Return of Private Foundation

Transcription

1 Form 990-PF Department of the Treasury Internal Revenue Service I U OMB Return of Private Foundation I or Section 4947(1) Trust Treated as Private Foundation Do not enter Social Security numbers on this form as it may be made public. À¾µ Information about Form 990-PF and its separate instructions is at Open to Public Inspection For calendar year 2013 or tax year beginning, 2013, and ending, 20 Name of foundation A Employer identification number Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number (see instructions) City or town, state or province, country, and ZIP or foreign postal code m m m m m m m C If exemption application is pending, check here AUSTIN, TX G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here m Final return Amended return 2. Foreign organizations meeting the Address change Name change 85% test, check here and attach computation m m m m m m m m m H Check type of organization: X Section 501(3) exempt private foundation E If private foundation status was terminated Section 4947(1) nonexempt charitable trust Other taxable private foundation under section 507(1)(A), check here m I Fair market value of all assets at J Accounting method: Cash X Accrual F If the foundation is in a 60-month termination end of year (from Part II, col., line Other (specify) under section 507(1)(B), check here m 16) I 11,029,995. (Part I, column must be on cash basis.) Part I Analysis of Revenue and Expenses (The Disbursements Revenue and total of amounts in columns,, and Net investment Adjusted net for charitable expenses per may not necessarily equal the amounts in income income purposes column (see instructions).) books (cash basis only) 1 Contributions, gifts, grants, etc., received (attach schedule) 12,758,429. if the foundation is not required to 2 Check I attach Sch. B m m m m m m m m m 3 Interest on savings and temporary cash investments Revenue Operating and Administrative Expenses WHOLE PLANET FOUNDATION BOWIE STREET 4 Dividends and interest from securities 5 a Gross rents m m m m m m m m m m m m m m m m m b Net rental income or (loss) 6 a Net gain or (loss) from sale of assets not on line 10 b Gross sales price for all assets on line 6a 7 Capital gain net income (from Part IV, line 2) m 8 Net short-term capital gain m m m m m m m m m m 9 Income modifications m 10 a Gross sales less returns and allowances m m m m b Less: Cost of goods sold m c Gross profit or (loss) (attach schedule) 11 Other income (attach schedule) ATCH 3 12 Total. Add lines 1 through 11 m m m m m m 13 Compensation of officers, directors, trustees, etc. 14 Other employee salaries and wages 15 Pension plans, employee benefits 16 a Legal fees (attach schedule) match m m 4 b Accounting fees (attach schedule) ATCH m m m 5 c Other professional fees (attach schedule) * 17 Interest m m m m m m m m m m m m m 18 Taxes (attach schedule) (see instructions) m m m m m 19 Depreciation (attach schedule) and depletion 20 Occupancy m m m m m m m m m m m 21 Travel, conferences, and meetings 22 Printing and publications m m m m 23 Other expenses (attach schedule) ATCH m m m m7m m 24 Total operating and administrative expenses. Add lines 13 through 23 m m m 25 Contributions, gifts, grants paid m m m m m m m 26 Total expenses and disbursements. Add lines 24 and 25 a Excess of revenue over expenses and disbursements m m b Net investment income (if negative, enter -0-) c Adjusted net income (if negative, enter -0-) m m (512) , , ,827. ATCH 1 66, , ,907. ATCH 2 144, , , ,991, , , , , , , , , , , , ,659. 4, , , , ,437. 8,283. 8, , ,365. 1,897,506. 1,892,887. 8,994,331. 8,994, ,891, ,887, Subtract line 26 from line 12: 2,099, , ,363. *ATCH T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 1 JSA For Paperwork Reduction Act Notice, see instructions. Form 990-PF (2013) 3E I I I I I

