUPPLEMENT. MORGAN STANLEY & CO. INTERNATIONAL plc (incorporated with limited liability in England and Wales)
THIRD REGISTRATION DOCUMENT SUPPLEMENT MORGAN STANLEY (incorporated under the laws of the State of Delaware in the United States of America) MORGAN STANLEY & CO. INTERNATIONAL plc (incorporated with limited
More informationRequired Supplementary Information
Required Supplementary Information 919 AU-C Section 730 Required Supplementary Information (Supersedes SAS No. 52 section 558.) Source: SAS No. 120; SAS No. 122. Effective for audits of financial statements
More informationSEC Final Rule: Internal Control Reports, Attestations and Certifications. June 20, 2003
SEC Final Rule: Internal Control Reports, Attestations and Certifications June 20, 2003 SEC Final Rule: Internal Control Reports, Attestations and Certifications On June 5, 2003 the SEC adopted rules implementing
More informationSupplement to the Base Prospectus dated 20 December 2018
SECOND SUPPLEMENT DATED 14 MARCH 2019 TO THE BASE PROSPECTUS DATED 20 DECEMBER 2018 ABN AMRO BANK N.V. (incorporated in The Netherlands with its statutory seat in Amsterdam and registered in the Commercial
More informationGuideline for the English-language Disclosure System. (Points to be Considered regarding. Disclosure by way of Foreign Company Registration
Provisional Translation Guideline for the English-language Disclosure System (Points to be Considered regarding Disclosure by way of Foreign Company Registration Statements, etc.) March 2012 Planning and
More informationNATIXIS STRUCTURED ISSUANCE SA. Warrant Programme
FIFTH SUPPLEMENT DATED 25 FEBRUARY 2015 TO THE BASE PROSPECTUS DATED 19 MARCH 2014 (Incorporated in France) as Issuer and Guarantor and NATIXIS STRUCTURED ISSUANCE SA (a public limited liability company
More informationAgenda Item 2A4 Comparison of PCAOB AS17, Supplementary Information, to the Requirements of GAAS
ASB Meeting May 15-18, 2017 Agenda Item 2A4 Comparison of PCAOB AS17, Supplementary Information, to the Requirements of GAAS Introduction 1. This standard sets forth the auditor's responsibilities when
More informationCITIGROUP INC. (incorporated in Delaware) and
CITIGROUP INC. RATES BASE PROSPECTUS SUPPLEMENT (No.1) dated 1 February 2018, CGMHI RATES BASE PROSPECTUS SUPPLEMENT (No.1) dated 1 February 2018 and CGMFL RATES BASE PROSPECTUS SUPPLEMENT (No.1) dated
More information(incorporated with limited liability in England and Wales with registered no )
SUPPLEMENT DATED 4 MARCH 2015 TO THE PROSPECTUS DATED 14 NOVEMBER 2014 Eversholt Funding plc (incorporated with limited liability in England and Wales with registered no. 7329930) 3,000,000,000 Multicurrency
More informationNEW YORK MORTGAGE TRUST, INC. (Exact name of registrant as specified in its charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event
More informationUNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-K/A THE BANK OF NEW YORK MELLON CORPORATION
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal
More informationDisclosure Guidance and Transparency Rules sourcebook. Chapter 4. Periodic Financial Reporting
Disclosure Guidance and Transparency ules sourcebook Chapter Periodic Financial eporting DT : Periodic Financial eporting.2 Half-yearly financial reports.2.1 Application Subject to the exemptions set out
More informationCITIGROUP GLOBAL MARKETS HOLDINGS INC. (a corporation duly incorporated and existing under the laws of the State of New York) and
CGMHI WARRANT PROGRAMME BASE PROSPECTUS SUPPLEMENT (No.6) dated 16 August 2017 and CGMFL WARRANT PROGRAMME BASE PROSPECTUS SUPPLEMENT (No.6) dated 16 August 2017 CITIGROUP GLOBAL MARKETS HOLDINGS INC.
More informationFIRST SUPPLEMENT DATED 1 MARCH 2016 TO THE BASE PROSPECTUS DATED 29 DECEMBER 2015
FIRST SUPPLEMENT DATED 1 MARCH 2016 TO THE BASE PROSPECTUS DATED 29 DECEMBER 2015 NATIXIS (a public limited liability company (société anonyme) incorporated in France) as Issuer and Guarantor and NATIXIS
More informationCITIGROUP GLOBAL MARKETS HOLDINGS INC. (a corporation duly incorporated and existing under the laws of the State of New York) and
CGMHI WARRANT PROGRAMME BASE PROSPECTUS SUPPLEMENT (No.2) dated 6 February 2018 and CGMFL WARRANT PROGRAMME BASE PROSPECTUS SUPPLEMENT (No.2) dated 6 February 2018 CITIGROUP GLOBAL MARKETS HOLDINGS INC.
