Registered Non Licensed Person 19 th February 2018

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1 NLP identifier Name of Institution Group of the Americas Ltd Acadia Wealth Management Ltd Accumulus Emerging Managers Fund Ltd Aeolus Property Catastrophe Keystone PF Fund LP 1718 Aeolus Property Catastrophe Spire PF Fund LP 1579 Albourne Partners (Bermuda) Limited 1851 Alloy Fund Ltd AlphaCat Advantage Fund Ltd AlphaCat Diversified Fund Ltd AlphaCat Managers Ltd AlphaCat Master Fund Ltd 1638 AlphaCat Prima Fund Ltd AlphaCat Soteria Fund Ltd 1008 Alternative Investment Management (Bermuda) Limited 1490 Altree Custody Services Ltd 1010 Antares European Fund Limited 1011 AON Securities Inc 1272 APTT Holding I Limited 1216 APTT Holdings 2 Limited 1012 Aquilus Management Limited 1013 Arche Master Fund, L.P Archway Appreciation Fund Limited 1692 AREF Holdings (Bermuda) Limited 1015 Argonaut Financial Services Limited 1615 Astrum Fund Ltd Asuka ILS Opportunites Fund Ltd Asuka ILS Opportunities Unit Trust 1018 Atlantic Finance Company Limited 1612 Aureo Capital Limited 1019 Aureo Partners Limited 1845 Aurum Alternative Solutions Limited 1020 Aurum Jacana Fund Management Limited 1021 Aurum MAM Fund Management Ltd Australian Real Estate Fund Limited Monday Page 1 of 11

2 1721 Bailard Long/Short Master Fund, LP 1023 Bannon Multi-Manager Private Equity Fund Ltd Bannon Private Equity Fund Ltd Bay Pond Investors (Bermuda) 1028 Beltone Gems Equity Fund Limited 1724 BetaCat Feeder Fund I Ltd 1723 BetaCat Fund Ltd 1029 Bird 1 Limited 1031 Black Ant Master Fund L.P. (The) 1030 Black Ant Value Fund (US) L.P. (The) 1803 Blackstone Custom Solutions Platform Ltd Blue Isles Futures Fund Limited 1798 Blue Jay Fund Ltd Blue Water Master Fund II Ltd Blue Water Master Fund Ltd Bluefin Holdings LP 1836 BPY Limited 1575 Brant Point Master Fund International Ltd 1492 Bristol Airport (Bermuda) Limited 1833 Broad Global Strategy Fund Ltd Brown Advisory (Bermuda) Ltd. (Formerly CDK Capital (Bermuda) Ltd.) 1038 BTG Investments LP 1457 BTG MB Investments LP 1700 CAM Argentina Opportunity Fund Ltd CAM Fund Management Limited 1708 Canepa Advanced Healthcare Fund, L.P CCC Investment Trust 1045 Cedar Financial Advisors Limited 1049 Charisma Investment Fund Ltd Chartwell Capital International LP 1827 Chelsea Avondale Ltd Cheyne Capital International L.P Cheyne Capital International Limited 1053 China Healthcare Partnership Feeder Fund L.P China Healthcare Partnership Master Fund L.P. Monday Page 2 of 11

3 1491 Clareville Capital Opportunities Fund Limited 1056 Clarium L.P Clifton Capital LP 1592 Concordia G-10 Fixed Income Relative Value Fund L.P Concordia Institutional Multi-Strategy Ltd Concordia Municipal Opportunities Master Fund L.P Consolidated Towers Group Limited 1763 Continuum Fund Ltd 1795 CrescoCap Master Fund Limited 1796 CrescoCap Multi Strategy Fund I Limited 1607 Cronus Catastrophe Fund Limited 1556 Crossborder Capital (Bermuda) Ltd CUNDILL INTERNATIONAL COMPANY LTD Dacharan Capital Fund Limited 1085 Devonshire Master Investment Company Limited 1618 Diamond Hedge Multifunds Ltd Dolphin Fund Ltd 1602 Dorsia Ltd Double Helix Management Services Ltd 1804 Dreamlab Finance Ltd Dynasty Holdings Company Limited 1649 Eastpoint Asset Management Ltd Ecosse Limited 1558 Edgestream Master Fund Limited 1725 EFG Wealth Management (Bermuda) Limited 1788 Elementum (Bermuda) Ltd Elementum Directus Fund Ltd Elementum Directus Offshore Fund Ltd Elementum Eccles Fund Ltd Elementum Eridanus Fund Ltd Elementum NatCat Master Fund Ltd 1800 Elementum NatCat Offshore Fund II Ltd Elementum NatCat Offshore Fund Ltd 1760 Elementum Rothenthurm Fund Ltd 1748 Elementum Tranquillus Fund Ltd. Monday Page 3 of 11