2 Form 990-PF (2013) Page 2 Attached schedules and amounts in the Beginning of year End of year Part II Balance Sheets description column should be for end-of-year amounts only. (See instructions.) Book Value Book Value Fair Market Value Assets Liabilities Net Assets or Fund Balances 1 Cash - non-interest-bearing m m m m m m m 2 Savings and temporary cash investments m m m m m m m m m m m 3 Accounts receivable I 37,768. Less: allowance for doubtful accounts I 4 Pledges receivable I 1,385,700. Less: allowance for doubtful accounts I 5 Grants receivable m m m m m m m m m m m m m m m m m m m m m m 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) m m m m 7 Other notes and loans receivable (attach schedule) I Less: allowance for doubtful accounts I 8 Inventories for sale or use m m m m m m 9 Prepaid expenses and deferred charges m m m m m m m m m m 10 a Investments - U.S. and state government obligations (attach schedule) b Investments - corporate stock (attach ATCH m 8 c Investments - corporate bonds (attach schedule)m m m m m m m m 11 Investments - land, buildings, and equipment: basis Less: accumulated depreciation (attach schedule) I 12 Investments - mortgage loans m m m 13 Investments - other (attach schedule) m m m m m m m m m m m m m 14 Land, buildings, and equipment: basis I 70,045. Less: accumulated depreciation (attach schedule) I 15 Other assets (describe ATCH 9 ) I 16 Total assets (to be completed by all filers - see the instructions. Also, see page 1, item I) m m 17 Accounts payable and accrued expenses 18 Grants payable m 19 Deferred revenue m m m m m m m m m m m m m m m m m m m m m 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable (attach schedule) m m m m m 22 Other liabilities (describe I ATCH 10 ) 23 Total liabilities (add lines 17 through 22) m m m m m m m m m m m Foundations that follow SFAS 117, check here m X I and complete lines 24 through 26 and lines 30 and Unrestricted m m m m m 25 Temporarily restricted m m m m m m m m m m m m m m m m m m m m 26 Permanently restricted Foundations that do not follow SFAS 117, m m m I check here and complete lines 27 through Capital stock, trust principal, or current funds m m m m 28 Paid-in or capital surplus, or land, bldg., and equipment fund m m m 29 Retained earnings, accumulated income, endowment, or other funds 30 Total net assets or fund balances (see instructions) m m m m m m 31 Total liabilities and net assets/fund balances (see instructions) m m m m m m m m m m m m m m m m m m m m m m m m m 8,487, ,029,995. Part III Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column, line 30 (must agree with end-of-year figure reported on prior year's return) WHOLE PLANET FOUNDATION ,651,882. 5,860,326. 5,860,326. Enter amount from Part I, line 27a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Other increases not included in line 2 (itemize) I Add lines 1, 2, and 3 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Decreases not included in line 2 (itemize) I Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column, line 30 m m m m 78, , , ,299. 1,385,700. 1,385,700. ATCH 1,731,196. 3,231,455. 3,231, ,707. 7,749. 9,338. 9, , , ,408. 8,487, ,029, ,029, , , , , ,870. 7,864,122. 9,767, ,405. 1,205,456. 8,452, ,973,125. 8,452,527. ATCH ,099, , ,973, ,973,125. Form 990-PF (2013) JSA 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 2

3 Form 990-PF (2013) Page 3 Part IV 1a b c d e a b c d e a b c d e Capital Gains and Losses for Tax on Investment Income (e) Gross sales price List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.) (f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 WHOLE PLANET FOUNDATION (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (j), if any If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 & 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (see instructions). If (loss), enter -0- in & Part I, line 8 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 How acquired P - Purchase D - Donation Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940 tax on net investment income.) Date acquired (mo., day, yr.) (h) Gain or (loss) (e) plus (f) minus (g) Date sold (mo., day, yr.) (l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col. (h)) If section 4940(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see the instructions before making any entries. Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable-use assets (col. divided by col. ) ,023,285. 7,300,072. 4,728,364. 3,127,865. 3,457,428. 9,111,598. 7,135,964. 5,462,473. 3,769,838. 3,038, m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 Total of line 1, column 2 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 4 Enter the net value of noncharitable-use assets for 2013 from Part X, line Multiply line 4 by line Enter 1% of net investment income (1% of Part I, line 27b) 6 7 Add lines 5 and Enter qualifying distributions from Part XII, line ,887,218. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions. JSA Form 990-PF (2013) 3E Yes X ,369, ,990,014. 2, ,992, T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 3 No

