APPEALS 2017 OVERVIEW
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1 APPEALS 2017 OVERVIEW
2 TABLE OF CONTENTS Click on the title to arrive at that section. Click on the header to go back to this page. ICRC APPEALS 2017 ICRC budget and appeal structure Contributions Standard reporting system BREAKDOWN OF THE BUDGET Breakdown of the headquarters budget Breakdown of the field budget Africa Americas Asia and the Pacific Europe and Central Asia Near and Middle East 15 largest operations COMPARATIVE DATA ICRC budgets Comparative breakdown of the field budget Significant increases/decreases per region largest operations Evolution of the ICRC s budget EARMARKING Earmarking Evolution of earmarking
3 ICRC APPEALS 2017 The International Committee of the Red Cross (ICRC) is financed entirely through voluntary contributions from States party to the Geneva Conventions, National Red Cross and Red Crescent Societies, private and public sources and supranational organizations. The ICRC is appealing for Swiss francs (CHF) 1,818.8 million to cover the costs of its headquarters and field operations in HEADQUARTERS CHF MILLION TOTAL BUDGET CHF 1,818.8 MILLION OPERATIONS CHF 1,612.1 MILLION CHF 1,602.1 MILLION in cash CHF 1.3 MILLION in kind CHF 8.7 MILLION in services ICRC BUDGET AND APPEAL STRUCTURE The 2017 budget is based on the objectives set for the year and aims to cover activities from 1 January to 31 December All ICRC budgets are established on a yearly basis. The ICRC budget and appeal structure is divided into that for operational (field) and headquarters activities. The ICRC seeks funding to cover the costs of its field activities worldwide through its Appeals: Operations; it uses the Appeals: Headquarters to seek funding for all activities carried out at its headquarters, including operational, legal, communication and administrative support for field activities, and other functions, such as resource mobilization, human resource management and financial management. During the year, adjustments to the initial appeals are made in the form of budget extensions (Budget Extension Appeals) in response to unforeseen needs requiring increased humanitarian action. Special appeals on cross-cutting issues may also be launched. NOVEMBER 2016 PAGE 2/22
4 CONTRIBUTIONS Contributions may be made in the form of cash, goods or services. Cash contributions are the most flexible and efficient way to finance ICRC operations. They account for around 95 to 98 per cent of the ICRC s total income. Cash contributions may be allocated for a specific purpose. Please see the section on earmarking (page 19 onwards). In-kind contributions are donations provided in the form of food, non-food items or other specific goods needed for the ICRC s assistance activities. Donors may also provide cash-for-kind contributions to cover the purchase of pre-defined goods by the ICRC. Contributions in services refer to support given to the ICRC in the form of logistics or staff on loan. STANDARD REPORTING SYSTEM In the course of the year, the ICRC issues Midterm, Annual and Special Reports to inform donors about the status of ICRC activities around the world. These reports feature qualitative and quantitative information from the field. Donors are also informed of evolving crises and other situations in different contexts through updates and other ad hoc documents. The ICRC issues Monthly and Quarterly Financial Updates, which inform donors of developments in the ICRC s budget, expenditure rate and contribution levels. Appendices to the Annual Report contain the financial statements, contributions made by each donor, the financial situation at the end of the year, and the costs associated with National Societies seconding of staff to the ICRC. Financial and statistical data on the activities of the previous year are normally available as of mid-march, making it possible for the external auditor, Ernst & Young, to examine the ICRC s accounting records and financial statements and draft a report on these. The result of the audit of the field and headquarters activities is reported to the ICRC Assembly. NOVEMBER 2016 PAGE 3/22
5 BREAKDOWN OF THE BUDGET
