News, Events & Publications

Transcription

1 News, Events & Publications Matthew Kluchenek Publications Author, "Bitcoin and Virtual Currencies: Welcome to Your Regulator," Harvard Business Law Review, 2016 Co-author, "The CFTC Proposes Significant Relief For Non-U.S. Market Participants," Baker & McKenzie, July 2016 Co-author, "The CFTC s Proposal to Regulate Automated Trading: Our Top 10 Takeaways," Baker & McKenzie, December 2015 Co-author, "What You Need to Know: The CFTC Mandates Margin on Uncleared Swaps," Baker & McKenzie, December 2015 Author, "Cybersecurity: The New Frontier," NIBA Newsletter, October 2015 Author, "The Status of Environmental Commodities Under the Commodity Exchange Act," Harvard Business Law Review, January 2015 Author, "CFTC and Exchange Enforcement Trends," Baker & McKenzie, January 2015 Author, "The Volcker Rule Compliance Program Requirements for Foreign Banking Entities," Financial Fraud Law Report, August 2014 Author, "Wash Trades: Updated Standards," FIA Law & Compliance Conference, May 2014 Author, "The CFTC s Cross-Border Application of the Dodd-Frank Act," The Review of Securities & Commodities Regulation, May 2014 Co-author, "The Volcker Rule Compliance Program Requirements for Foreign Banking Entities," Baker & McKenzie, April 2014 Author, "The D.C. Circuit Court s opinion in Hunter v. FERC: A Panacea for Resolving a Jurisdictional Dispute?," The John Marshall Law School Global Markets Law Journal, Vol. 1, Issue 2, Fall 2013 Author, "Deterring Disruption in the Derivatives Markets: A Review of the CFTC's New Authority over Disruptive Trading Practices," Harvard Business Law Review, April 2013 Co-author, "Futures & Derivatives Update," Baker & McKenzie, (Quarterly from 2013 to present)

2 Author, "Proceed with Caution: Roles and Regulatory Issues of Derivatives,"ACC Docket, Journal of American Corporate Counsel Association, October 2012 Author, "Use of Derivatives by Public Companies A Primer and Review of Key Issues," The Public Company Advisor, Schiff Hardin, July 2012 Author, "Dodd-Frank Act s Prohibition of Disruptive Trading Practices," The Review of Securities and Commodities Regulation, June 2011 Author, "Disruptive Trading Practices Under the Dodd-Frank Act," Futures Industry Association Law & Compliance Conference, May 2011 "The New Swaps Playing Field: Overview and Analysis of the Dodd-Frank Act s Derivatives Title," Journal of Taxation and Regulation of Financial Institutions, November/December 2010 Author, "Seven Elements of Effective Derivatives' Risk Management Programs," Journal of Taxation and Regulation of Financial Institutions, September/October 2010 Author, "Derivatives' Risks and Risk Management: Part II-Organizational Risks," Journal of Taxation and Regulation of Financial Institutions, March/April 2010 Author, "Derivatives' Risks and Risk Management: Part I-Risks Relating to Derivative Instruments," Journal of Taxation and Regulation of Financial Institutions, January/February 2010 Author, "A Credit Default Swaps Primer: Mechanics, Benefits, Risks, Regulation and Developments," Journal of Taxation and Investments, Fall 2009 Author, "The Clearing Debate Begins Anew: Toward A Regulatory Mandate or Market Force Deference?," Journal of Securities and Futures, Summer 2008 Co-author, "Possible Breakthrough to Expanded Use of Futures by Investment Companies," The Review of Securities and Commodities Regulation, August 2006 Co-author, "The Washington Quarterly," CME, Quarterly 2006 Author, "State-by-State Survey on the Ability of Public Employee Retirement Systems to Use Derivatives," CME, 2006 Co-author, "When Are Finders Required To Register With The SEC?," National Society of Compliance Professionals, May/June 1999 "Refashioning Rule 11 Sanctions: The Role of Post-imposition Mitigating Factors," Judicial Conduct Review, Summer