4 Form 990-PF (2013) Page 4 Part VI Excise Tax Based on Investment Income (Section 4940, 4940, 4940(e), or see instructions) 1a Exempt operating foundations described in section 4940(2), check here I and enter "N/A" on line 1. m m m 7 Date of ruling or determination letter: (attach copy of letter if necessary - see instructions) here I and enter 1% of Part I, line 27b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of 9 Part I, line 12, col.. 2 Tax under section 511 (domestic section 4947(1) trusts and taxable foundations only. Others enter -0-) m m m 2 Add lines 1 and m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 Subtitle A (income) tax (domestic section 4947(1) trusts and taxable foundations only. Others enter -0-) 4 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- m m m m m m m m m m m m m 5 6 Credits/Payments: a 2013 estimated tax payments and 2012 overpayment credited to a 620. b Exempt foreign organizations - tax withheld at source m m m m m m 6b c Tax paid with application for extension of time to file (Form 8868) 6c 4,667. d Backup withholding erroneously withheld m m m m m 6d 7 Total credits and payments. Add lines 6a through 6d m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 7 8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached m 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed m m m m m m 9 10 I m m m m m m m m m m 620. I Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid Enter the amount of line 10 to be: Credited to 2014 estimated tax Refunded 11 Part VII-A Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate Yes No or intervene in any political campaign? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m b Did it spend more than 100 during the year (either directly or indirectly) for political purposes (see Instructions for the definition)? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) On the foundation. (2) On foundation managers. e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on I foundation managers. Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 2 m m m m m m m m m m m m m m m m If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes m m 4 a Did the foundation have unrelated business gross income of 1,000 or more during the year? m m m m m m m m m m m m m m m m m b If "Yes," has it filed a tax return on Form 990-T for this year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? m m m m m m m m m m m m m m m m m m 6 If "Yes," attach the statement required by General Instruction T. Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: % By language in the governing instrument, or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict 6 with the state law remain in the governing instrument? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Enter the states to which the foundation reports or with which it is registered (see instructions) I 7 Did the foundation have at least 5,000 in assets at any time during the year? If "Yes," complete Part II, col., and Part XV 8a ATTACHMENT 12 WHOLE PLANET FOUNDATION b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation I * 8 m m m m m m m m m m m m m m m m m m m m m m m m m 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)? If "Yes," complete Part XIV 9 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses 10 1a 1b 1c 3 4a 4b 5 7 8b 4,667. 4, ,667. 5,287. X X X X 620. X X X X X X X X Form 990-PF (2013) JSA 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 4