6 BREAKDOWN OF THE HEADQUARTERS BUDGET BY DEPARTMENT Operations Financial Resources and Logistics Communication and Information Management Human Resources International Law and Policy Office of the Director-General ICRC Governing and Controlling Bodies I N C H F MILLION TOTAL BUDGET CHF MILLION Note: The figures in this section have been rounded off. They may vary slightly from the amounts presented in other documents, and sum totals may be slightly different from the totals presented. NOVEMBER 2016 PAGE 5/22
7 BREAKDOWN OF THE FIELD BUDGET BY GEOGRAPHICAL REGION I N C H F MILLION Africa Near And Middle East Asia And The Pacific Europe And Central Asia Americas % 31% TOTAL CHF 1,612.1 MILLION 5% 40% 15% BY PROGRAMME BY TARGET POPULATION PROTECTION 15.6% CIVILIANS 53.5% ASSISTANCE 67.3% PREVENTION 10.6% COOPERATION 5.7% GENERAL 0.8% PEOPLE DEPRIVED OF FREEDOM WOUNDED AND SICK A C T O R S O F INFLUENCE RED CROSS AND RED CRESCENT MOVEMENT FUNCTIONAL CORE SUPPORT* 12.6% 16.8% 10.6% 5.7% 0.8% *e.g. ICRC internal, other international actors, etc. NOVEMBER 2016 PAGE 6/22
8 AFRICA All figures in this table are in thousand Swiss francs (KCHF) FIELD BUDGET PROGRAMME PROTECTION ASSISTANCE PREVENTION COOPERATION GENERAL TOTAL BUDGET of which overheads Algeria 1, , Burundi 3,419 5,171 1, , Central African Republic 4,768 35,638 2,801 1, ,442 2,771 Chad 2,503 5,751 1, , Congo, Democratic Republic of the 15,684 45,623 4,527 2, ,564 4,106 Eritrea 862 3, , Ethiopia 4,431 10,419 3,446 1, ,837 1,211 Guinea 1,736 1, , , Liberia , , Libya 2,478 13,689 2,822 3, ,309 1,362 Mali 4,931 33,644 3,198 1, ,425 2,650 Mauritania 1,278 1, , Morocco , Niger 2,789 26,175 1,767 1, ,088 1,958 Nigeria 9,078 64,772 4,233 3, ,653 4,983 Rwanda 2,662 1, , Somalia 4,728 60,955 3,983 2, ,533 4,427 South Sudan 8, ,530 7,382 4, ,996 7,690 Sudan 2,176 3,244 2,500 1, , Uganda 2, , Abidjan Antananarivo 2,574 4,215 2,180 1, , , , Dakar 1,882 3,420 1,921 1, , Harare 2,017 2,871 1, , Nairobi 3,064 3,469 3,271 1, , Pretoria , , Tunis 2,113 2, , Yaoundé 3,612 13,746 3,071 1, ,505 1,374 TOTAL (IN KCHF) 95, ,028 59,784 38,765 4, ,870 39,521 NOVEMBER 2016 PAGE 7/22
9 AMERICAS All figures in this table are in thousand Swiss francs (KCHF) FIELD BUDGET PROGRAMME PROTECTION ASSISTANCE PREVENTION COOPERATION GENERAL TOTAL BUDGET of which overheads Colombia 9,212 13,158 3,315 2, ,364 1,731 Haiti , Brasilia Caracas Lima Mexico City Washington 2,177 1,717 2,728 1, , , ,599 1, , , , , ,636 11,433 3,090 1, ,910 1,398 2, , , New York - - 3, , TOTAL (IN KCHF) 25,319 28,306 20,350 8,242 1,453 83,670 5,107 NOVEMBER 2016 PAGE 8/22
10 ASIA AND THE PACIFIC All figures in this table are in thousand Swiss francs (KCHF) FIELD BUDGET PROGRAMME PROTECTION ASSISTANCE PREVENTION COOPERATION GENERAL TOTAL BUDGET of which overheads Afghanistan 15,204 69,905 5,162 2, ,433 5,702 Bangladesh 2,156 4,939 1, , Myanmar 6,203 22,060 2,952 2, ,857 2,066 Pakistan 1,499 9,606 3,634 2, ,084 1,043 Philippines 4,148 9,006 2,760 1, ,311 1,056 Sri Lanka 3,766 4, , Bangkok Beijing Jakarta Kuala Lumpur New Delhi Suva TOTAL (IN KCHF) 3,934 5,039 3,298 1, , ,161 5,187 1, , , , , , , ,970 6,265 3,600 1, , ,473 2,404 2,871 1, , , ,210 37,706 15,434 3, ,952 15,011 NOVEMBER 2016 PAGE 9/22
11 EUROPE AND CENTRAL ASIA All figures in this table are in thousand Swiss francs (KCHF) FIELD BUDGET PROGRAMME PROTECTION ASSISTANCE PREVENTION COOPERATION GENERAL TOTAL BUDGET of which overheads Armenia 723 1, , Azerbaijan 3,003 5, , Georgia 2,075 4, , Ukraine 7,608 47,035 3,417 1, ,241 3,677 Moscow Paris Tashkent Western Balkans 2,361 7,356 3,402 1, , ,347 1,128 2, , ,367 5,777 2,410 1, , , , Brussels 146-3, , London 2,368-1, , TOTAL (IN KCHF) 31,854 73,672 19,534 8, ,719 8,222 NOVEMBER 2016 PAGE 10/22
12 NEAR AND MIDDLE EAST All figures in this table are in thousand Swiss francs (KCHF) FIELD BUDGET PROGRAMME PROTECTION ASSISTANCE PREVENTION COOPERATION GENERAL TOTAL BUDGET of which overheads Egypt 562 1,439 1, , Iran, Islamic Republic of 1,239 1,652 2, , Iraq 17,165 98,319 7,657 1, ,997 7,629 Israel and the Occupied Territories 16,415 23,542 6,531 2, ,682 3,032 Jordan 3,355 25,102 3,274 1, ,756 2,060 Lebanon 5,055 37,372 2,149 3, ,206 2,942 Syrian Arab Republic 4, ,648 3,025 5, ,104 10,870 Yemen 4,927 35,482 4,653 3, ,490 2,959 Kuwait TOTAL (IN KCHF) 2, , , , ,041 33,136 20,067 2, ,866 30,447 NOVEMBER 2016 PAGE 11/22