4 1663 Elsztain Mining Opportunity Fund Ltd Emerald Catastrophe Fund Limited 1652 Envision Capital Ltd EQC Agrifund Ltd EQC Alternative Strategies Fund Ltd 1835 EQC Impact Investing SAC Fund Ltd EQC Long/Short Fund Ltd EQC Private Markets SAC Fund II Ltd EQC Private Markets SAC Fund Ltd Equilibria Capital Management Limted 1104 Equus Asset Management Ltd Equus Asset Management Partners L.P Feeder Fund 1 Limited 1581 Ferrous Catastrophe Fund Ltd FFF Ltd Finch International Advisors Limited 1116 Focus Europa Fund Ltd 1117 Focus Investment Ltd 1468 Focus Managed Accounts Fund Ltd 1215 Frequency Infrastructure Communications Assets Limited 1069 Frequency Infrastructure International Limited 1122 Galleon Technology Offshore Ltd GAM LIMITED 1123 GCA Strategic Investment Fund Limited 1553 General Atlantic Singapore Fund Interholdco Ltd 1799 Genio Capital Ltd GKN Group Limited 1770 GLOBAL CONTINUUM FUND, LTD Global Voyager Fund Limited formerly known as Clarien Alternative Investment Fund Limited 1133 GMO Alternative Asset SPC Ltd 1787 GMO Benchmark-Free SPC Ltd GMO Credit Opportunities Fund (Offshore) LP 1135 GMO Emerging Country Debt Portfolio (Offshore) Ltd 1727 GMO Emerging Country Local Debt Fund (Offshore) L.P. Monday Page 4 of 11

5 1137 GMO Fixed Income Hedge Fund (Offshore), L.P GMO Implementation SPC Ltd GMO Mean Reversion Fund (Offshore) LP 1140 GMO Multi Strategy Fund (Offshore) LP 1141 GMO Offshore Funds I Ltd 1142 GMO Offshore Funds II Ltd 1143 GMO Offshore Master Portfolio V Ltd 1504 GMO Offshore Master Portfolios II Ltd 1144 GMO Offshore Master Portfolios IV Ltd 1152 Hamilton Global Growth Fund Limited 1514 Harmoni Fund LP 1657 Harrington Global Limited 1790 Harrington Global Opportunities Fund Limited 1156 Hazelbrook Investors (Bermuda) L.P HDF Eurovest Unit Trust 1159 Highland CDO Opportunity Master Fund, L.P Highland Multi-Strategy Master Fund, L.P Highland Offshore Partners, L.P Highland Select Equity Master Fund, L.P Highmark Limited 1651 Hong Feng Zheng (Master) Limited 1166 Horacium Limited 1816 HSCM Bermuda Fund Ltd Hudson Catastrophe Fund, Ltd Iberian Opportunity Investments Ltd 1505 ICM Limited 1697 ILS Diversified Ltd ILS Orion Fund Ltd Independent Financial Services Bermuda Ltd Ingenious Global IDF LP 1130 International Real Estate Fund Limited 1540 Intoll International Limited 1780 Invictus RG Pte. Ltd IREF Australian Holdings (Bermuda) Limited 1284 IREF Global Holdings (Bermuda) Limited Monday Page 5 of 11