5 WHOLE PLANET FOUNDATION Statements Regarding Activities (continued) Form 990-PF (2013) Page 5 Part VII-A At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(13)? If "Yes," attach schedule (see instructions) m m m m m m m m m m m m m m m m m m m m m m m m m m m 11 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement (see instructions) m m m m m m m m m m m m m m m m m m m m m m 12 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? m m m m 13 X Website address I The books are in care of WHOLE FOODS MARKET - TAX DEPT I Telephone no Located at 550 BOWIE STREET AUSTIN, TX I ZIP I Section 4947(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form Check here m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I Yes over a bank, securities, or other financial account in a foreign country? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 16 X See the instructions for exceptions and filing requirements for Form TD F If "Yes," enter the name of the foreign country I ATCH and enter the amount of tax-exempt interest received or accrued during the year I At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority Part VII-B 2 4a Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. 1a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? Yes X No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that a At the end of tax year 2013, did the foundation have any undistributed income (lines 6d and b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(2) c If the provisions of section 4942(2) are being applied to any of the years listed in 2a, list the years here. I,,, 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise b If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation or b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m (5) Transfer any income or assets to a disqualified person (or make any of either available for m m m m m m m m m m m m m m m m m m m m m m m m m m m m (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? Yes X No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Yes X No the benefit or use of a disqualified person)? Yes No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) m m m m m m m m m m m m m m m m m Yes X No section or in a current notice regarding disaster assistance (see instructions)? m m m m m m m m Organizations relying on a current notice regarding disaster assistance check here m m m m m m m m m m m m m m m I were not corrected before the first day of the tax year beginning in 2013? m m m m m m m m m m m m m m m m m m m m m m m m m m m Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): I m m m m m m m m m m m m m m m m m m m m m m m m m m 6e, Part XIII) for tax year(s) beginning before 2013? Yes No If "Yes," list the years,,, (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(2) to all years listed, answer "No" and attach statement - see instructions.) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m at any time during the year? Yes No disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2013.) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? m m m m m m m m Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013? X X X 1b 1c 2b 3b 4a 4b Yes X X No No X X X Form 990-PF (2013) JSA 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 5

6 WHOLE PLANET FOUNDATION Statements Regarding Activities for Which Form 4720 May Be Required (continued) Form 990-PF (2013) Page 6 Part VII-B 5a b c 6a b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m (4) Provide a grant to an organization other than a charitable, etc., organization described in m m m m m m m m m m m m m m During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? Yes X No (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? Yes X No section 509(1), (2), or (3), or section 4940(2)? (see instructions) Yes No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? m m m m m m m m m m m m m m m m m Yes X No If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section or in a current notice regarding disaster assistance (see instructions)? m m Organizations relying on a current notice regarding disaster assistance check here m m m m m m m m m m m m m m m m m m m I If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? m m m m m m m m m m m m m m m m m m m X Yes No If "Yes," attach the statement required by Regulations section Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Yes X No Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? m m m m m m m m m m m m If "Yes" to 6b, file Form a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? Yes X No b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? m m m m m m m m m m 7b Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation (see instructions). Title, and average Compensation Contributions to Name and address hours per week (If not paid, (e) Expense account, employee benefit plans devoted to position enter -0-) and deferred compensation other allowances ATCH X 5b 6b X X 2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter "NONE." Name and address of each employee paid more than 50,000 Title, and average hours per week devoted to position Compensation Contributions to employee benefit plans and deferred compensation (e) Expense account, other allowances ATCH ,648. 8, Total number of other employees paid over 50,000 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I 1 Form 990-PF (2013) JSA 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 6

7 Form 990-PF (2013) Page 7 Part VIII WHOLE PLANET FOUNDATION Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE." Name and address of each person paid more than 50,000 Type of service Compensation ATCH ,502. Total number of others receiving over 50,000 for professional services m m m m m m m m m m m m m m m m m m m m m m Part IX-A Summary of Direct Charitable Activities I List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc Expenses THE FOUNDATION PARTNERS WITH EXISTING CHARITABLE ORGANIZATIONS THAT MANAGE MICRO-CREDIT PROJECTS TO HELP FAMILIES ESCAPE POVERTY BY PROVIDING ACCESS TO CAPITAL THAT 10,887,218. THEY CAN USE TO START THEIR OWN SMALL BUSINESSES. FUNDS IN 2013 SUPPORTED AN EXPANSION OF THE MICROLENDING PROGRAMS IN 59 COUNTRIES, INCLUDING THE UNITED STATES, AND SPANNING MULTIPLE CONTINENTS INCLUDING AFRICA, ASIA, NORTH AMERICA,AND SOUTH AMERICA. AS OF DECEMBER 31, 2013, OUR PROJECTS HAVE SUPPORTED OVER 575,000 BORROWERS AND HAVE DISBURSED OVER 245 MILLION IN MICRO CREDIT LOANS. Part IX-B Summary of Program-Related Investments (see instructions) Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. 1 NONE Amount 2 All other program-related investments. See instructions. 3 NONE Total. Add lines 1 through 3 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I Form 990-PF (2013) JSA 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 7