13 15 LARGEST OPERATIONS IN TERMS OF BUDGET TOTAL ICRC FIELD BUDGET: CHF 1,612.1 MILLION OTHERS TOP LARGEST OPERATIONS: CHF 1,108.4 MILLION (69% OF THE TOTAL FIELD BUDGET) CONTEXT INITIAL BUDGET (IN CHF MILLION) 1 Syrian Arab Republic South Sudan Iraq Afghanistan Nigeria Somalia Congo, Democratic Republic of the Ukraine Israel and the Occupied Territories Yemen Lebanon Central African Republic Mali Myanmar Jordan 33.8 NOVEMBER 2016 PAGE 12/22
14 COMPARATIVE DATA
15 ICRC BUDGETS (IN CHF MILLION) TOTAL BUDGET 1, % 1, Headquarters The ICRC s budget of CHF million for its headquarters activities in 2017 represents an increase of CHF 10.1 million over the initial headquarters budget for % Field operations The ICRC s budget of CHF 1,612.1 million for its field operations in 2017 represents an increase of CHF 86.6 million over the initial field budget for , % 1, Note: The figures in this section have been rounded off. They may vary slightly from the amounts presented in other documents, and sum totals may be slightly different from the totals presented. NOVEMBER 2016 PAGE 14/22
16 COMPARATIVE BREAKDOWN OF THE FIELD BUDGET BY GEOGRAPHICAL REGION (IN CHF MILLION) INITIAL BUDGET 2016 INITIAL BUDGET % INCREASE/DECREASE Africa % Near And Middle East % Asia and the Pacific % Europe and Central Asia % Americas % TOTAL 1, ,525.5 BY PROGRAMME (IN CHF MILLION) INITIAL BUDGET 2016 INITIAL BUDGET % INCREASE/DECREASE Assistance 1, , % Protection % Prevention % Cooperation % General % TOTAL 1, ,525.5 NOVEMBER 2016 PAGE 15/22
17 SIGNIFICANT INCREASES/DECREASES PER REGION NEAR AND MIDDLE EAST IN CHF MILLION % Syrian Arab Republic % Lebanon % Iraq 5.5 5% Israel and the Occupied Territories 2.3 4% Kuwait % Egypt 0.4 9% EUROPE AND CENTRAL ASIA IN CHF MILLION % Paris % Azerbaijan % Armenia % Western Balkans % Ukraine 4.1 6% AMERICAS IN CHF MILLION % Mexico City % Colombia 2.6 9% Haiti % AFRICA IN CHF MILLION % Nigeria % Niger % Libya % Yaoundé % Burundi % Chad % Central African Republic 2.0 5% Congo, Democratic Republic of the 2.0 3% Liberia % Guinea % ASIA AND THE PACIFIC IN CHF MILLION % Afghanistan 5.0 6% Bangladesh % Pakistan 0.7 4% New Delhi 0.5 4%
18 15 LARGEST OPERATIONS IN TERMS OF BUDGET (IN CHF MILLION) RANK CONTEXT 2017 INITIAL BUDGET 2016 REVISED BUDGET 2017 VS 2016 REVISED BUDGET % INCREASE/ DECREASE 2016 INITIAL BUDGET 2017 VS 2016 INITIAL BUDGET % INCREASE/ DECREASE 1 Syrian Arab Republic % % 2 South Sudan % 3 Iraq % 4 Afghanistan % 5 Nigeria % % 6 Somalia % 7 Congo, Democratic Republic of the % 8 Ukraine % 9 Israel and the Occupied Territories % 10 Yemen % 11 Lebanon % 12 Central African Republic % 13 Mali % 14 Myanmar % 15 Jordan % % TOTAL TOP 15 1, ,058.5 TOTAL APPEALS 1, ,525.5 Top 15 as proportion of total 69% 69% NOVEMBER 2016 PAGE 17/22
19 EVOLUTION OF THE ICRC S BUDGET The ICRC prepares its budget on the basis of three fundamental considerations: the humanitarian needs in the contexts where it works; its capacity to deliver, including factors such as access and proximity to those in need, and human resources; and the level of support from its donors. (IN CHF MILLION) 2,000 1, , , ,500 1, , , , , , , , FIELD BUDGET HEADQUARTERS BUDGET TOTAL The graph above shows the evolution of the ICRC s budgets from 2012 to Notably: 58% total budget growth from 2012 to % field budget growth from 2012 to % field budget increase between 2015 and % increase between 2016 and % headquarters budget growth from 2012 to 2017 This path of measured growth reflects the ICRC s ambition to step up its response to everincreasing humanitarian needs, and is in line with the priorities set out in the Institutional Strategy Despite its ambitious budgets, the ICRC has managed to preserve the quality of its humanitarian programmes and to consistently demonstrate its ability to deliver on its objectives and plans of action: its average implementation rate 2 for the past four years exceeds 91%. 1. Based on the initial budgets published in the ICRC s yearly appeals. 2. Implementation rate = expenditure/budget x 100. NOVEMBER 2016 PAGE 18/22