6 1176 Iron Catastrophe Fund, Ltd Iron Catastrophe Master Fund, Ltd J. Caird Investors (Bermuda) L.P Juniper Catastrophe Fund, Ltd Juniper Catastrophe Master Fund Ltd 1180 Juniperus Insurance Opportunity Fund Limited 1181 Kairos Catastrophe Fund, Ltd 1518 Kairos Catastrophe Master Fund Ltd KF Core Fund Ltd KFG Bermuda Ltd 1677 Kiskadee Diversified Fund Ltd Kiskadee Select Fund Ltd Larard Emerging Income Master Limited 1520 Leman Management Limited 1191 Lend Lease Asian Retail Investment Fund 1 Ltd 1192 Lend Lease Asian Retail Investment Fund 2 Ltd Lend Lease Asian Retail Investment Fund 3 Ltd Lend Lease Asian Retail Investment Fund 4 Ltd Lend Lease Asian Retail Investment Fund 5 Ltd Lend Lease Jem Partners Fund Limited previously Lend Lease Asian Retail Investment Fund 6 Ltd Lingspur Asset Management Limited 1201 LMIF Storage Holdings Ltd Lone Star Global Acquisitions, Ltd Lotus Fund, Ltd Lotus Master Fund Ltd Loupe Special Investments Fund Ltd 1204 Luminus Energy Partners Master Fund Ltd 1847 Lutece Investment Management Ltd Lyster Zanett Equity Partners, Ltd Macquarie China Retail Company 1 Limited 1730 Macquarie China Retail Company 2 Limited 1213 Macquarie Global Infrastructure Fund III - Selected Offshore 1622 Macquarie Infrastructure Philippines Limited 1221 Macquarie SBI Infrastructure Limited Monday Page 6 of 11

7 1222 Macquarie SBI Infrastructure Trust 1225 Macquarie Special Situations Master Fund Limited 1414 Macquarie Storage Holdings Limited 1538 Magna Absolute Return Fund Ltd MAK Capital Fund L.P MAK Capital International Intermediate Fund LP 1719 Man Glenwood Holdings Ltd 1231 Man Managed Futures Select NF Strategies Ltd 1208 MAp Airports (Europe) Limited 1234 Mapleridge Fund Managers Limited 1841 MaxQuant Capital Ltd MaxQuant Global Fund Ltd MCRC 2 Holding Company Limited 1578 MCRC Holding Company Limited 1758 MEDALLION CAPITAL INVESTMENTS LTD Medallion Fund RF LP 1757 Medallion International Ltd Medallion RMPRF Fund LP 1755 Meditor European Master Fund Limited 1815 Mercalli ILS Bermuda Feeder Fund Ltd Mercalli ILS Master Fund Ltd Mercury Investment Fund SAC Ltd Meridian Investments Limited 1250 Mezzacappa Diversified Opportunities Fund, Ltd Mezzanine Management Central Europe II Limited 1252 Mezzanine Management Central Europe Limited 1256 Mezzanine Management Fund III G.P. Limited 1257 Mezzanine Management Limited 1259 Mid Ocean Isles Limited 1260 Midcircle Investment Management Ltd 1275 Monterey Avenue Fund Limited 1705 Morse LP 1572 MRIF Bermuda Investments 4 Limited 1227 MWREF Limited 1280 Neon Lights Limited Monday Page 7 of 11

8 1281 Nephila Capital Ltd 1282 Nephila Catastrophe Master Fund, Ltd New Generation Turnaround Fund (Bermuda) L.P New Ocean Capital Management Limited 1712 New Ocean Focus Cat Fund Ltd New Ocean Market Value Cat Fund Ltd New Style Company Limited 1853 Nightingale Ltd NIMBUS WEATHER MASTER FUND LTD Nomis Bay Ltd Nomura Investment Company (Bermuda) Ltd North River Investors (Bermuda) L.P North Shore Investments Ltd Notz Stucki Management (Bermuda) Limited 1573 Oakley Capital (Bermuda) Limited 1797 Oakley Capital Manager Limited formerly Oakley PE Management (Bermuda) Limited 1461 Obersee Capital LP 1297 Olivewood Fund Limited 1525 Onyx Catastrophe Fund, Ltd Optima Discretionary Macro Fund Limited 1300 Optima Fund Limited (The) 1303 Oracle Management Limited 1476 Orange Valley Company Limited 1613 OrbiMed Partners Master Fund Limited 1304 Orbis Administration Limited 1305 Orbis Asset Management Limited 1306 Orbis Capital Limited 1837 Owls Nest Partners Master Fund Ltd Palmetto Catastrophe Master Fund, Ltd Park Capital L.P Park Fund L.P Parly Funds Ltd Patterson Partners Ltd Pegasus Fund Limited (The) Monday Page 8 of 11