8 Form 990-PF (2013) Page 8 Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average monthly fair market value of securities 1a b Average of monthly cash balances m m m m m m m m m m 1b c Fair market value of all other assets (see instructions) 1c d Total (add lines 1a, b, and c) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1d e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) m m m m m m m m m m m m m m m m m m m m 1e 2 Acquisition indebtedness applicable to line 1 assets 2 3 Subtract line 2 from line 1d m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 4 Cash deemed held for charitable activities. Enter 1 1/2 % of line 3 (for greater amount, see instructions) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 4 5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line Minimum investment return. Enter 5% of line 5 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 6 Part XI Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here I X and do not complete this part.) 1 Minimum investment return from Part X, line 6 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1 2 a Tax on investment income for 2013 from Part VI, line 5 m m m m m m m 2a 2b b Income tax for (This does not include the tax from Part VI.) c Add lines 2a and 2b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 Distributable amount before adjustments. Subtract line 2c from line 1m m m m m m m m m m m m m m m m m m m m m m m m m 5 Add lines 3 and 4 m m m m m m m m m m m m m m m m m m m m m 6 Deduction from distributable amount (see instructions)m m m m m m m m m m m m m m m m m m m m m m m m m m 7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2c 3 4 Recoveries of amounts treated as qualifying distributions 4 Part XII Qualifying Distributions (see instructions) WHOLE PLANET FOUNDATION m m m m m m m m m m m m m m m m 1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses, contributions, gifts, etc. - total from Part I, column, line 26 b Program-related investments - total from Part IX-B m m m m m m m m m m m m m m m m m m m m m m m m m m m m 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required) m m m m m b Cash distribution test (attach the required schedule) m m m m m m m m m m m m m m m m m m m m m 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4m m m m m m 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b (see instructions) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 6 Adjusted qualifying distributions. Subtract line 5 from line 4 m m m m m m m m m m m m m m m m m m m m m m Note. The amount on line 6 will be used in Part V, column, in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years a 1b 2 3a 3b ,519,317. 8,100,478. 1,938, ,558, ,558, , ,369, , ,887, ,887, ,887,218. Form 990-PF (2013) JSA 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 8

9 Form 990-PF (2013) Page 9 Undistributed Income (see instructions) Part XIII 1 Distributable amount for 2013 from Part XI, line 7 m m m m m m m m m m m m m m m m m m m m m 2 Undistributed income, if any, as of the end of 2013: a Enter amount for 2012 only m m m m m m m m m m b Total for prior years: 20,20,20 3 Excess distributions carryover, if any, to 2013: a From 2008 b From 2009 c From 2010 d From 2011 e From 2012 m m m m m m f Total of lines 3a through e m m m m m m m m m m m 4 Qualifying distributions for 2013 from Part XII, line 4: I a Applied to 2012, but not more than line 2a m m m b Applied to undistributed income of prior years (Election required - see instructions) m m m m m m m c Treated as distributions out of corpus (Election required - see instructions) m m m m m m d Applied to 2013 distributable amount m m m e Remaining amount distributed out of corpus m m 5 Excess distributions carryover applied to 2013 m (If an amount appears in column, the same amount must be shown in column.) 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 b Prior years' undistributed income. Subtract c line 4b from line 2b m m m m m m m m m m m m m m Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942 tax has been previously assessed m m m m m m m m amount - see instructions m m m m m m m m m m m m instructions m m m m m m m m m m m m m m m m m m d Subtract line 6c from line 6b. Taxable e f Undistributed income for Subtract line 4a from line 2a. Taxable amount - see Undistributed income for Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 m m m m m m m m m m m m m m 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(1)(F) or 4942(g)(3) (see instructions) m m m 8 Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) m m m 9 Excess distributions carryover to Subtract lines 7 and 8 from line 6a m m m m m m m 10 Analysis of line 9: a Excess from 2009 b Excess from 2010 c Excess from 2011 d Excess from 2012 e Excess from 2013 m m m WHOLE PLANET FOUNDATION Corpus Years prior to Form 990-PF (2013) JSA 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 9

