360 Global Capital, LLC

Transcription

1 360 Global Capital, LLC 360 Global Capital (QP), LP 360 Global Capital, Ltd. GLOBAL LONG / SHORT EQUITY INVESTMENT S TRATEGY The strategy takes a global industry-centric approach to investing with a heavy emphasis on both long and short opportunities and quantitative risk management. The keys to the strategy are: 1) GLOBAL INDUSTRY-CENTRIC APPROACH. The strategy employs a global approach focusing on seven specific industries: media, telecom, energy, utilities, industrials, materials and transports. Within this universe, the strategy invests across different fundamental investment styles. Research edge is driven by the extensive experience of the investment professionals in these specific industries. This universe consists of 1600 companies across 120 sub-sectors and with the majority of these companies in the developed economies of rth America, Europe and Asia. 2) TRUE LONG/SHORT FOCUS: The lead portfolio manager has 10 years of experience of generating alpha (and absolute return) from short-selling activities. The strategy is committed to running a true long/short approach with an emphasis on short-selling alpha generation. 3) QUANTITATIVE RISK MANAGEMENT: The strategy takes a comprehensive 360 degree quantitative approach to risk management. The strategy maintains a full-time independent risk manager who is responsible for analysis including exposure, macroeconomic, scenario, technical and trading optimization. This analysis is based on proprietary models developed across the last 10 years. The risk manager also has significant software development capabilities and these systems are developed and managed internally. F IRM BACKGROUND 360 Global Capital was founded in vember 2007 by Enrique Abeyta. The firm currently has a staff of six investment professionals and two operations staff and launched in August P RINCIPALS Enrique Abeyta, Managing Partner & Lead Portfolio Manager Prior to founding 360 in July 2007, Rick was a Co-Founder and Managing Member of Stadia Capital. Founded in 2000, Stadia is a global opportunistic long/short firm that managed more than $1bb in multiple products. At Stadia, Rick was a Portfolio Manager with direct responsibility for the capital intensive sectors of the portfolio and managing a six-person research staff. Rick also served as Chief Risk Officer managing a three-

2 person quantitative research team. Finally, Rick also held the role of head of Marketing for the firm managing a three-person team and overseeing the launch of five separate products and asset growth of more than $1.25bb across five years. Prior to co-founding Stadia, Rick worked as a Portfolio Manager and Analyst for Red Coat Capital and Atalanta/Sosnoff Capital Corporation. Prior to these firms, Rick also worked as an analyst for Lehman Brothers, Inc. in the equity private placement group and as a quantitative analyst for Barings Securities (Japan) Limited. Vinton Vickers, Principal Vinton is a Principal with direct coverage responsibility for the Media and Telecom sectors for 360 Global Capital. Prior to joining 360 in July 2007, Vin worked as an Investment Consultant for NRDC Equity Partners, a $1bb+ private equity group where he was responsible for analyzing potential acquisitions. Prior to working at NRDC, Vin spent nine years as a Senior Equity Analyst researching and analyzing diversified media companies as a Managing Director at J.P. Morgan Chase and before that at ING Barings Furman Selz LLC. Prior to joining ING Barings, Vin worked at Lehman Brothers as an Associate doing equity research on telecommunication services companies and in the Limited Partnership Restructuring group. He began his career as a Senior Project Manager at the New York City Economic Development Corporation and as an advisor in the administration of New York Mayor David Dinkins. Jonathan Mogil, CFA, Principal Jonathan is a Principal with direct coverage responsibility for the Energy and Utilities sectors for 360 Global Capital. Prior to joining 360 Global Capital in vember 2007, Jonathan worked as a Portfolio Manager at JP Morgan Securities, Inc. in the Proprietary Equities Group. At JP Morgan, he was responsible for managing a long/short investment portfolio with a primary focus on rth American energy and utilities equities. Prior to joining JP Morgan, Jonathan worked for Brencourt Advisors, LLC as a Senior Vice President. Jonathan served as a Portfolio Manager for an energy and utilities investment portfolio and as a Senior Research Analyst in the Event-Driven Equities Group. Jonathan co-founded HM Energy Capital, LLC, a long/short hedge fund which focused on energy and utilities equities. Prior to working in the investment management industry, Jonathan spent 7 years on the sell-side, analyzing multiple sectors within the energy and utilities industry groups with CIBC World Markets Corp. Prior to joining CIBC World Markets Corp., Jonathan worked for RBC Dominion Securities Inc. for 5 years covering energy-midstream Income Trusts and Limited Partnerships and a Research Associate with the Oil & Gas Research Team where he focused on Senior Canadian Oil & Gas Producers. Brett Albert, Principal Brett is a Principal with direct coverage responsibility for the Industrials, Materials, and Transports sectors for 360 Global Capital. Prior to joining 360 Global Capital in June 2008, Brett worked as a Principal at Tennenbaum Capital Partners, LLC. At Tennenbaum, he was responsible for equity and fixed income investments in a generalist capacity. Prior to joining Tennenbaum in February 2007, Brett was a Senior Analyst at Stadia Capital, LLC. While at Stadia, he served as the lead analyst for the industrials sector for the firm s Core Strategy and Capital Intensive Strategy. In addition, Brett also assisted Rick Abeyta in quantitative and qualitative risk management analysis of the firm s portfolio. Prior to joining Stadia Capital in 2004, Brett was a Junior Portfolio Manager at Ivory Capital Group, LLC. While at Ivory Capital, Brett was responsible for managing investments of $100mm in the financial services, energy and industrials

3 sectors. From February 1999 to September 2001, Brett worked at Atalanta/Sosnoff Capital Corporation as an Equity Research Analyst. Brett had direct coverage responsibility for the financial services sector, as well as the energy, utilities, basic materials and capital goods sectors. He was also responsible for managing a $200mm wrap program in domestic large-cap growth equities. From September 1995 to February 1999, Brett was an Analyst and Associate at Donaldson, Lufkin & Jenrette Securities Corp/UBS Securities LLC, where he worked on a variety of mergers and acquisitions and capital markets transactions. GENERAL F UND INFORMATION Contact Information Name: Alvarez Symonette 0Address: 529 Fifth Avenue, 8 th Floor, New York, NY Main Phone: Other/Mobile: / Fax: ASymonette@360globalcapital.com Fund Information Firm AUM (as of date): $61 Million Fund AUM (as of date): $61 Million Firm Inception Date: vember 2007 Fund Launch Date: August 2008 Target Capacity: $1 billion Valuation Currency: US Dollar Geographic Focus: Global Domicile: Offshore- Cayman Islands Minimum Investment: $1 Million Redemptions: Varies Redemption tice: 45 days Redemption Penalty 3% if within the first year Additions: Monthly Lock Up: One year Management Fee: 2% Performance Fee: 20% Hurdle Rate: High Water Mark: Yes Fund Administrator (Onshore/Offshore): Goldman Sachs Listed: Auditor(s): Rothstein Kass Prime Broker(s): Credit Suisse, Goldman Sachs Regulated (If applicable):

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