More informationFIFTH SUPPLEMENT DATED 4 APRIL 2018 TO THE BASE PROSPECTUS DATED 22 JUNE 2017
FIFTH SUPPLEMENT DATED 4 APRIL 2018 TO THE BASE PROSPECTUS DATED 22 JUNE 2017 NATIXIS (a public limited liability company (société anonyme) incorporated in France) as Issuer and Guarantor and NATIXIS STRUCTURED
More informationUNIBAIL-RODAMCO SE RODAMCO EUROPE FINANCE B.V. RODAMCO SVERIGE AB. EURO 15,000,000,000 Guaranteed Euro Medium Term Note Programme UNIBAIL-RODAMCO SE
SUPPLEMENT DATED 18 APRIL 2016 TO THE BASE PROSPECTUS DATED 30 JULY UNIBAIL-RODAMCO SE (incorporated in the Republic of France with limited liability) RODAMCO EUROPE FINANCE B.V. (incorporated in the Netherlands
More informationCITIGROUP INC. (incorporated in Delaware) and
CITIGROUP INC. RATES BASE PROSPECTUS SUPPLEMENT (No.3) dated 20 April 2016, CGMHI RATES BASE PROSPECTUS SUPPLEMENT (No.3) dated 20 April 2016 and CGMFL RATES BASE PROSPECTUS SUPPLEMENT (No.3) dated 20
More informationChecklist for Quarterly Report on SEC Form 10-Q. April 2013
Checklist for Quarterly Report on SEC Form 10-Q April 2013 Company: Quarter Ending: Prepared by: Reviewed by: 1st 2nd 3rd Introduction The U.S. Securities and Exchange Commission (SEC) Form 10-Q is used
More informationAUD-6 Appendix: Reports per PCAOB AS [applicable only for Q1 & Q2 2018; w.e.f. Q3 2018, new format PCAOB reports are tested]
: Reports per PCAOB AS [applicable only for Q1 & Q2 2018; w.e.f. Q3 2018, new format PCAOB reports are tested] A-6.1) Audit Reports I) Unqualified Opinion [PCAOB AS 3101: Reports on Audited F/S] II) Unqualified
More informationEIGHTH SUPPLEMENT DATED 20 FEBRUARY 2018 TO CREDIT SUISSE AG REGISTRATION DOCUMENT DATED 30 MARCH 2017
EIGHTH SUPPLEMENT DATED 20 FEBRUARY 2018 TO CREDIT SUISSE AG REGISTRATION DOCUMENT DATED 30 MARCH 2017 This supplement (the Eighth Supplement ) dated 20 February 2018 supplements the Registration Document
More informationGENESIS REALTY GROUP, INC.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended
More informationSupplement No. 2. Registration Document
Supplement No. 2 pursuant to Section 16 para. 1 of the German Securities Prospectus Act (Wertpapierprospektgesetz) dated 12 May 2017 to the Registration Document dated 28 February 2017 of Goldman, Sachs
More informationDETAILED EXCHANGE TRADING RULES
DETAILED EXCHANGE TRADING RULES (Text consolidated at 27 June 2012) NOTE: Only the Polish version of these documents is legally binding. This translation is provided for information only. Every effort
More informationFORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C For the quarterly period ended June 30, 2012
FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30,
More informationas approved by the BaFin on 9 June 2017 in accordance with Section 13 para. 1 German
Supplement H dated 29 May 2018 according to Section 16 para. 1 German Securities Prospectus Act (WpPG) relating to the Base Prospectus for the issuance of Certificates, Warrants and Notes dated 9 June
More information50,000,000,000. Euro Medium Term Note Programme
SUPPLEMENTARY PROSPECTUS DATED 7 DECEMBER 2012 TO THE PROSPECTUS DATED 14 SEPTEMBER 2012 TOYOTA MOTOR FINANCE (NETHERLANDS) B.V. (a private company incorporated with limited liability under the laws of
More informationSUPPLEMENTARY PROSPECTUS DATED 3 DECEMBER 2018 TO THE PROSPECTUS DATED 14 SEPTEMBER 2018
SUPPLEMENTARY PROSPECTUS DATED 3 DECEMBER 2018 TO THE PROSPECTUS DATED 14 SEPTEMBER 2018 TOYOTA MOTOR FINANCE (NETHERLANDS) B.V. (a private company incorporated with limited liability under the laws of
More informationING Bank N.V. ING Americas Issuance B.V. 40,000,000,000 Global Issuance Programme
THIRD SUPPLEMENT DATED 12 FEBRUARY 2015 UNDER THE 40,000,000,000 GLOBAL ISSUANCE PROGRAMME TO THE BASE PROSPECTUS FOR THE ISSUANCE OF SHARE LINKED NOTES AND PARTICIPATION NOTES, THE BASE PROSPECTUS FOR
More informationFORM 20-F/A. Shinhan Financial Group Co., Ltd.