10 WHOLE PLANET FOUNDATION Private Operating Foundations (see instructions and Part VII-A, question 9) Form 990-PF (2013) Page 10 Part XIV foundation, and the ruling is effective for 2013, enter the date of the ruling m m m m m m m m m m m m m m I 1 a If the foundation has received a ruling or determination letter that it is a private operating 07/25/2007 b Check box to indicate whether the foundation is a private operating foundation described in section X 4942(j)(3) or 4942(j)(5) 2 a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed m m b 85% of line 2a m m m m m c Qualifying distributions from Part XII, line 4 for each year listed m d Amounts included in line 2c not used directly for active conduct of exempt activities m m m m m e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c m m m m m m 3 Complete 3a, b, or c for the alternative test relied upon: a "Assets" alternative test - enter: (1) Value of all assets m m m (2) Value of assets qualifying under section b "Endowment" 4942(j)(3)(B)(i) m m m m m alternative testenter 2/3 of minimum investment return shown in Part X, line 6 for each year listed m m m c "Support" alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(5)), or royalties) m m m m m m (2) Support from general public and 5 or more exempt organizations as provided in section 4942 (j)(3)(b)(iii) m m m m m m organization m m m m m m (3) Largest amount of support from an exempt (4) Gross investment income m Part XV Tax year Prior 3 years (e) Total 233, , , , , , , , , , ,887,218. 9,023,901. 7,300,072. 4,728, ,939, ,887,218. 9,023,901. 7,300,072. 4,728, ,939, ,029,995. 8,487,856. 6,779,764. 5,375, ,672, ,029,995. 8,487,856. 6,779,764. 5,375, ,672, , , , ,083. 1,135, ,758, ,493,420. 8,416,152. 5,743, ,411,568. 9,894,259. 8,143,367. 6,782,113. 4,114, ,934, , , , , ,133. Supplementary Information (Complete this part only if the foundation had 5,000 or more in assets at any time during the year - see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than 5,000). (See section 507(2).) N/A b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. 2 N/A Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here X I if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number or address of the person to whom applications should be addressed: b The form in which applications should be submitted and information and materials they should include: c Any submission deadlines: d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: JSA 3E Form 990-PF (2013) 00304T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 10

11 Form 990-PF (2013) Page 11 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient Name and address (home or business) a Paid during the year ATCH 17 WHOLE PLANET FOUNDATION If recipient is an individual, show any relationship to any foundation manager or substantial contributor Foundation status of recipient Purpose of grant or contribution Amount Total m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I 3a b Approved for future payment ATCH 18 JSA 3E Total m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I 3b Form 990-PF (2013) 00304T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 11

12 Form 990-PF (2013) Page 12 Part XVI-A Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated. 1 Program service revenue: a b c d e f g Fees and contracts from government agencies 2 Membership dues and assessments m m m m m 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities m m m m 5 Net rental income or (loss) from real estate: a Debt-financed property m m b Not debt-financed property m m m m m m m 6 Net rental income or (loss) from personal property 7 Other investment income m m m m m m m m m m 8 Gain or (loss) from sales of assets other than inventory 9 Net income or (loss) from special events m 10 Gross profit or (loss) from sales of inventory m m 11 Other revenue: a b c d Unrelated business income Excluded by section 512, 513, or 514 Business code Amount Exclusion code Amount e 12 Subtotal. Add columns,, and (e) m m m m 13 Total. Add line 12, columns,, and (e) 13 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m (See worksheet in line 13 instructions to verify calculations.) Relationship of Activities to the Accomplishment of Exempt Purposes Part XVI-B Line L WHOLE PLANET FOUNDATION , , , , ,363. (e) Related or exempt function income (See instructions.) 233,363. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions.) JSA Form 990-PF (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 12