20 EARMARKING
21 EARMARKING Earmarking is the practice whereby donors require that their funds be allocated for the ICRC in general; for the Appeals: Operations or Appeals: Headquarters; for a particular region, country or programme; or for the purchase of specific goods. The table below shows the overall framework agreed with donors for the earmarking levels of cash contributions to the ICRC: LEVEL OF EARMARKING None Region Programme Programme and region Operation RANGE/RESTRICTIONS general ICRC; ICRC field or headquarters budget one of the five geographical regions: Africa, Americas, Asia and the Pacific, Europe and Central Asia, Near and Middle East one of the four programmes: Protection, Assistance, Prevention, Cooperation one of the four programmes for one of the five geographical regions one of the ICRC s field operations The quality of funding is measured by the margin that the ICRC has in deciding how to allocate a donor s contribution. For the ICRC to meet needs effectively, flexible fundingrelated policies remain essential, as they correlate directly with the ICRC s ability to maintain its independence and rapid-response capacity. NOVEMBER 2016 PAGE 20/22
22 EVOLUTION OF EARMARKING The chart below illustrates the earmarking levels of cash contributions for ICRC headquarters and field operations from 2012 to It shows a worrying trend for the ICRC: the combined level of non-earmarked and region/programme-earmarked funding has been falling steadily for the past five years. Constituting 40% of total cash contributions in 2012, non-earmarked and region/programme-earmarked funding dipped to 36% in 2013, 35% in 2014 and 34% in 2015; at the time of writing, the level stands at 31% of cash contributions for % % % % 1, % 100 8% % % 1, % 112 8% % % 1, % 122 8% % % 1, % 120 8% % % 1,528 0 AMOUNT IN CHF MILLION/ PERCENTAGE 100% Totally non-earmarked Region/programme earmarked Country earmarked Tightly earmarked Experience has shown that the ICRC s operational flexibility decreases in direct proportion to the degree of earmarking stipulated by donors, to the detriment of the people that the ICRC is trying to help. For instance, a disproportionate focus on country-level earmarking could result in a lack of funding for operations in contexts that do not fall within the scope of mainstream diplomatic interests or are not widely covered by the media. Moreover, earmarked contributions are often accompanied by rigorous project implementation timetables and stringent reporting requirements. The ICRC thus prefers non-earmarked funding, which is crucial to maintaining the organization s capacity to operate independently and to adapt its activities to rapidly changing situations and evolving needs. The ICRC encourages donors to ease their constraints, and maintains its commitment to use funds as efficiently as possible, solely on the basis of needs. It is the organization s objective to increase, with its donors help, the level of non-earmarked contributions in 2017, thereby ensuring its ability to meet the ever-growing humanitarian needs engendered by armed conflicts and other situations of violence around the world. 2. Based on contributions pledged and received as at 17 November NOVEMBER 2016 PAGE 21/22
23 MISSION The International Committee of the Red Cross (ICRC) is an impartial, neutral and independent organization whose exclusively humanitarian mission is to protect the lives and dignity of victims of armed conflict and other situations of violence and to provide them with assistance. The ICRC also endeavours to prevent suffering by promoting and strengthening humanitarian law and universal humanitarian principles. Established in 1863, the ICRC is at the origin of the Geneva Conventions and the International Red Cross and Red Crescent Movement. It directs and coordinates the international activities conducted by the Movement in armed conflicts and other situations of violence. International Committee of the Red Cross External Resources Division 19, avenue de la Paix 1202 Geneva, Switzerland T F gva_rex_chf@icrc.org ICRC, REX 2016/November 2016
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