As filed with the Securities and Exchange Commission on July 26, 2010 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F/A (Amendment No. 1) REGISTRATION STATEMENT PURSUANT TO SECTION 12(b)
More informationASB Meeting January 9-12, 2017 PROPOSED STATEMENT ON AUDITING STANDARDS AUDITOR INVOLVEMENT WITH EXEMPT OFFERING DOCUMENTS TABLE OF CONTENTS
ASB Meeting January 9-12, 2017 Introduction Agenda Item 3B PROPOSED STATEMENT ON AUDITING STANDARDS AUDITOR INVOLVEMENT WITH EXEMPT OFFERING DOCUMENTS TABLE OF CONTENTS Paragraph Scope of This Statement
More informationInvesting in the trust preferred securities involves risks. See Risk Factors beginning on page S-14. PRICE $25 PER TRUST PREFERRED SECURITY
PROSPECTUS SUPPLEMENT (To Prospectus Dated September 21, 2006) $150,000,000 Citizens Funding Trust I 7.50% Enhanced Trust Preferred Securities (Liquidation amount $25 per trust preferred security) Fully
More informationVIRTU FINANCIAL, INC. DISCLOSURE CONTROLS AND PROCEDURES POLICY. (adopted by the Board of Directors on April 3, 2015)
VIRTU FINANCIAL, INC. DISCLOSURE CONTROLS AND PROCEDURES POLICY (adopted by the Board of Directors on April 3, 2015) This document sets forth the policy of Virtu Financial, Inc. a Delaware corporation
More informationBNP PARIBAS (incorporated in France) (as Issuer and Guarantor) BNP PARIBAS ARBITRAGE ISSUANCE B.V. (incorporated in the Netherlands) (as Issuer)
Supplement No. 2 dated 7 August 2012 to the Base Prospectus dated 1 June 2012 BNP PARIBAS (incorporated in France) (as Issuer and Guarantor) BNP PARIBAS ARBITRAGE ISSUANCE B.V. (incorporated in the Netherlands)
More informationLetters for Underwriters and Certain Other Requesting Parties
Letters for Underwriters and Certain Other Requesting Parties 1067 AU-C Section 920 Letters for Underwriters and Certain Other Requesting Parties Source: SAS No. 122; SAS No. 125; SAS No. 129. Effective
More informationSantander International Debt, S.A. Unipersonal (incorporated with limited liability in Spain) and
FIRST SUPPLEMENT DATED 12 OCTOBER 2016 TO THE BASE PROSPECTUS DATED 9 JUNE 2016 Santander International Debt, S.A. Unipersonal (incorporated with limited liability in Spain) and Santander Issuances, S.A.
