Report Format / Tool used

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1 Glencore Ferro Alloys HQ Reports Nr Department Audit name Internal / External Report Report Format / Tool used Background Responsible person Frequency / Due Dates 1 HSEC H5 Recon of GCP data 2 HSEC Environmental Incidents and Community Complaints Recon of GCP data 3 HSEC Annual GCP HSEC Audit Internal Internal Internal Excel spreadsheets and GCP checked to ensure correct entry of HS data. Excel spreadsheets and GCP checked to ensure correct entry of HS data. GCP health, safety, environmental and community data is audited by HSEC head office. 4 HSEC HPRI and ODI Log External (plc) Excel spreadsheet and GCP HS data. Monthly during month end reporting the GCP figures are reconciled with the figures logged in our Month end excel spreadsheets. Monthly during month end reporting the GCP figures are reconciled with the figures logged in our Month end excel spreadsheets. This audit is conducted on an annual basis during October / November of each year to identify any incorrect trends and concerns. The data of the current year is compared to the date of the previous year. Provides updated information on the HPRI s and ODI s reported by the OU s to plc. This information is verified against the XSD on a monthly basis. C Koekemoer / Dalene van Staden / Susan Visser C Koekemoer / Dalene van Staden / Susan Visser C Koekemoer / T Hurter Susan Visser / C Koekemoer Monthly basis Monthly basis Annual Monthly basis Page 1 of 2

2 Nr Department Audit name Internal / External Report Report Format / Tool used Background Responsible person Frequency / Due Dates 5 HSEC External Audits External (plc) Sample of all GCP data is audited at selected sited in Glencore plc. 6 HR and HRD Annual GCP HR Audit Internal GCP HR and HRD data is audited by HSEC head office. 7 Operational Units Management Review / Strategy session Internal GCP data is reviewed on an annual basis by operational management during management review sessions. 8 HSEC GCP review Internal GCP data reviewed by corporate. This audit was conducted in January 2016 to identify any incorrect trends and concerns based on the 2015 data. This audit is conducted on an annual basis during each year to identify any incorrect trends and concern. The data of the current year is compared to the date of the previous year. Data and trends are reviewed by management on an annual basis. Data and trends reviewed. External service provider (Deloitte) HR Department / Glencore Ferro Alloys Operational Units management teams Corporate Annual Annual Annual Quarterly * Re No. 5: there were no material findings by the external auditors during their 2017 review of the 2016 data. Page 2 of 2

3 Compliance Audits 2016 February 2017

4 Agenda 1 Scheduled Audits External Audits Internal Audits Safety Compliance Inspections Planned Audits

5 Boshoek Lion Lydenburg Rustenburg Wonderkop Thorncliffe Helena Magareng Kroondal Rietvly Boshoek Mine Waterval Mine UG2 Compliance Audit Schedule Month January February March April May June July August September October November December

6 External Compliance Audits HSE Legal Compliance Tabacks Attorneys Lion Kroondal Mine Lydenburg PLC HSEC Assurance Helena Mine

7 Internal Compliance Audits HSEC Assurance (Risk Based / FHP & Health DPM) UG2 Kroondal Mine Thorncliffe Mine Boshoek Health Assurance (DPM) Wonderkop Rustenburg Eastern Chrome Mines (Helena, Thorncliffe, Magareng) Lion Lydenburg Occupational Health Centres Western Chrome Mines Wonderkop

8 Safety Compliance Inspections Number of Inspections

9 Boshoek Lion Lydenburg Rustenburg Wonderkop Rhovan Vantech FeMn France FeMn Norway Mototolo Thorncliffe Helena Magareng Kroondal Rietvly Waterval Mine UG2 Planned Audits Month January February March April May June July August September October November December

10 Forward looking statements This document contains statements that are, or may be deemed to be, forward looking statements which are prospective in nature. These forward looking statements may be identified by the use of forward looking terminology, or the negative thereof such as outlook, "plans", "expects" or "does not expect", "is expected", "continues", "assumes", "is subject to", "budget", "scheduled", "estimates", "aims", "forecasts", "risks", "intends", "positioned", "predicts", "anticipates" or "does not anticipate", or "believes", or variations of such words or comparable terminology and phrases or statements that certain actions, events or results "may", "could", "should", shall, "would", "might" or "will" be taken, occur or be achieved. Such statements are qualified in their entirety by the inherent risks and uncertainties surrounding future expectations. Forward-looking statements are not based on historical facts, but rather on current predictions, expectations, beliefs, opinions, plans, objectives, goals, intentions and projections about future events, results of operations, prospects, financial condition and discussions of strategy. By their nature, forward looking statements involve known and unknown risks and uncertainties, many of which are beyond Glencore s control. Forward looking statements are not guarantees of future performance and may and often do differ materially from actual results. Important factors that could cause these uncertainties include, but are not limited to, those discussed in Glencore s Annual Report 2014 and Risks and uncertainties in Glencore s 2015 Half-Year Report. Neither Glencore nor any of its associates or directors, officers or advisers, provides any representation, assurance or guarantee that the occurrence of the events expressed or implied in any forward-looking statements in this document will actually occur. You are cautioned not to place undue reliance on these forward-looking statements which only speak as of the date of this document. Other than in accordance with its legal or regulatory obligations (including under the UK Listing Rules and the Disclosure and Transparency Rules of the Financial Conduct Authority and the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited and the Listing Requirements of the Johannesburg Stock Exchange Limited), Glencore is not under any obligation and Glencore and its affiliates expressly disclaim any intention, obligation or undertaking to update or revise any forward looking statements, whether as a result of new information, future events or otherwise. This document shall not, under any circumstances, create any implication that there has been no change in the business or affairs of Glencore since the date of this document or that the information contained herein is correct as at any time subsequent to its date. No statement in this document is intended as a profit forecast or a profit estimate and no statement in this document should be interpreted to mean that earnings per Glencore share for the current or future financial years would necessarily match or exceed the historical published earnings per Glencore share. This document does not constitute or form part of any offer or invitation to sell or issue, or any solicitation of any offer to purchase or subscribe for any securities. The making of this document does not constitute a recommendation regarding any securities. 8