9 1318 Pelham Long/Short Fund Ltd 1319 Pelham Long/Short Master Fund Ltd 1322 Perella Weinberg Partners Xerion Master Fund Ltd Permian Global Bermuda Investments L.P Permian Global Bermuda Limited 1775 PG3 Litigation Finance Fund Ltd PG3 Private ILS Fund Ltd PG3 Trade Finance Fund Ltd Pillar Capital Management Limited 1653 Pillar Value Fund Limited 1623 Pillar Value Master Fund Limited 1587 Pine Grove Offshore Master Fund Ltd. (the "Fund") 1329 Pioneer Restructuring Fund Limited 1530 Point Investments Ltd Prime Capital (Bermuda) Limited 1767 Protected Index Options Fund Limited 1334 Quissett Investors (Bermuda) 1567 Quoin Catastrophe Fund Ltd Red Kite Compass Master Fund Limited 1752 Red Kite Master Fund Limited 1754 Red Kite Prospect I Master Fund Limited 1536 Rembrandt Catastrophe Fund, Ltd Renaissance Institutional Equities Fund International, L.P Renaissance Institutional Diversified Alpha Fund International L.P Renaissance Institutional Diversified Global Equities Offshore Fund L.P Renaissance Re Upsilon Co-Invest Fund Ltd 1739 Renaissance Re Upsilon Fund Ltd 1591 Revelation Capital Management Limited 1684 Revelation Special Situations Fund Ltd RIEF Strategic Partners Fund International LP 1764 RJ Oasis (Bermuda) Limited 1779 RK Mine Finance Master Fund I Limited 1619 Rockmore India Fund Ltd 1817 Rudolf Wolff Private Equity Investments Limited 1351 Salthill Investors (Bermuda) L.P. Monday Page 9 of 11

10 1828 Schroder Securitized Credit Fund Limited 1821 Schroder Securitized Credit Master Fund Limited 1356 Schroder Venture Managers Inc Schroder Venture Managers Limited 1545 Scopia International Master Fund LP 1537 Scopia PX International Master Fund L.P SDF III-SideCo Ltd Sema LP 1743 Silverback Management Limited 1555 Solidum Asset Management (Bermuda ) Limited 1361 Somers Fund Ltd (The) 1805 South Africa Alpha Capital Management LTD 1363 SPARX Long-Short Fund Limited 1367 SphereInvest (Bermuda) Limited 1368 Spindrift Investors (Bermuda) 1453 StarVest Dislocation Fund II Ltd StarVest Dislocation Fund III Ltd StarVest Dislocation Fund IV Ltd StarVest Dislocation Fund Ltd StarVest Dislocation Sub-Fund II Ltd 1643 StarVest Dislocation Sub-Fund III Ltd StarVest Dislocation Sub-Fund IV Ltd StarVest Dislocation Sub-Fund Ltd StarVest Equity Alternatives Fund Ltd StarVest Fixed Income Plus Fund Ltd StarVest Funds Ltd StarVest Multi Strategy Fund Ltd StarVest Strategic Fund Ltd StarVest Strategic Sub-Fund LP 1750 Steer Portfolio Management Limited 1376 Sterling Gent Advisors Ltd 1377 Stillmont Advisors Limited 1549 Stillmont Currency Fund Ltd 1838 Strobus Master Fund Ltd Strobus Offshore Fund Ltd. Monday Page 10 of 11

11 1379 SunLight USA Fund Ltd Sussex Capital Limited 1384 Swiss Edge Ltd 1385 Symmetry Peak Ltd Tamarisk (Master) Fund Limited 1479 Tangarra Consultants Limited 1392 Tewksbury Capital Management Ltd The Civil & Scholar Retirement Pension Fund, LP 1695 Theia Catastrophe Fund Ltd Thiel Macro Investments Ltd 1566 Thiel Multi-Manager Fund Ltd 1771 Three Court Funds Offshore L.P 1848 THREE COURT MASTER. LP Tiger Management Ltd Timber Capital Limited 1395 TIP (Bermuda) Limited 1462 Trajan Capital LP 1399 Triton Master Fund, Ltd Tyche Catastrophe Fund Ltd 1756 UFG Gulf Investments Limited 1629 Vermeer Weather Fund, Ltd WELTON GLOBAL CAPITAL MARKETS FUND LTD Welton Global Quantitative Equity Master Fund Ltd Welton Paragon Fund Ltd Welton Paragon Master Fund Ltd Windward Management Ltd 1626 Windward Pilot Fund Ltd Wolf Creek Investors (Bermuda) L.P Xanth Catastrophe Fund Limited 1637 Yderst Catastrophe Fund, Ltd Zagreus Management Limited Monday Page 11 of 11

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