More informationUnaudited Condensed Consolidated Statement of Profit or Loss and Other Comprehensive Income For the 4th financial quarter ended 31 December 2015
PRESTAR RESOURCES BHD ( 123066-A ) Unaudited Condensed Consolidated Statement of Profit or Loss and Other Comprehensive Income Individual Quarter Cumulative Quarter Current Year Preceding Year Current
More informationPSA BANQUE FRANCE 4,000,000,000. Euro Medium Term Note Programme
SECOND SUPPLEMENT DATED 27 MARCH 2017 TO THE BASE PROSPECTUS DATED 29 JUNE 2016 PSA BANQUE FRANCE 4,000,000,000 Euro Medium Term Note Programme This second supplement (the Second Supplement) is supplemental
More informationPHILIPPINE STANDARD ON AUDITING 810 ENGAGEMENTS TO REPORT ON SUMMARY FINANCIAL STATEMENTS CONTENTS
Introduction PHILIPPINE STANDARD ON AUDITING 810 ENGAGEMENTS TO REPORT ON SUMMARY FINANCIAL STATEMENTS (Effective for engagements for periods beginning on or after December 15, 2009) CONTENTS Paragraph
More informationNATIXIS STRUCTURED ISSUANCE SA. Warrant Programme
THIRD SUPPLEMENT DATED 30 SEPTEMBER 2016 TO THE BASE PROSPECTUS DATED 31 MARCH 2016 (Incorporated in France) as Issuer and Guarantor and NATIXIS STRUCTURED ISSUANCE SA (a public limited liability company
More informationTHIRD SUPPLEMENT DATED 16 NOVEMBER 2017 TO THE BASE PROSPECTUS DATED 22 JUNE 2017
THIRD SUPPLEMENT DATED 16 NOVEMBER 2017 TO THE BASE PROSPECTUS DATED 22 JUNE 2017 NATIXIS (a public limited liability company (société anonyme) incorporated in France) as Issuer and Guarantor and NATIXIS
More informationFIFTH SUPPLEMENT DATED 17 NOVEMBER 2017 TO CREDIT SUISSE AG REGISTRATION DOCUMENT DATED 30 MARCH 2017
FIFTH SUPPLEMENT DATED 17 NOVEMBER 2017 TO CREDIT SUISSE AG REGISTRATION DOCUMENT DATED 30 MARCH 2017 This supplement (the Fifth Supplement ) dated 17 November 2017 supplements the Registration Document
More informationPRA RULEBOOK: CRR FIRMS: DEFINITION OF CAPITAL AMENDMENT INSTRUMENT 2016
PRA RULEBOOK: CRR FIRMS: DEFINITION OF CAPITAL AMENDMENT INSTRUMENT 2016 Powers exercised A. The Prudential Regulation Authority ( PRA ) makes this instrument in the exercise of the following powers and
More informationCOCA-COLA HBC FINANCE B.V. (a private limited liability company incorporated in The Netherlands)
Supplementary prospectus number 2 dated 23 March 2010 to the Base Prospectus dated 2 June 2009 COCA-COLA HBC FINANCE B.V. (a private limited liability company incorporated in The Netherlands) Guaranteed
More informationSUPPLEMENT DATED 9 SEPTEMBER 2016 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE. Credit Suisse AG Credit Suisse International
SUPPLEMENT DATED 9 SEPTEMBER 2016 TO THE BASE PROSPECTUSES LISTED IN THE SCHEDULE Credit Suisse AG Credit Suisse International pursuant to the Structured Products Programme for the issuance of Notes, Certificates
More informationCOMMENTS BY PARAGRAPH
Deloitte & Touche LLP Ten Westport Road Wilton, CT 06897-0820 USA Tel: +1 203 761 3000 Fax: +1 203 761 3013 www.deloitte.com November 3, 2008 Michael Glynn American Institute of Certified Public Accountants
More informationInternational Standard on Auditing (Ireland) 800 Special Considerations Audits of Financial Statements Prepared in Accordance with Special Purpose
International Standard on Auditing (Ireland) 800 Special Considerations Audits of Financial Statements Prepared in Accordance with Special Purpose Frameworks MISSION To contribute to Ireland having a strong
More informationCION ARES DIVERSIFIED CREDIT FUND. Supplement dated December 4, Prospectus relating to Class I shares dated February 28, 2018
Filed Pursuant to Rule 497 Registration No. 333-212323 CION ARES DIVERSIFIED CREDIT FUND Supplement dated December 4, 2018 To Prospectus relating to Class I shares dated February 28, 2018 This supplement
More informationFORM 6-K. MFC Bancorp Ltd. (Translation of Registrant's name into English)
U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December,
More information90,000,000,000 Euro Medium Term Note Programme
SUPPLEMENTARY PROSPECTUS DATED 3 AUGUST 2018 The Royal Bank of Scotland Group plc (Incorporated in Scotland with limited liability under the Companies Acts 1948 to 1980, registered number SC045551) NatWest
More informationmfinance FRANCE S.A. 3,000,000,000 Euro Medium Term Note Programme unconditionally and irrevocably guaranteed by mbank S.A.
THIRD SUPPLEMENT DATED 13 NOVEMBER 2017 TO THE BASE PROSPECTUS DATED 8 MARCH 2017 mfinance FRANCE S.A. (incorporated as a société anonyme in the Republic of France) 3,000,000,000 Euro Medium Term Note
More information