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14 Schedule B (Form 990, 990-EZ, or 990-PF) Department of the Treasury Internal Revenue Service Name of the organization I WHOLE PLANET FOUNDATION Organization type (check one): I Schedule of Contributors Attach to Form 990, Form 990-EZ, or Form 990-PF. Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at OMB À¾µ Employer identification number Filers of: Section: Form 990 or 990-EZ 501( ) (enter number) organization 4947(1) nonexempt charitable trust not treated as a private foundation Form 990-PF X 527 political organization 501(3) exempt private foundation 4947(1) nonexempt charitable trust treated as a private foundation 501(3) taxable private foundation Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 501(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions. General Rule X For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, 5,000 or more (in money or property) from any one contributor. Complete Parts I and II. Special Rules For a section 501(3) organization filing Form 990 or 990-EZ that met the 33 1/3 % support test of the regulations under sections 509(1) and 170(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of (1) 5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II. For a section 501(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than 1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or animals. Complete Parts I, II, and III. For a section 501(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to more than 1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions of 5,000 or more during the year I m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on its Form 990-PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF). For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2013) JSA 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 14

15 Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 2 Name of organization WHOLE PLANET FOUNDATION Employer identification number Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. 1 ITO EN Person X 45 MAIN STREET 75,000. Noncash BROOKLYN, NY WHOLE FOODS MARKET SERVICES, INC. Person X 550 BOWIE STREET 2,864,170. Noncash AUSTIN, TX SEVENTH GENERATION Person X 60 LAKE STREET 50,000. Noncash BURLINGTON, VT PEPSICO Person X 700 ANDERSON HILL 50,000. Noncash PURCHASE, NY LATE JULY Person X 3166 MAIN STREET 6,000. Noncash BARNSTABLE, MA MRS. MEYERS Person X 420 NORTH 5TH STREET, STE ,867. Noncash MINNEAPOLIS, MN JSA Schedule B (Form 990, 990-EZ, or 990-PF) (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 15

16 Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 2 Name of organization WHOLE PLANET FOUNDATION Employer identification number Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. 7 SAMBAZON INC. Person X 1160 CALLE CORDILLERA 53,248. Noncash SAN CLEMENTE, CA GARDEN OF LIFE Person X 5500 VILLAGE BLVD, STE ,855. Noncash WEST PALM BEACH, FL VAN'S INTERNATIONAL Person X 3285 EAST VERNON AVENUE 9,761. Noncash VERNON, CA SR MAX SHOES Person X 2222 HESSLER BLVD 10,186. Noncash NEW CASTLE, DE HAIN CELESTIAL GROUP Person X 58 SOUTH SERVICE ROAD, SUITE ,000. Noncash MELIVILLE, NY ONESOURCE DISTRIBUTION Person X 401 EAST 124TH AVE 50,000. Noncash THORNTON, CO JSA Schedule B (Form 990, 990-EZ, or 990-PF) (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 16

17 Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 2 Name of organization WHOLE PLANET FOUNDATION Employer identification number Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. 13 STEAZ - HEALTHY BEVERAGE CO Person X 200 S. CLINTON ST, SUITE ,684. Noncash DOYLESTOWN, PA NELSON'S Person X 21 HIGH STREET STE ,251. Noncash NORTH ANDOVER, MA FRONTIER Person X TH ST 50,000. Noncash NORWAY, IA ALAFFIA Person X PO BOX ,000. Noncash OLYMPIA, WA AMERICAN TELECON Person X 3280 PEACHTREE ROAD NE, SUITE ,152. Noncash ATLANTA, GA BLUE AVOCADO Person X PO BOX ,000. Noncash AUSTIN, TX JSA Schedule B (Form 990, 990-EZ, or 990-PF) (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 17