3 Presentations Speaker, "Cybersecurity for Derivatives Firms," NIBA Derivatives Industry Briefing, NIBA and DePaul University College of Law, July 2016 Speaker, "Cryptocurrencies and Derivatives," Baker & McKenzie s Global Derivatives Webinar, July 2016 Speaker, Baker & McKenzie s Senior Associate Business Development Academy, Chicago, May 2016 Speaker, Baker & McKenzie s Advanced School of Banking & Finance, Chicago, May 2016 Speaker, "Non-U.S. Financial Institutions and Their U.S. Business Activities," Baker & McKenzie s Client Seminar, Zurich, Switzerland, February 2016 Speaker, Baker & McKenzie s Asia Pacific Banking & Finance School: Focus on Derivatives, Phuket, Thailand, November 2015 Lecturer, "The Derivatives Markets and Legal Practice," course on "OTC Clearing," Northwestern University Pritzker School of Law School, November 2015 Speaker, "The Derivatives Regulatory Landscape: Impact on Latin American Business," New York State Bar Association International Section Annual Meeting, panel on Sao Paulo, Brazil 16 October 2015 Speaker, "Cybersecurity in the Futures Industry," NIBA Annual Conference, September 2015 Speaker, "Registration Triggers and Requirements," Baker & McKenzie s Global Derivatives Webinar, October 2015 Speaker, "Global Enforcement Trends," Baker & McKenzie s Global Derivatives Webinar, September 2015 Speaker, "Trading Platforms," CTA Chicago EXPO, September 2015 Speaker, "The Cross-Border Impact of the Dodd-Frank Act," Baker & McKenzie s Global Derivatives Webinar, June 2015 Speaker, "Disruptive Trading Practices," Baker & McKenzie s Global Derivatives Webinar, April 2015 Speaker, "Overview of 2014 and Trends in 2015," Baker & McKenzie s Global Derivatives Webinar, March

4 Speaker, "Launching a Fund Manager Resources Needed to be Successful," CTA Miami Expo, December 2014 Speaker, "Coordination is Key; Aligning Tax, Treasury and Regulatory Compliance," Doing Business Globally, Santa Clara, CA and Chicago, IL, November 2014 Speaker, "Launching an Offshore Marketing Effort," CTA Chicago Expo, September 2014 Speaker, "Swap Issues for IBs and CTAs," NIBA Annual Conference, September 2014 Speaker, "CFTC Enforcement Trends," Chicago Bar Association CLE Conference on "Financial Derivatives: A Survivor s Guide," June 2014 Speaker, "EFRPs, Blocks, Wash Sales and Cross Trades: What has Changed?," FIA Law & Compliance Conference, May 2014 Moderator and Speaker," Dodd-Frank Regulatory Developments," Conference on Dodd- Frank & Derivatives: The Evolving Regulatory Landscape, The John Marshall Law School, April 2014 Conference chairman, "Dodd-Frank and Derivatives: The Evolving Regulatory Landscape," The John Marshall Law School, April 2014 Speaker, "Swaps Regulation under Dodd-Frank s Title VII: Recent Developments," American Law Institute Continuing Legal Education, March 2014 Speaker, "The Impact of Dodd-Frank on Non-U.S. Financial Institutions," Baker & McKenzie s Client Seminar, Milan, Italy, February 2014 Speaker, "Securities and Derivatives Regulation," Baker & McKenzie s Client Seminar, Zurich, Switzerland, February 2014 Speaker, "The New Guidance on Cross-Border Application of the US Swap Rules: What Corporate End Users Need to Know," Bloomberg BNA, Webinar, November 2013 Speaker, "Introduction to Clearing of Derivatives for End Users," Bloomberg BNA, Webinar, July 2013 "Financial Derivative Reform - Welcome to the New World," The Chicago Bar Association - Continuing Legal Education Conference, June 2013 "Considerations for End-Users of Derivatives," Practicing Law Institute (PLI) Conference, June 2013 "End-User Recordkeeping and Reporting Requirements Under the Dodd-Frank Act," Futures Industry Association (FIA) EXPO 2012, October

5 "The Use of Derivatives in Securitization and Structured Finance Transactions," American Bar Association (ABA) Annual Meeting, before the Committee on Securitization and Structured Finance Committee, August 2012 Conference chairman, "Derivatives: The Changing Legal Landscape and Compliance Landscape," John Marshall Law School, April 2012 Moderator and speaker, "CFTC and Exchange Enforcement Trends," Conference on Dodd- Frank & Derivatives: The Evolving Regulatory Landscape, The John Marshall Law School, April 2012 Speaker, "Recent Developments Involving the Regulation of Futures and the Impact of the Dodd-Frank Act," John Marshall Law School, April 2012 Speaker, "Clearing Issues and Systemic Risk," John Marshall Law School, April 2012 Speaker, "Current Issues in Enforcement and Litigation," John Marshall Law School, April 2012 Speaker, "Disruptive Trading Practices Under the Dodd-Frank Act," Futures Industry Association Law & Compliance Conference, May 2011 Speaker, "Basics of Execution Issues," Futures Industry Association Law & Compliance Conference, May 2011 Speaker, "CME's Role in Washington: A Regulatory and Legislative Perspective," CME All- Employee Meeting, May 2007 Speaker, "Pension Plans and Hedge Funds: Toward a New Era in Derivatives," Global Asset Allocation Summit, February 2007 Speaker, "Exchanges Going Public: Roadblocks and New Focuses," Chicago Bar Association, Futures and Derivatives Committee's Workshop, April 2006 Speaker, "Regulatory and Legal Issues Involving Electronic Securities and Derivatives Trading," Chicago Bar Association, Securities Law Institute, March 2005 Speaker, "Weather Derivatives" and "Credit Derivatives," American Feed Industry Association Conference, July