18 Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 2 Name of organization WHOLE PLANET FOUNDATION Employer identification number Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. 19 FEDEX Person X 9222 BURNET RD 13,679. Noncash AUSTIN, TX HINT Person X PO BOX ,000. Noncash SAN FRANCISCO, CA IZZE BEVERAGE CO Person X 1035 PEARL STREET 50,000. Noncash BOULDER, CO LARABAR Person X PO BOX ,000. Noncash DENVER, CO MAMBO SPROUTS Person X 1101 HADDON AVE. 102,799. Noncash COLLINGSWOOD, NJ ONE HOPE Person X PO BOX ,138. Noncash NEWPORT BEACH, CA JSA Schedule B (Form 990, 990-EZ, or 990-PF) (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 18

19 Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 2 Name of organization WHOLE PLANET FOUNDATION Employer identification number Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. 25 PACT APPAREL Person X ST ST 50,000. Noncash BOULDER, CO RAINBOW LIGHT Person X 100 AVENUE TEA 37,340. Noncash SANTA CRUZ, CA RENEW LIFE Person X 198 PALM HARBOR BLVD 16,588. Noncash PALM HARBOR, FL RESCUE REMEDY Person X 21 HIGH ST 7,270. Noncash NORTH ANDOVER, MA RISHI Person X 427 E STEWART ST 50,000. Noncash MILWAUKEE, WI SAFFRON ROAD Person X 1177 SUMMER ST 11,080. Noncash STAMFORD, CT JSA Schedule B (Form 990, 990-EZ, or 990-PF) (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 19

20 Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 2 Name of organization WHOLE PLANET FOUNDATION Employer identification number Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. 31 SANTA RITA WINE Person X 48 HARBOR PARK DR. 7,127. Noncash PORT WASHINGTON, NY TRADITIONAL MEDECINALS Person X 4515 ROSS ROAD 55,479. Noncash SEBASTOPOL, CA VITA COCO Person X 38 W 21ST, 11TH FLOOR 24,487. Noncash NEW YORK, NY Person Noncash Person Noncash Person Noncash JSA Schedule B (Form 990, 990-EZ, or 990-PF) (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 20

21 Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 3 Name of organization Employer identification number WHOLE PLANET FOUNDATION Part II Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed. from Part I Description of noncash property given FMV (or estimate) (see instructions) Date received from Part I Description of noncash property given FMV (or estimate) (see instructions) Date received from Part I Description of noncash property given FMV (or estimate) (see instructions) Date received from Part I Description of noncash property given FMV (or estimate) (see instructions) Date received from Part I Description of noncash property given FMV (or estimate) (see instructions) Date received from Part I Description of noncash property given FMV (or estimate) (see instructions) Date received JSA Schedule B (Form 990, 990-EZ, or 990-PF) (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 21

22 Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 4 Name of organization Employer identification number Part III from Part I WHOLE PLANET FOUNDATION Exclusively religious, charitable, etc., individual contributions to section 501(7), (8), or (10) organizations that total more than 1,000 for the year. Complete columns through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of 1,000 or less for the year. (Enter this information once. See instructions.) I Use duplicate copies of Part III if additional space is needed. Purpose of gift Use of gift Description of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee from Part I Purpose of gift Use of gift Description of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee from Part I Purpose of gift Use of gift Description of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee from Part I Purpose of gift Use of gift Description of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee JSA Schedule B (Form 990, 990-EZ, or 990-PF) (2013) 3E T V391 8/14/2014 3:11:30 PM V 13-6F WPF PAGE 22